New Pay-to-Play Rules, the Dodd-Frank Act and Other Hot Topics Related to Investment Advisers
Part of the Operational Risk Breakfast Club's Quarterly Series
Date/Time
March 24, 2011 8:30AM–10:00AM
Description
Sponsored by Foley Hoag LLP and Kinetic Partners
The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.
Topics to be discussed:
- The new pay-to-play rules
- The latest on the implementation of the Dodd-Frank Act and a discussion of the current hot topics related to investment advisers
Speakers:
- Jonathan Saxton, Kinetic Partners
- Chris Lombardy, Kinetic Partners
- Robert Sawyer, Foley Hoag LLP