The Ins and Outs of Insider Trading Compliance

Description

Sponsored by Foley Hoag LLP and Kinetic Partners 

The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.

Topics to be discussed:

• Recent cases showing the SEC's current focal areas in the insider trading space
• Recommendations on what to include in your firm's insider trading policy and practical compliance tips

Speakers:

• Ara Beth Gershengorn, Foley Hoag LLP
• Donald Babbitt, Kinetic Partners

Presentations:

• The Ins and Outs of Insider Trading Compliance
• Insider Trading Policies and Practical Compliance