Investment Advisers & Private Funds

• CCPA: Q&As for Investment Advisers and Private Fund Managers

  December 16, 2019

• Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 16, 2019

  December 5, 2019

• SBA Temporarily Revises Draw Application Schedule

  November 18, 2019

• OCIE Risk Alert on Principal and Agency Cross Transactions

  October 17, 2019

• Life Sciences Investors Beware

  October 2, 2019

• SBA Simplifies Filings Requirements for SBIC Applicants

  September 20, 2019

• New Cayman Islands Data Protection Law, 2017 Coming into Effect

  September 3, 2019

• SBA Announces New Fee on Leverage Draws and New Process for Leverage Approval Notices

  August 21, 2019

• SEC OCIE Risk Alert Update: Supervision of Disciplined Individuals

  August 19, 2019

• SBA Releases Annual Investor Recertification Memorandum for SBICs

  August 19, 2019