The Foley Adviser

CFTC and NFA Issue FAQS on Form CPO-PQR and Form CTA-PR

December 17, 2015

The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission (the “CFTC”) recently issued answers to Frequently Asked Questions (“FAQs”) regarding CFTC Form CPO-PQR applicable to registered commodity pool operators (“CPOs”) and Form CTA-PR applicable to registered commodity trading advisers (“CTAs”). The CFTC’s FAQs can be found here.

The National Futures Association (the “NFA”) also recently published FAQs relating to the filing process for Form PQR & Form PR. The NFA’s FAQs on Form PR can be found here. The NFA’s FAQs on Form PQR can be found here.

All registered CPOs and registered CTAs should review these FAQs.