Investment Advisers & Private Funds

• Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 14, 2020

  November 24, 2020

• SBA Announces Simpler PPP Forgiveness for Loans Less Than $50k

  October 13, 2020

• New SBA Guidance on Change in Ownership by PPP Borrowers

  October 5, 2020

• U.S. Department of Labor Revises Families First Coronavirus Response Act Regulations

  September 21, 2020

• SEC Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert to Broker-Dealers and Investment Advisers

  September 11, 2020

• SEC Amends “Accredited Investor” Definition

  August 31, 2020

• DOL Reinstates Five-Part-Test for Investment Advice Fiduciaries and Proposes New Exemption

  August 14, 2020

• New EEOC Guidance Explains ADA Protections For Opioid Users

  August 13, 2020

• Federal Court Invalidates Major Aspects of DOL’s Rule, Expanding FFCRA to More Workers

  August 5, 2020

• Form CRS Due Date Reminder

  June 10, 2020