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Foley Hoag Securities Enforcement Alert

Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2020

by Lisa C. Wood, John W.R. Murray, Christian Garcia, E. Jacqueline Chávez

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Title Date Authors Category Download
SEC to Require Companies to Disclose Global Warming Risks January 29, 2010 Seth D. Jaffe Business Alert Download SEC to Require Companies to Disclose Global Warming Risks pdf file
SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers January 11, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers pdf file
President Obama Extends COBRA Subsidy for Unemployed Workers December 23, 2009 Labor and Employment Alert Download President Obama Extends COBRA Subsidy for Unemployed Workers pdf file
House Passes Bill Taxing Carried Interest Income as Ordinary Income December 10, 2009 Jeffrey D. Collins The Foley Adviser Download House Passes Bill Taxing Carried Interest Income as Ordinary Income pdf file
Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases November 9, 2009 The Foley Adviser Download Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases pdf file
New Deadline For Red Flags Rules: FTC Gives Businesses Until June 1, 2010 To Develop Compliant Identity Theft Prevention Programs November 2, 2009 Colin J. Zick Privacy and Data Security Alert Download New Deadline For Red Flags Rules: FTC Gives Businesses Until June 1, 2010 To Develop Compliant Identity Theft Prevention Programs pdf file
First Circuit Holds That Employer’s Shifting Explanation for Termination Was Sufficient to Raise Jury Question in Age Discrimination Case October 23, 2009 Labor and Employment Alert Download First Circuit Holds That Employer’s Shifting Explanation for Termination Was Sufficient to Raise Jury Question in Age Discrimination Case pdf file
Massachusetts Supreme Judicial Court Recognizes Cause of Action for Projected Medical Monitoring Costs Based on Subclinical Physiological Effects of Exposure to Cigarette Smoke October 21, 2009 David R. Geiger, Creighton K. Page Product Liability Update Download Massachusetts Supreme Judicial Court Recognizes Cause of Action for Projected Medical Monitoring Costs Based on Subclinical Physiological Effects of Exposure to Cigarette Smoke pdf file
Massachusetts Appeals Court Finds Single Comment Actionable as Discrimination October 19, 2009 Labor and Employment Alert Download Massachusetts Appeals Court Finds Single Comment Actionable as Discrimination pdf file
Product Liability Update October 13, 2009 David R. Geiger Product Liability Update Download Product Liability Update pdf file

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