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Foley Hoag Securities Enforcement Alert

Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2020

by Lisa C. Wood, John W.R. Murray, Christian Garcia, E. Jacqueline Chávez

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Title Date Authors Category Download
Massachusetts Makes Energy Efficiency "First Fuel" February 5, 2010 Energy Technology and Renewables Update Download Massachusetts Makes Energy Efficiency "First Fuel" pdf file
Obama Administration Proposes Initiative to Combat Misclassification of Employees as Independent Contractors February 5, 2010 Labor and Employment Alert Download Obama Administration Proposes Initiative to Combat Misclassification of Employees as Independent Contractors pdf file
Investment Adviser Important Dates and Reminders February 3, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download Investment Adviser Important Dates and Reminders pdf file
New Massachusetts Data Security Law and Regulations February 3, 2010 Catherine M. Anderson, Jeffrey D. Collins The Foley Adviser Download New Massachusetts Data Security Law and Regulations pdf file
New Federal Earmark Rules Will Impact For-Profit Companies February 1, 2010 Paul T. Kim, Tad Heuer Business Alert Download New Federal Earmark Rules Will Impact For-Profit Companies pdf file
SEC to Require Companies to Disclose Global Warming Risks January 29, 2010 Seth D. Jaffe Business Alert Download SEC to Require Companies to Disclose Global Warming Risks pdf file
SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers January 11, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers pdf file
President Obama Extends COBRA Subsidy for Unemployed Workers December 23, 2009 Labor and Employment Alert Download President Obama Extends COBRA Subsidy for Unemployed Workers pdf file
House Passes Bill Taxing Carried Interest Income as Ordinary Income December 10, 2009 Jeffrey D. Collins The Foley Adviser Download House Passes Bill Taxing Carried Interest Income as Ordinary Income pdf file
Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases November 9, 2009 The Foley Adviser Download Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases pdf file

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