How to Comply with Rule 105 of Regulation M and Recent Updates on AIFMD

Part of the Operational Risk Breakfast Club's Quarterly Series


Foley Hoag LLP

Seaport West
155 Seaport Boulevard
Boston, MA 02210-2600

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December 3, 2013 8:30AM–10:00AM


Sponsored by Foley Hoag LLP and Kinetic Partners 

The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.

Topics to be discussed:

  • How to comply with Rule 105 of Regulation M and lessons learned from recent SEC enforcement actions
  • The most recent updates on AIFMD


  • Daniel Marx, Foley Hoag LLP
  • Jonathan Saxton, Kinetic Partners