Defending False Claims Act Cases: Two New Tools Under the Trump Administration
|
March 12, 2018
|
Giselle J. Joffre
|
White Collar Defense Alert
|
|
DOJ Criminal Division Publishes Guidance on Evaluating Corporate Compliance Programs
|
May 3, 2019
|
John Marston, Anthony D. Mirenda
|
White Collar Crime and Government Investigations Alert
|
|
DOJ Issues New Guidance on False Claims Act Investigation Cooperation Credit
|
May 10, 2019
|
Giselle J. Joffre
|
White Collar Crime and Government Investigations Alert
|
|
Life Sciences Investors Beware
|
October 2, 2019
|
|
White Collar Crime and Government Investigations Alert
|
|
SEC Division of Enforcement Issues 2019 Annual Report
|
November 25, 2019
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
Foreign Executive Found Guilty of FCPA Violations
|
December 3, 2019
|
Anthony D. Mirenda, Shrutih V. Tewarie
|
White Collar Crime and Government Investigations Alert
|
|
SEC Office of the Whistleblower Issues 2019 Annual Report
|
December 16, 2019
|
John W.R. Murray, Christian Garcia
|
White Collar Crime and Government Investigations Alert
|
|
SEC Office of Compliance Inspections and Examinations Issues 2020 Examination Priorities
|
January 13, 2020
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
Foreign Executive’s FCPA Convictions Overturned
|
March 3, 2020
|
John W.R. Murray, Shrutih V. Tewarie
|
White Collar Crime and Government Investigations Alert
|
|
SEC Enforcement and COVID-19: Disclosure and Insider Trading Risks for Issuers
|
March 19, 2020
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
SEC Division of Enforcement Warns of COVID-19 Insider Trading Risks
|
March 25, 2020
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
Insider Trading, Congress and COVID-19: A Renewed Focus on the STOCK Act
|
April 15, 2020
|
John W.R. Murray, Christian Garcia
|
White Collar Crime and Government Investigations Alert
|
|
Lessons From SEC's Bribery Claim Against Ex-Goldman Exec
|
May 21, 2020
|
John W.R. Murray, Shrutih V. Tewarie
|
White Collar Crime and Government Investigations Alert
|
|
DOJ Updates Guidance on Evaluating Corporate Compliance Programs
|
June 16, 2020
|
John Marston, John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
DOJ and SEC Release Second Edition of FCPA Resource Guide
|
July 6, 2020
|
Shrutih V. Tewarie, Anthony D. Mirenda, John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
SEC Amends Whistleblower Rules
|
September 28, 2020
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
SEC Brings First Enforcement Action Against Issuer for Disclosures About Financial Effects of COVID-19
|
December 8, 2020
|
John W.R. Murray, John D. Hancock
|
White Collar Crime and Government Investigations Alert
|
|
Congress Expands SEC’s Disgorgement Power in Defense Spending Bill
|
January 8, 2021
|
John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
U.S. Supreme Court Vacates Second Circuit’s Expansion of Criminal Insider Trading Liability
|
January 25, 2021
|
John W.R. Murray, Christian Garcia
|
White Collar Crime and Government Investigations Alert
|
|
SEC Enforcement in 2021: A Look Ahead
|
March 11, 2021
|
John W.R. Murray, Christian Garcia
|
White Collar Crime and Government Investigations Alert
|
|
Sanctions/Export Controls Trends in 2021
|
March 16, 2021
|
Luciano Racco, Anna Maria Annino, Shrutih V. Tewarie
|
White Collar Crime and Government Investigations Alert
|
|
Anti-Corruption 2021
|
March 18, 2021
|
Shrutih V. Tewarie, Anthony D. Mirenda, John W.R. Murray
|
White Collar Crime and Government Investigations Alert
|
|
117th Congress to Target Private Entities with Increased Congressional Investigations
|
March 23, 2021
|
Veronica Renzi, Yoni Bard, Austin A.B. Ownbey
|
White Collar Crime and Government Investigations Alert
|
|
SEC on ESG Risk Disclosure – Moving From “If” to “How”
|
March 26, 2021
|
Matthew E. Miller
|
White Collar Crime and Government Investigations Alert
|
|
False Claims Act Enforcement in 2021: A Look Ahead
|
March 30, 2021
|
Stephen Garvey, Natalie Panariello
|
White Collar Crime and Government Investigations Alert
|
|
Pandemic Fraud
|
April 1, 2021
|
Rachel Kerner
|
White Collar Crime and Government Investigations Alert
|
|
Healthcare Fraud in the Early Days of the Biden Administration
|
April 8, 2021
|
Emily Nash
|
White Collar Crime and Government Investigations Alert
|
|
DOJ Announces New Cyber-Fraud Initiative Promoting False Claims Act Enforcement Against Contractors and Grantees Failing to Follow Cybersecurity Standards
|
October 15, 2021
|
Anthony D. Mirenda, Stephen Garvey, Natalie Panariello
|
White Collar Crime and Government Investigations Alert
|
|
Second Circuit’s Rejection of Fraud Theory in LIBOR Manipulation Case May Have Far-Reaching Implications
|
February 8, 2022
|
John W.R. Murray, Lynn Neils, Benjamin H. Weissman
|
White Collar Crime and Government Investigations Alert
|
|
SEC’s Expansion of Crypto Assets and Cyber Unit Signals Increased Enforcement Ahead
|
June 15, 2022
|
Christopher Escobedo Hart, John W.R. Murray, James M. Gross
|
White Collar Crime and Government Investigations Alert
|
|
ESG Enforcement Actions Underscore SEC Focus on Public Company and Investment Adviser Disclosure
|
June 16, 2022
|
John W.R. Murray, Fernando Berdion-Del Valle
|
White Collar Crime and Government Investigations Alert
|
|
Venture Perspectives First Quarter 2010
|
May 1, 2010
|
David A. Broadwin
|
Venture Perspectives
|
|
Venture Perspectives Second Quarter 2010
|
August 30, 2010
|
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Venture Perspectives
|
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Venture Perspectives Third Quarter 2010
|
November 17, 2010
|
|
Venture Perspectives
|
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Venture Perspectives Fourth Quarter 2010
|
February 23, 2011
|
|
Venture Perspectives
|
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Venture Perspectives First Quarter 2011
|
June 6, 2011
|
|
Venture Perspectives
|
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Venture Perspectives Second Quarter 2011
|
September 23, 2011
|
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Venture Perspectives
|
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Venture Perspectives Third Quarter 2011
|
January 11, 2012
|
David A. Broadwin
|
Venture Perspectives
|
|
Venture Perspectives Fourth Quarter 2011
|
February 29, 2012
|
|
Venture Perspectives
|
|
Venture Perspectives First Quarter 2012
|
June 6, 2012
|
|
Venture Perspectives
|
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Venture Perspectives Second Quarter 2012
|
October 1, 2012
|
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Venture Perspectives
|
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Venture Perspectives Third Quarter 2012
|
January 14, 2013
|
|
Venture Perspectives
|
|
Venture Perspectives - New England Edition: Fourth Quarter and Year 2012
|
March 25, 2013
|
|
Venture Perspectives
|
|
Venture Perspectives: New England Edition - First Quarter 2013
|
July 8, 2013
|
Matthew S. Eckert
|
Venture Perspectives
|
|
Venture Perspectives - New England Outlook: Second Quarter 2013
|
October 28, 2013
|
Matthew S. Eckert
|
Venture Perspectives
|
|
Venture Perspectives - New England Outlook: Third Quarter 2013
|
February 5, 2014
|
Matthew S. Eckert
|
Venture Perspectives
|
|
Venture Perspectives - New England Edition: Fourth Quarter and Year 2013
|
April 14, 2014
|
Matthew S. Eckert
|
Venture Perspectives
|
|
Venture Perspectives - New England Outlook: First Quarter 2014
|
April 21, 2014
|
Matthew S. Eckert
|
Venture Perspectives
|
|
Venture Perspectives: Second Quarter 2014
|
February 18, 2015
|
Matthew S. Eckert, Sara Mattern
|
Venture Perspectives
|
|
Venture Perspectives: Third Quarter 2014
|
April 21, 2015
|
Matthew S. Eckert, Sara Mattern
|
Venture Perspectives
|
|
Venture Perspectives: Fourth Quarter 2014
|
August 7, 2015
|
Matthew S. Eckert, Sara Mattern
|
Venture Perspectives
|
|
Venture Perspectives: First Quarter 2015
|
October 16, 2015
|
Matthew S. Eckert, Sara Mattern
|
Venture Perspectives
|
|
United Nations Working Group Approves Cybersecurity Report: What is it and What are the Implications?
|
April 27, 2021
|
Christina G. Hioureas, Tracy Roosevelt, Colin J. Zick, Christopher Escobedo Hart
|
United Nations Alert
|
|
What the Transportation Sector Needs to Know About the CARES Act
|
April 1, 2020
|
Tad Heuer, Jeffrey B. Mullan
|
Transportation Alert
|
|
CAFC Overrules Medinol Fraud Standard
|
September 4, 2009
|
Michael P. Boudett, Joshua S. Jarvis
|
Trademark Update
|
|
Trademark Owners: Consider Pre-Reserving Your .XXX Domains Now!
|
May 12, 2011
|
Joshua S. Jarvis
|
Trademark Alert
|
|
Beware of Misleading Trademark Solicitations
|
September 25, 2012
|
Joshua S. Jarvis
|
Trademark Alert
|
|
Now's the Time to Review Your OFAC Compliance Program
|
April 7, 2015
|
Colin J. Zick, Michael N. Glanz, Shrutih V. Tewarie
|
Trade Sanctions and Export Controls Alert
|
|
Opportunity, Uncertainty for Entities Wishing to Do Business with Iran
|
July 17, 2015
|
Shrutih V. Tewarie
|
Trade Sanctions and Export Controls Alert
|
|
The Global Magnitsky Human Rights Accountability Act: Sanctions Tool for Promoting U.S. Human Rights Agenda
|
December 2, 2016
|
Shrutih V. Tewarie, Isa Mirza
|
Trade Sanctions and Export Controls Alert
|
|
Bureau of Industry and Security Imposes Denial of Export Privileges Against ZTE
|
April 18, 2018
|
Shrutih V. Tewarie
|
Trade Sanctions and Export Controls Alert
|
|
OFAC Issues “A Framework for OFAC Compliance Commitments”
|
May 6, 2019
|
Shrutih V. Tewarie
|
Trade Sanctions and Export Controls Alert
|
|
DOJ Issues New Policy Regarding Voluntary Disclosures of Export Controls and Sanctions Violations
|
January 6, 2020
|
Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
COVID-19 Impacts on Trade, Export Controls, and Supply Chain
|
March 26, 2020
|
Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
World Trade Organization Tracks New COVID-19 Trade Related Measures
|
March 27, 2020
|
Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
COVID-19 Supply Chain and Trade Update
|
April 9, 2020
|
Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
COVID-19 Supply Chain and Trade Update
|
April 22, 2020
|
Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
COVID-19 Supply Chain and Trade Update
|
May 13, 2020
|
Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
First A Ransomware Attack, Now Sanctions? New OFAC Advisory Warns of Sanctions Risks for Facilitating Ransomware Payments
|
October 16, 2020
|
Anthony D. Mirenda, Colin J. Zick, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
CBP Modifies WRO After Brazilian Co. Demonstrates Compliance with Forced Labor Regulations
|
December 16, 2020
|
Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
The Corporate Transparency Act: What We Know, What We Don’t, and What to do Next
|
February 3, 2021
|
Luciano Racco, Anthony D. Mirenda, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
A Review of CBP Actions on Forced Labor in 2020 and Outlook for 2021
|
February 4, 2021
|
Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Lessons to Learn for Global Software Providers from SAP Settlements of DOJ, BIS and OFAC Investigations Concerning Software Downloads in Iran
|
May 19, 2021
|
Anthony D. Mirenda, Luciano Racco, Shrutih V. Tewarie
|
Trade Sanctions and Export Controls Alert
|
|
First WRO of Biden Administration Targets Forced Labor on Chinese Fishing Fleet
|
June 3, 2021
|
Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Biden Administration Targets Chinese Solar Power Industry Over Human Rights Abuses
|
June 28, 2021
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
New CBP Withhold Release Order Again Targets Forced Labor in the Seafood Industry
|
August 10, 2021
|
Shrutih V. Tewarie, Anthony D. Mirenda, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Ransomware Payments – OFAC Updates its Advisory and Congress Gets Involved
|
October 1, 2021
|
Anthony D. Mirenda, Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Department of Commerce Expands Export Controls Related to Certain Life Sciences Software
|
October 8, 2021
|
Anthony D. Mirenda, Luciano Racco
|
Trade Sanctions and Export Controls Alert
|
|
BIS Releases Statistics on Export Licenses to Huawei and SMIC Showing Majority of License Applications Were Approved
|
October 25, 2021
|
Anthony D. Mirenda, Shrutih V. Tewarie, Luciano Racco
|
Trade Sanctions and Export Controls Alert
|
|
OFAC Publishes New Guidance for the Virtual Currency Industry
|
November 3, 2021
|
Luciano Racco, Shrutih V. Tewarie, Anthony D. Mirenda
|
Trade Sanctions and Export Controls Alert
|
|
Biden Administration Focus on Cybercrime Continues with Israeli Companies Added to Entity List, New Export Controls, and Cryptocurrency Sanctions
|
November 12, 2021
|
Luciano Racco, Anthony D. Mirenda, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
CBP Focus on Forced Labor in Malaysia and the Seafood Industry Continues with New WRO and Findings
|
February 1, 2022
|
Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Possible International Trade Consequences of Further Escalation of Conflict in Ukraine
|
February 17, 2022
|
Luciano Racco, Shrutih V. Tewarie, Anthony D. Mirenda, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Review of Sanctions and Export Controls Imposed in Response to Russia’s Invasion of Ukraine
|
February 28, 2022
|
Anthony D. Mirenda, Shrutih V. Tewarie, Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia Sanctions Update – February 28, 2022: U.S. Imposes Sanctions on Central Bank of Russia, Ministry of Finance, and Sovereign Wealth Funds; Switzerland and Monaco Impose Unprecedented Sanctions
|
March 1, 2022
|
Shrutih V. Tewarie, Luciano Racco, Anthony D. Mirenda, Daniel Zaleznik, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions Update – March 7, 2022: U.S. Sanctions, Export Restrictions Escalate as Conflict in Ukraine Continues
|
March 7, 2022
|
Luciano Racco, Shrutih V. Tewarie, Anthony D. Mirenda, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions Update – March 11, 2022
|
March 11, 2022
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino, Daniel Zaleznik
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions Update – March 15, 2022
|
March 15, 2022
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions Update – March 17, 2022
|
March 17, 2022
|
Luciano Racco, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia Sanctions Update - April 7, 2022
|
April 7, 2022
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia Sanctions Update – April 11, 2022
|
April 11, 2022
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions and Export Controls Update – May 10, 2022
|
May 10, 2022
|
Luciano Racco, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Russia and Belarus Sanctions and Export Controls Update – June 14, 2022
|
June 14, 2022
|
Anthony D. Mirenda, Luciano Racco, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
CBP Releases Guidance for Compliance Requirements Under the Uyghur Forced Labor Prevention Act
|
June 17, 2022
|
Isa Mirza, Luciano Racco, Gare A. Smith, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Department of Commerce’s Bureau of Industry and Security Eyes Enforcement and Voluntary Disclosure Review Policy Changes
|
June 23, 2022
|
Anthony D. Mirenda, Luciano Racco, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
OFAC Releases Guidance Regarding Prohibition on New Investment in Russia and Provides Further Clarifications Regarding Investments in Chinese Military-Industrial Complex Companies
|
June 29, 2022
|
Anthony D. Mirenda, Luciano Racco, Shrutih V. Tewarie, Anna Maria Annino
|
Trade Sanctions and Export Controls Alert
|
|
Investment Adviser Important Dates and Reminders
|
January 30, 2009
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Senate Bill Would Require Registration of All Private Investment Funds with $50 million or more in Assets
|
January 30, 2009
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Hedge Fund Transparency Act of 2009
|
February 13, 2009
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Final Reminder – Mandatory Electronic Form D Filing Requirement Takes Effect on March 16, 2009
|
March 5, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Treasury Secretary Geithner Calls for Hedge Fund Registration and Regulatory Oversight of Credit Default Swaps Market
|
March 27, 2009
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
SEC Proposes Amendments to Enhance Custody Rules for Investment Advisers
|
May 18, 2009
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Federal Regulation of Swap Agreements Proposed
|
May 20, 2009
|
Jeffrey D. Collins, Peter M. Rosenblum, Meredith A. Haviland
|
The Foley Adviser
|
|
Annual Information Report on Foreign Financial Accounts Now Includes Investments in Offshore Hedge Funds, Private Equity Funds and Mutual Funds
|
June 18, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
The President Proposes Broad Reform of The Financial Regulatory System
|
June 19, 2009
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
IRS Extends Deadline for Annual Information Report on Foreign Financial Accounts
|
June 25, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
The Obama Administration Proposes The Private Fund Investment Advisers Registration Act of 2009
|
July 17, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
IRS Issues Moratorium on Certain Annual Information Reports on Foreign Financial Accounts (FBARs)
|
August 10, 2009
|
|
The Foley Adviser
|
|
Bankruptcy Court Sets September 22, 2009 as Deadline to File Proofs of Claims Against Lehman Brothers
|
August 12, 2009
|
Jeffrey D. Collins, Creighton K. Page
|
The Foley Adviser
|
|
House Financial Services Committee Approves The Private Fund Investment Advisers Registration Act
|
October 2, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
House Financial Services Subcommittee Releases Discussion Draft Bills of the Investor Protection Act and the Private Fund Investment Advisers Registration Act
|
October 2, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases
|
November 9, 2009
|
|
The Foley Adviser
|
|
House Passes Bill Taxing Carried Interest Income as Ordinary Income
|
December 10, 2009
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers
|
January 11, 2010
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
Investment Adviser Important Dates and Reminders
|
February 3, 2010
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
New Massachusetts Data Security Law and Regulations
|
February 3, 2010
|
Catherine M. Anderson, Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Adopts New Short Selling Rule
|
February 26, 2010
|
Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum
|
The Foley Adviser
|
|
Senate Passes The Restoring American Financial Stability Act
|
May 21, 2010
|
Peter M. Rosenblum, Jeffrey D. Collins
|
The Foley Adviser
|
|
Joint House and Senate Committee Approves Financial Regulatory Reform Bill
|
June 25, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Approves Pay-to-Play Restrictions (Rule 206(4)-5)
|
July 1, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
Senate Passes Final Wall Street Reform Legislation (The Dodd-Frank Act)
|
July 19, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
Dodd-Frank Act Signed into Law & SEC Commissioners Approve Amendments to Form ADV, Part 2
|
July 21, 2010
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Adopts Pay-to-Play Restrictions (Rule 206(4)-5)
|
July 22, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
Further Guidance On The Revised Accredited Investor Standard
|
August 4, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Proposes Definition of "Family Office"
|
October 20, 2010
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Proposes Rule Relating to Implementation of Section 14A(d) of the Exchange Act
|
November 4, 2010
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
SEC proposes rules implementing new Investment Adviser registration provisions
|
November 29, 2010
|
Peter M. Rosenblum, Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
SEC Grants Extension of Compliance Date for Delivery of Part 2B of Form ADV
|
January 3, 2011
|
Catherine M. Anderson, Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum
|
The Foley Adviser
|
|
Investment Adviser Important Dates and Reminders
|
January 31, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
CFTC Proposes Repeal of Certain Commodity Pool Operator and Commodity Trading Advisor Exemptions
|
February 25, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Form PF: CFTC and SEC Jointly Propose New Disclosure Rules for Investment Advisers of Private Funds
|
February 28, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Court Rejects Hedge Fund’s Challenge to Form 13F Disclosure
|
March 1, 2011
|
Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum
|
The Foley Adviser
|
|
SEC Contemplates Extending Registration Deadlines for Investment Advisers
|
April 15, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Massachusetts Secretary of State Proposes New Regulations for Investment Advisers in response to Dodd-Frank Act
|
April 21, 2011
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Secretary Galvin Proposes Expert Network Regulations for Massachusetts Advisers
|
April 21, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
New FINRA Rule 5131: Implications for Fund Managers
|
May 5, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Proposes Changes to “Qualified Client” Definition and Dollar Amount Tests
|
May 12, 2011
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
IRS Announces Changes to FBAR Rules
|
June 21, 2011
|
|
The Foley Adviser
|
|
Update: New FBAR Extension for Investment Managers
|
June 22, 2011
|
|
The Foley Adviser
|
|
SEC Adopts Final Dodd-Frank Registration Rules and Extends Deadline for Compliance
|
June 22, 2011
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Amends Pay-to-Play Rule
|
July 1, 2011
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Massachusetts Tax Authorities Present Draft Directive on Trader vs. Investor Funds
|
July 15, 2011
|
|
The Foley Adviser
|
|
SEC Issues Order Approving Adjustment to “Qualified Client” Dollar Amount Tests
|
July 15, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Massachusetts Securities Division Releases Report on Investment Advisers’ Use of Social Media; New Regulations Anticipated
|
July 15, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Connecticut Banking Commissioner Issues Orders Relating to Investment Adviser State Registration in Response to the Dodd-Frank Act for Investment Advisers Transacting Business in Connecticut
|
July 18, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
SBIC Exemption from SEC Registration under Dodd-Frank Act
|
July 18, 2011
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Massachusetts Securities Division Adopts Regulations Regarding The Charging Of Performance Based Fees By Investment Advisers
|
August 15, 2011
|
Jeffrey D. Collins, Peter M. Rosenblum
|
The Foley Adviser
|
|
Reminder: Increased “Qualified Client” Dollar Amount Tests to Take Effect on September 19
|
September 13, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Adopts Rule for Large Trader Reporting
|
September 19, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Upcoming Form ADV Part 2B Deadline
|
September 26, 2011
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
Bulldog II: SJC Eliminates First Amendment Challenge to Securities Violations Found by the Massachusetts Securities Division
|
September 28, 2011
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Discussion Draft Bill Proposes SRO for Investment Advisers
|
September 30, 2011
|
Catherine M. Anderson, Jeffrey D. Collins
|
The Foley Adviser
|
|
New Form SLT Reporting Requirements in Effect for Certain Investment Advisers
|
October 4, 2011
|
Catherine M. Anderson, Jeffrey D. Collins
|
The Foley Adviser
|
|
SEC Issues Final Rule on Net Worth Standard For Accredited Investors
|
January 3, 2012
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Massachusetts Secretary of State Proposes Amended New Regulations for Investment Advisers in response to Dodd-Frank Act
|
January 12, 2012
|
Jeffrey D. Collins, Catherine M. Anderson
|
The Foley Adviser
|
|
SEC Issues Guidance On Use of Social Media by Investment Advisers
|
January 13, 2012
|
Jeffrey D. Collins, Jennifer V. Audeh
|
The Foley Adviser
|
|
Deadlines Loom for Advisers Required to Register under Dodd-Frank or Become an Exempt Reporting Adviser
|
January 19, 2012
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Investment Adviser Important Dates and Reminders
|
January 25, 2012
|
Peter M. Rosenblum, Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Massachusetts Data Security Law and Regulations-Service Provider Grandfather Provision expires March 1, 2012
|
January 31, 2012
|
Jeffrey D. Collins, Catherine M. Anderson
|
The Foley Adviser
|
|
Massachusetts Secretary of State Adopts New Regulations for Investment Advisers in Response to Dodd-Frank Act
|
January 31, 2012
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
CFTC Eliminates Rule 4.13(a)(4) Exemption From Registration
|
February 10, 2012
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
Massachusetts Securities Division Adopts New Investment Adviser Regulations
|
February 17, 2012
|
Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
IRS And US Treasury Release Proposed Regulations Under FATCA
|
February 28, 2012
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Cayman Islands Master Fund Registration Update
|
March 16, 2012
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
$200M Suit by Hedge Funds Dismissed as Beyond the Reach of Section 10(b)
|
March 19, 2012
|
Jeffrey D. Collins
|
The Foley Adviser
|
|
Cayman Islands Master Fund Registration Deadline Extended
|
March 21, 2012
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
CFTC Repeals Rule 4.13(a)(4) Exemption from Registration and Amends Rule 4.13(a)(3)
|
April 19, 2012
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
The JOBS Act: Implications for Private Fund Advisers
|
April 24, 2012
|
Jeffrey D. Collins, Robert G. Sawyer, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
New DOL 408(b)(2) Rules Require Disclosures By Investment Managers To Their ERISA Plan Clients
|
June 11, 2012
|
Jeffrey D. Collins, Teresa A. Martland
|
The Foley Adviser
|
|
SEC Extends Compliance Date on Pay to Play Solicitor Ban
|
June 12, 2012
|
Robert G. Sawyer, Jeffrey D. Collins
|
The Foley Adviser
|
|
FBAR Update: Extended Deadlines, E-Filing Option and New IRS Form 8938
|
June 15, 2012
|
|
The Foley Adviser
|
|
August 3 Deadline Approaching for Compliance with New Massachusetts Investment Adviser Registration/Exemption Requirements
|
July 18, 2012
|
Meredith A. Haviland, Jeffrey D. Collins
|
The Foley Adviser
|
|
Recent CFTC Changes and Looming Deadlines
|
November 16, 2012
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
Important Dates and Reminders
|
January 25, 2013
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Massachusetts Securities Division Sending Letters Requiring Documentation from MA Exempt Reporting Advisers
|
January 31, 2013
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
CFTC 4.13(a)(3) Annual Affirmations Due by March 1st
|
February 25, 2013
|
Jeffrey D. Collins, Meredith A. Haviland, Diana W. Lo
|
The Foley Adviser
|
|
SEC Releases 2013 Examination Priorities
|
March 1, 2013
|
Meredith A. Haviland, Robert G. Sawyer, Diana W. Lo
|
The Foley Adviser
|
|
Reminder: Upcoming Deadlines for Clearing Requirements for Certain Swaps
|
March 4, 2013
|
Jeffrey D. Collins, Meredith A. Haviland, Diana W. Lo
|
The Foley Adviser
|
|
Extended Compliance Deadlines for Clearing of iTraxx CDS Indices
|
March 8, 2013
|
Jeffrey D. Collins, Meredith A. Haviland, Diana W. Lo
|
The Foley Adviser
|
|
Reminder: Form ADV Annual Amendment Due April 1
|
March 21, 2013
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
Reminder: Deadline for Obtaining CFTC Interim Compliance Identifier for Parties Trading in Swaps
|
March 22, 2013
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
FATCA Compliance for Investment Fund Managers, Part One
|
April 2, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
The Foley Adviser
|
|
DF Protocol Deadline is May 1, 2013
|
April 2, 2013
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
All Fund Managers Marketing in the European Union Must Take Note: First Deadline Under European Union Alternative Investment Fund Managers Directive Is Approaching
|
April 9, 2013
|
Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
President Obama's 2014 Budget Proposes to Tax Carried Interest as Ordinary Income
|
April 11, 2013
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Reminder: Deadline for Form PF Annual Filers is April 30, 2013
|
April 16, 2013
|
Jeffrey D. Collins, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
FATCA Compliance for Investment Fund Managers, Part Two
|
May 13, 2013
|
Christopher "Kip" Cawley, Nicola Lemay
|
The Foley Adviser
|
|
UK Treasury Plans to Extend AIFMD Transition Period for Non-UK Fund Managers
|
May 20, 2013
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
SEC and CFTC Jointly Adopt Identity Theft Red Flags Rules Applicable to Investment Advisers and Others
|
May 28, 2013
|
Catherine M. Anderson, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
Swap Users Take Note: March 2013 DF Protocol Deadline is July 1, 2013
|
June 25, 2013
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
FATCA Compliance for Investment Fund Managers, Part Three
|
June 26, 2013
|
Christopher "Kip" Cawley, Nicola Lemay
|
The Foley Adviser
|
|
SEC Passes Final Rules Implementing JOBS Act Amendments to Regulation D
|
July 12, 2013
|
Robert G. Sawyer, Jeffrey D. Collins
|
The Foley Adviser
|
|
FATCA Timeline and Registration Delayed
|
July 15, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Offers Custody Rule Relief to Venture Capital and Private Equity Funds
|
August 5, 2013
|
Robert G. Sawyer
|
The Foley Adviser
|
|
FATCA Registration Now Available
|
August 23, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Comments Regarding Current Hedge Fund Priorities
|
September 18, 2013
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Reminder: Private Fund Due Diligence Required to Comply with “Bad Actor” Provisions Under Rule 506 Which Take Effect Monday, September 23, 2013
|
September 19, 2013
|
|
The Foley Adviser
|
|
SEC Issues National Exam Program Risk Alert Regarding Investment Advisers’ Business Continuity Plans
|
September 20, 2013
|
Robert G. Sawyer, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
New Form PR Quarterly Filing Requirement Now in Effect for CTAs
|
September 27, 2013
|
Diana W. Lo
|
The Foley Adviser
|
|
SEC: Zero Tolerance for Short Selling Violations
|
October 18, 2013
|
Robert G. Sawyer, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
Reminder -- Compliance Date for Identity Theft Red Flags Rules is November 20, 2013
|
October 28, 2013
|
Catherine M. Anderson, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
SEC Clarifies Application of Qualified Client Test for Related Advisers
|
November 11, 2013
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 13
|
December 9, 2013
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
Policy Statement Released Concerning the Custody Rule for Massachusetts-Registered Investment Advisers
|
December 10, 2013
|
Catherine M. Anderson, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
January 27, 2014
|
Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
CFTC 4.13(a)(3) Annual Affirmations Due March 3, 2014
|
February 11, 2014
|
Diana W. Lo
|
The Foley Adviser
|
|
SEC Issues Risk Alert on Investment Advisers’ Due Diligence Processes for Selecting Alternative Investments
|
February 11, 2014
|
Jennifer M. Macarchuk
|
The Foley Adviser
|
|
FATCA: With Deadlines Looming, the Time to Act is Now
|
February 26, 2014
|
Christopher "Kip" Cawley, Nicola Lemay
|
The Foley Adviser
|
|
New Proposals to Tax Carried Interest as Ordinary Income Garner Bipartisan Support
|
March 6, 2014
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Issues No-Action Letter on the Definition of Knowledgeable Employee
|
March 20, 2014
|
Robert G. Sawyer, Jeffrey D. Collins, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
FATCA: Crunch Time (April 25th Deadline is Imminent)
|
March 28, 2014
|
Christopher "Kip" Cawley, Nicola Lemay
|
The Foley Adviser
|
|
FATCA: Initial Registration Deadline Extended
|
April 7, 2014
|
Nicola Lemay, Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Issues Risk Alert on Cybersecurity Initiative for Investment Advisers
|
April 24, 2014
|
Catherine M. Anderson, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
Massachusetts Conducting Cybersecurity Practices Survey of Massachusetts-Registered Investment Advisers
|
June 18, 2014
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Cayman Islands Directors Registration and Licensing Law: CIMA Requires Registration or Licensing of Fund Directors by September 3 (Including Directors Employed by Fund’s Investment Manager)
|
July 22, 2014
|
Jeffrey D. Collins, Gabrielle A. Bernstein
|
The Foley Adviser
|
|
Republican State Parties Challenge SEC’s Pay-to-Play Rule
|
August 15, 2014
|
Robert G. Sawyer, Diana W. Lo
|
The Foley Adviser
|
|
CFTC Issues Exemptive Relief to Harmonize with JOBS Act Amendments to Regulation D and Rule 144A
|
September 11, 2014
|
Robert G. Sawyer, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 12
|
November 12, 2014
|
Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
FATCA Compliance Deadlines for December 2014
|
December 3, 2014
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Important Deadlines and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
January 16, 2015
|
Meredith A. Haviland, Robert G. Sawyer, Jeffrey D. Collins
|
The Foley Adviser
|
|
CFTC 4.13(a)(3) Annual Affirmations Due March 2
|
February 3, 2015
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
SEC Office of Compliance Inspections and Examinations Releases Cybersecurity Examination Sweep Summary of Investment Advisers and Broker-Dealers
|
February 5, 2015
|
Catherine M. Anderson
|
The Foley Adviser
|
|
FATCA: Upcoming Compliance Deadlines for Non-U.S. Financial Institutions
|
April 16, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Issues Cybersecurity Guidance Update for Investment Advisers
|
April 29, 2015
|
Catherine M. Anderson, Robert G. Sawyer
|
The Foley Adviser
|
|
FATCA Compliance Deadline Reminder – Cayman Islands
|
April 29, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Updated Filing Requirements in Connection with U.S. Inbound and Outbound Investment
|
May 12, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz
|
The Foley Adviser
|
|
Cayman Islands Extend FATCA Compliance Deadlines
|
May 12, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Bureau of Economic Analysis (BEA) Form BE-10 FAQs for Private Fund Filers Available
|
May 14, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz
|
The Foley Adviser
|
|
Cayman Islands FATCA Compliance Deadlines Extended Again
|
May 22, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Proposes Rules Imposing Additional Reporting and Recordkeeping Requirements for Investment Advisers
|
May 22, 2015
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Bureau of Economic Analysis (BEA) Form BE-10 Extension Until June 30, 2015
|
June 1, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz
|
The Foley Adviser
|
|
BVI FATCA Compliance Deadlines Extended
|
June 3, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Bureau of Economic Analysis (BEA) Form BE-10: Industry Concern Voiced and Extension Updates
|
June 12, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz
|
The Foley Adviser
|
|
SEC Division of Investment Management Issues Guidance on Personal Trade Reporting of Accounts Over Which Reporting Persons Have No Influence or Control
|
June 30, 2015
|
Robert G. Sawyer, Jeffrey D. Collins
|
The Foley Adviser
|
|
AIFMD: ESMA Recommends the First Wave of Non-EU Countries to Obtain a Europe-Wide Marketing Passport
|
August 4, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Meredith A. Haviland
|
The Foley Adviser
|
|
Bureau of Economic Analysis (BEA) Form BE-10 August 31, 2015 Deadline Approaching
|
August 25, 2015
|
Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz
|
The Foley Adviser
|
|
FinCEN Proposed AML Rule For Investment Advisers
|
September 11, 2015
|
Jeffrey D. Collins, Robert G. Sawyer, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
OCIE’s 2015 Cybersecurity Examination Initiative
|
September 18, 2015
|
Catherine M. Anderson
|
The Foley Adviser
|
|
FATCA: IRS Extends Transitional Rules
|
September 21, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
The SEC Charges Investment Adviser with Violating Regulation S-P by Failing to Adopt Cybersecurity Policies and Procedures
|
September 25, 2015
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Bureau of Economic Analysis (BEA) Issues New Form BE-180 for U.S. Financial Services Providers Including Investment Advisers
|
September 29, 2015
|
Catherine M. Anderson, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
Impact of New European AIFMD Regulation on SBICs
|
October 13, 2015
|
Catherine M. Anderson
|
The Foley Adviser
|
|
CFTC Approves NFA Interpretive Notice on Information Systems Security Programs, Including Cybersecurity Guidance
|
October 30, 2015
|
Catherine M. Anderson
|
The Foley Adviser
|
|
SEC to Recommend Additional Compliance Rules for Investment Advisers
|
November 9, 2015
|
Jeffrey D. Collins, Robert G. Sawyer, Jennifer M. Macarchuk
|
The Foley Adviser
|
|
OCIE Issues Risk Alert Relating to Outsourced Chief Compliance Officers
|
November 12, 2015
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Possible Examination by SEC of Exempt Reporting Advisers
|
December 3, 2015
|
Robert G. Sawyer
|
The Foley Adviser
|
|
SBIC Advisers Relief Act Expected to be Adopted into Law
|
December 4, 2015
|
Robert G. Sawyer, Jennifer V. Audeh
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18
|
December 11, 2015
|
Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
CFTC and NFA Issue FAQS on Form CPO-PQR and Form CTA-PR
|
December 17, 2015
|
|
The Foley Adviser
|
|
Common Reporting Standard and FATCA
|
December 17, 2015
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
NFA Amends Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401
|
December 18, 2015
|
|
The Foley Adviser
|
|
ERISA Fiduciaries May Factor Climate Change Issues Into Economic Analysis of Investments
|
December 24, 2015
|
Mark A. Barnett, Jeffrey D. Collins, Teresa A. Martland
|
The Foley Adviser
|
|
Amendment to the Annual Privacy Notice Delivery Obligations of Financial Institutions under the Gramm-Leach-Bliley Act contained in the FAST Act
|
January 6, 2016
|
Catherine M. Anderson
|
The Foley Adviser
|
|
SEC Issues Report on Review of “Accredited Investor” Definition
|
January 8, 2016
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
January 22, 2016
|
Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
CFTC 4.13(a)(3) Annual Affirmations Due February 29
|
February 12, 2016
|
Jeffrey D. Collins, Diana W. Lo
|
The Foley Adviser
|
|
Reminder: March 1, 2016 Effective Date for Information Systems Security Programs Including Cybersecurity for NFA Members
|
February 24, 2016
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Leap Year Means Earlier Due Date for Form ADV
|
March 17, 2016
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Cayman Islands FATCA/CRS Compliance Deadlines (2016)
|
April 14, 2016
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Waives Custody Rule Requirements for Certain Affiliated Sub-Advisers
|
May 20, 2016
|
Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Issues Notice of Intent to Increase Performance Fee Thresholds
|
May 24, 2016
|
Robert G. Sawyer, Jeffrey D. Collins
|
The Foley Adviser
|
|
Upcoming FATCA Deadlines
|
June 25, 2016
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Late Fee for NFA Forms PQR and PR Filings Effective Starting September 30, 2016
|
June 30, 2016
|
|
The Foley Adviser
|
|
SEC Increases Performance Fee Thresholds
|
July 8, 2016
|
Jeffrey D. Collins, Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans
|
July 12, 2016
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Cayman Islands FATCA Compliance Deadlines Extended Again
|
August 9, 2016
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
FATCA and CRS: 2016 Year End Reminders and a Look Ahead to 2017
|
December 1, 2016
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Presidential Memorandum Delays Effectiveness of Fiduciary Rule
|
February 3, 2017
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Further Uncertainty on DOL Fiduciary Rule
|
February 6, 2017
|
Robert G. Sawyer, Teresa A. Martland
|
The Foley Adviser
|
|
TIC Form SHC 5-Year Benchmark Survey of U.S. Ownership of Foreign Securities Due March 3, 2017
|
February 16, 2017
|
Catherine M. Anderson
|
The Foley Adviser
|
|
DOL Provides Temporary Enforcement Relief on Fiduciary Rule
|
March 14, 2017
|
Robert G. Sawyer, Teresa A. Martland
|
The Foley Adviser
|
|
Cayman Islands FATCA/CRS Deadlines Extended
|
June 23, 2017
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Cayman Islands FATCA/CRS Deadlines Extended Further
|
July 21, 2017
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
DOL Seeks to Extend Fiduciary Rule Transition Period
|
August 10, 2017
|
Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Adopts Rules to Enhance Adviser Reporting
|
August 14, 2017
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18
|
December 6, 2017
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Tax Reform Impact on Carried Interest for Investment Managers
|
December 28, 2017
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
February 12, 2018
|
Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
BE-12 Benchmark Survey of Foreign Direct Investment in the U.S. Due May 31, 2018
|
March 8, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
GDPR: Q&A for Investment Advisers and Private Fund Managers
|
April 11, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
OCIE Issues Risk Alert on Compliance Issues for Advisory Fees and Expenses Practices
|
May 29, 2018
|
Robert G. Sawyer, Rosina E. Mummolo
|
The Foley Adviser
|
|
Cayman Islands FATCA/CRS Reporting Deadlines Extended
|
May 31, 2018
|
Christopher "Kip" Cawley
|
The Foley Adviser
|
|
SEC Fines Delinquent Form PF Filers $75,000
|
June 7, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Reminder: Appointment of AML Officers for Cayman Funds Due by September 30, 2018
|
August 9, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Cayman AML Officer Appointment Deadline Extended for Existing Funds to December 31, 2018
|
September 24, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Cayman AML Officers – Further Clarification from CIMA Regarding Deadlines
|
September 25, 2018
|
Catherine M. Anderson
|
The Foley Adviser
|
|
SEC Brings First Enforcement Action for Identity Theft Red Flags Rule Violations
|
October 15, 2018
|
Catherine M. Anderson, Ayah K. Zaidi
|
The Foley Adviser
|
|
Impacts of New CFIUS Pilot Program on Investment Funds
|
November 7, 2018
|
Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
OCIE Issues Risk Alert on Compliance Deficiencies Relating to the Cash Solicitation Rule
|
November 8, 2018
|
Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 17
|
December 3, 2018
|
Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
February 12, 2019
|
Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
CFTC 4.13(a)(3) Annual Affirmations Due March 1, 2019
|
February 27, 2019
|
Meredith A. Haviland, Robert G. Sawyer
|
The Foley Adviser
|
|
April 1, 2019: Effective Date of NFA Compliance Rule 2-9
|
March 28, 2019
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Investment Adviser Agrees to Pay $5 Million for Compliance Deficiencies in Valuing Client Assets
|
June 10, 2019
|
Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
Form SHL: Report of Foreign Residents’ Holdings of U.S. Securities Due August 30, 2019
|
August 14, 2019
|
Catherine M. Anderson
|
The Foley Adviser
|
|
SEC OCIE Risk Alert Update: Supervision of Disciplined Individuals
|
August 19, 2019
|
Robert G. Sawyer
|
The Foley Adviser
|
|
New Cayman Islands Data Protection Law, 2017 Coming into Effect
|
September 3, 2019
|
Catherine M. Anderson
|
The Foley Adviser
|
|
OCIE Risk Alert on Principal and Agency Cross Transactions
|
October 17, 2019
|
Eric D. Belsley, Ph.D., Robert G. Sawyer
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 16, 2019
|
December 5, 2019
|
Meredith A. Haviland
|
The Foley Adviser
|
|
CCPA: Q&As for Investment Advisers and Private Fund Managers
|
December 16, 2019
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
February 7, 2020
|
Meredith A. Haviland, Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
BE-10 Benchmark Survey of U.S. Direct Investment Abroad – Filing Requirement
|
March 9, 2020
|
Catherine M. Anderson
|
The Foley Adviser
|
|
SEC to Provide Temporary Relief to Form ADV and PF Deadlines for Advisers Affected By COVID-19
|
March 16, 2020
|
Robert G. Sawyer
|
The Foley Adviser
|
|
New SEC FAQs Released in Response to COVID-19
|
March 20, 2020
|
Robert G. Sawyer
|
The Foley Adviser
|
|
COVID-19 Relief—A Public Company Quick Reference Guide
|
March 21, 2020
|
Stacie S. Aarestad
|
The Foley Adviser
|
|
COVID-19 Advisory – Renewed Focus on Force Majeure Clauses
|
March 22, 2020
|
Euripides D. Dalmanieras, Daniel Schimmel, Diana Tsutieva, Jiun-Wen Bob Teoh
|
The Foley Adviser
|
|
A Borrower’s Response to COVID-19
|
March 23, 2020
|
Thomas Draper
|
The Foley Adviser
|
|
New Cayman/BVI Registration Requirements for Private Funds and Open-ended Funds
|
June 8, 2020
|
Catherine M. Anderson
|
The Foley Adviser
|
|
Form CRS Due Date Reminder
|
June 10, 2020
|
Robert G. Sawyer
|
The Foley Adviser
|
|
SEC Amends “Accredited Investor” Definition
|
August 31, 2020
|
Robert G. Sawyer, Eric D. Belsley, Ph.D.
|
The Foley Adviser
|
|
SEC Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert to Broker-Dealers and Investment Advisers
|
September 11, 2020
|
Robert G. Sawyer, John W.R. Murray, Anna Maria Annino, E. Jacqueline Chávez
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 14, 2020
|
November 24, 2020
|
Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021
|
January 26, 2021
|
|
The Foley Adviser
|
|
Important Dates and Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
February 11, 2021
|
Meredith A. Haviland, Alyssa Pratt
|
The Foley Adviser
|
|
SEC Adopts New Marketing Rule for Investment Advisers
|
March 9, 2021
|
Eric D. Belsley, Ph.D., Robert G. Sawyer, Ayah K. Zaidi
|
The Foley Adviser
|
|
Reminder: FINRA Entitlement Certification Due by July 19, 2021
|
July 15, 2021
|
Ayah K. Zaidi, Meredith A. Haviland
|
The Foley Adviser
|
|
Reminder: Increased “Qualified Client” Dollar Amount Tests to Take Effect August 16, 2021
|
August 13, 2021
|
Meredith A. Haviland, Ayah K. Zaidi
|
The Foley Adviser
|
|
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 13
|
November 12, 2021
|
Robert G. Sawyer
|
The Foley Adviser
|
|
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators
|
February 14, 2022
|
Meredith A. Haviland, Ayah K. Zaidi
|
The Foley Adviser
|
|
SEC Proposal - Private Fund Adviser Rules
|
March 28, 2022
|
Robert G. Sawyer, Samuel Hughes
|
The Foley Adviser
|
|
SEC Division of Examinations Issues 2022 Examination Priorities
|
April 27, 2022
|
Robert G. Sawyer, Nicholas Gill, Samuel Hughes
|
The Foley Adviser
|
|
Stimulus Law Has At Least $250 Million Available For Technology Companies Developing Innovative, Sustainable Adoption of Broadband Services
|
April 21, 2009
|
David A. Broadwin
|
Technology Alert
|
|
EU Considers Significant Regulations for AI
|
May 10, 2021
|
Christopher Escobedo Hart
|
Technology Alert
|
|
Tax Related Renewable Energy Provisions in the Stimulus Act
|
February 27, 2009
|
Nicola Lemay, Mark A. Barnett
|
Taxation Alert
|
|
New Massachusetts Pass-Through Entity Withholding Requirements: April 30th Deadline May Apply
|
March 17, 2009
|
Nicola Lemay, Teresa A. Martland
|
Taxation Alert
|
|
New Medicare Tax Targets Investment Income
|
March 26, 2010
|
Thomas Barker
|
Taxation Alert
|
|
IRS Tax Lien Practices Eased
|
March 21, 2011
|
|
Taxation Alert
|
|
Qualified Small Business - 100% Tax Exemption Set to Expire at Year End
|
December 5, 2011
|
Nicola Lemay
|
Taxation Alert
|
|
IRS and US Treasury Release Proposed Regulations under FATCA - Important Steps Required by Fund Managers
|
March 16, 2012
|
Nicola Lemay
|
Taxation Alert
|
|
First FBAR, Now FATCA: New Information Reporting Requirements for U.S. Taxpayers with Foreign Financial Assets
|
April 9, 2012
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Congress Extends the 100% Tax Exemption for Gain on Certain Qualified Small Business Stock
|
January 14, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Information Reporting for US Entities with Interests in Foreign Financial Assets Delayed
|
April 3, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
FBAR Filing Deadline Imminent
|
June 20, 2013
|
Christopher "Kip" Cawley, Nicola Lemay
|
Taxation Alert
|
|
Computer System Design and Software Modification Services Now Subject to the Massachusetts 6.25% Sales and Use Tax
|
August 1, 2013
|
Nicola Lemay, Earl W. Mellott
|
Taxation Alert
|
|
Massachusetts Lawmakers Plan to Repeal the New “Tech Tax” on Computer System Design and Software Modification Services
|
September 13, 2013
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Massachusetts "Tech Tax" Payment and Reporting Due Dates Deferred
|
September 17, 2013
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Massachusetts "Tech Tax" Repealed
|
October 2, 2013
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
Taxation Alert
|
|
100 Percent Tax Exemption for Gain on Certain Qualified Small Business Stock Expiring at Year End
|
December 12, 2013
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Massachusetts “Tech Tax” Abatement Applications Due December 31, 2013
|
December 18, 2013
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
FBAR Filing Deadline Approaching
|
May 16, 2014
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
2014 Tax Reporting
|
April 6, 2015
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
FBAR Filing Deadline Approaching
|
May 12, 2015
|
Nicola Lemay, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Changes on the Horizon? IRS Announces New Plans to Recharacterize Management Fee Waiver Arrangements
|
July 31, 2015
|
Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley
|
Taxation Alert
|
|
Partnership Audit Regime Shakeup
|
February 5, 2016
|
Nicola Lemay, Earl W. Mellott
|
Taxation Alert
|
|
FBAR Filing Deadline: October 15, 2018
|
September 25, 2018
|
Christopher "Kip" Cawley
|
Taxation Alert
|
|
April 15 Federal Income Tax Payment Deadline Extended
|
March 24, 2020
|
Nicola Lemay, Alyssa Pratt, Nicholas V. Romanos, Earl W. Mellott
|
Taxation Alert
|
|
Update: April 15th Federal Income Tax Return Filing and Payment Deadlines Postponed to July 15th
|
March 24, 2020
|
Nicola Lemay, Alyssa Pratt, Nicholas V. Romanos, Earl W. Mellott
|
Taxation Alert
|
|
The CARES Act: Tax Relief Provisions
|
April 1, 2020
|
Nicola Lemay, Nicholas V. Romanos, Ian S. Chasse Osborn
|
Taxation Alert
|
|
EIN Processing on Hold
|
April 9, 2020
|
Christopher "Kip" Cawley
|
Taxation Alert
|
|
IRS Releases FAQs Clarifying CARES Act Payroll Tax Deferral Provisions
|
April 28, 2020
|
Ian S. Chasse Osborn, Nicola Lemay, Nicholas V. Romanos, Tad Heuer
|
Taxation Alert
|
|
IRS Notice 2020-32: Payment of Expenses That Result In PPP Loan Forgiveness Are Not Deductible
|
May 1, 2020
|
Nicola Lemay, Ian S. Chasse Osborn, Nicholas V. Romanos
|
Taxation Alert
|
|
SEC Enforcement of Rule 105: The Hits Just Keep on Comin’
|
March 10, 2014
|
|
Securities Enforcement Alert
|
|
SEC ALJ Rules Revocations and Bars Are “Penalties” Subject to Five-Year Statute of Limitations in Section 2462
|
September 5, 2014
|
|
Securities Enforcement Alert
|
|
SEC Continues Its “Strict Liability” Enforcement Campaigns, Focusing on Filing Failures and Rule 105 Violations
|
September 17, 2014
|
|
Securities Enforcement Alert
|
|
SEC Charges KBR, Inc. with Using a Confidentiality Agreement that Could "Chill" Whistleblowing
|
April 6, 2015
|
|
Securities Enforcement Alert
|
|
SEC Keeps June 30 Deadline for Complying With Regulation Best Interest Despite COVID-19
|
April 10, 2020
|
John W.R. Murray
|
Securities Enforcement Alert
|
|
SEC Enforcement Continues to Target Private Fund Advisers for Improper Fee Allocation
|
April 29, 2020
|
John W.R. Murray
|
Securities Enforcement Alert
|
|
Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2019; The Investment Lawyer
|
May 1, 2020
|
John W.R. Murray, Lisa C. Wood, Christian Garcia
|
Securities Enforcement Alert
|
|
SEC Enforcement Co-Director Provides Update on Priorities During Pandemic: Takeaways for Issuers, Investment Advisers and Investment Companies
|
June 9, 2020
|
John W.R. Murray
|
Securities Enforcement Alert
|
|
SEC Targets Issuers and Officers for Disclosure Violations Through Data Analytics
|
October 14, 2020
|
John D. Hancock, John W.R. Murray
|
Securities Enforcement Alert
|
|
Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2020
|
April 1, 2021
|
Lisa C. Wood, John W.R. Murray, Christian Garcia, E. Jacqueline Chávez
|
Securities Enforcement Alert
|
|
Federal Court Dismisses SEC Insider Trading Charges Against Mark Cuban
|
August 6, 2009
|
|
Securities Alert
|
|
Dodd-Frank Financial Reform Act
|
July 27, 2010
|
|
Securities Alert
|
|
Dodd-Frank Financial Reform Act
|
August 16, 2010
|
|
Securities Alert
|
|
Amendment to NYSE Rule 452 to Eliminate Broker Discretionary Voting on Executive Compensation Matters
|
September 24, 2010
|
|
Securities Alert
|
|
SEC Stays Effectiveness of Proxy Access Rule
|
October 8, 2010
|
|
Securities Alert
|
|
JOBS Act Will Significantly Relax Restrictions on Capital Raising
|
April 6, 2012
|
|
Securities Alert
|
|
Heightened Pleading Standards in Securities Fraud Class Actions
|
April 11, 2012
|
Brandon F. White
|
Securities Alert
|
|
Supreme Court Provides Guidance on Section 16(b) Statute of Limitations
|
April 13, 2012
|
|
Securities Alert
|
|
Crowdfunding: A New Way to Raise Capital Or A Cut-Back in Investor Protection?
|
April 19, 2012
|
|
Securities Alert
|
|
JOBS Act – Small Company Capital Formation – Regulation A+
|
April 24, 2012
|
|
Securities Alert
|
|
JOBS Act Client Alert – Rules 506 of Regulation D and 144A
|
May 2, 2012
|
Erica Rice
|
Securities Alert
|
|
JOBS Act Establishes New Thresholds for Registration Under the Exchange Act
|
May 9, 2012
|
|
Securities Alert
|
|
Federal Judge Reconsiders Securities Claims Against GE And Identifies Three Categories Of Statements That Are Not Actionable Under Federal Securities Laws
|
May 16, 2012
|
Brandon F. White
|
Securities Alert
|
|
SEC Adopts Rules Requiring Listing Standards for Compensation Committees and Compensation Advisers
|
June 26, 2012
|
Jennifer V. Audeh
|
Securities Alert
|
|
SEC Issues Long-Delayed Rule on Conflict Minerals
|
August 27, 2012
|
|
Securities Alert
|
|
SEC Proposes JOBS Act Amendments To Rule 506 And Rule 144A To Remove Ban On General Solicitation
|
September 11, 2012
|
Erica Rice
|
Securities Alert
|
|
NYSE and Nasdaq Propose Listing Standards for Compensation Committees and Compensation Advisers
|
October 9, 2012
|
Jennifer V. Audeh
|
Securities Alert
|
|
U.S. Chamber of Commerce Sues SEC to Overturn Controversial Dodd-Frank Resource Extraction Rule
|
October 18, 2012
|
Brandon F. White, Matthew C. Baltay
|
Securities Alert
|
|
SEC’s Conflict Minerals Rule Challenged
|
October 25, 2012
|
Brandon F. White, Matthew C. Baltay
|
Securities Alert
|
|
Reading Tea Leaves After the Supreme Court’s Amgen Securities Litigation Decision
|
March 6, 2013
|
Matthew C. Baltay
|
Securities Alert
|
|
SEC Decides That Companies May Use Social Media
|
April 8, 2013
|
|
Securities Alert
|
|
JOBS Act Eases IPO Process and Public Reporting Requirements for Emerging Growth Companies
|
April 27, 2013
|
|
Securities Alert
|
|
First Deadline Approaching for NYSE and Nasdaq Listed Companies to Comply with New Compensation Committee Rules
|
May 9, 2013
|
Jennifer V. Audeh
|
Securities Alert
|
|
Delaware Chancery Court Upholds Forum Selection Bylaws
|
July 15, 2013
|
|
Securities Alert
|
|
Federal Court Strikes Down SEC Resource Extraction Rule
|
July 17, 2013
|
Matthew C. Baltay
|
Securities Alert
|
|
Delaware Corporation Law Statute Amended to Provide for Ratification and Validation of Defective Corporate Acts
|
July 18, 2013
|
Erica Rice
|
Securities Alert
|
|
SEC Removes Ban on General Solicitation in Rule 506 and Rule 144A, But Problems Remain
|
July 22, 2013
|
|
Securities Alert
|
|
SEC Adopts "Bad Actor" Disqualification for Rule 506 Private Placement Offerings
|
July 23, 2013
|
|
Securities Alert
|
|
Federal District Court Upholds the SEC's Conflict Minerals Rules
|
July 29, 2013
|
Matthew C. Baltay
|
Securities Alert
|
|
SEC Proposes Amendments to Regulation D, Form D and Rule 156
|
August 5, 2013
|
|
Securities Alert
|
|
Delaware Court Issues Important Trados Decision Delineating Director Duties in Sale of Venture-Backed Company
|
September 17, 2013
|
Matthew C. Baltay
|
Securities Alert
|
|
SEC Proposes Rules for Pay Ratio Disclosure
|
September 30, 2013
|
Jennifer V. Audeh
|
Securities Alert
|
|
Equity Crowdfunding Under Federal Law: Issuers
|
November 19, 2013
|
|
Securities Alert
|
|
Equity Crowdfunding Under Federal Law: Intermediaries
|
November 19, 2013
|
|
Securities Alert
|
|
SEC Releases Proposed Rule Amendments to Regulation A
|
February 10, 2014
|
Diana W. Lo
|
Securities Alert
|
|
SEC No-Action Letter Allows Certain Kinds of “M&A Brokers” to Avoid Broker-Dealer Registration Under the Exchange Act
|
February 24, 2014
|
|
Securities Alert
|
|
Federal Appeals Court Largely Upholds Conflict Minerals Rules
|
April 23, 2014
|
Matthew C. Baltay
|
Securities Alert
|
|
Supreme Court Revises Rules for Private Securities Class Actions
|
June 25, 2014
|
|
Securities Alert
|
|
SEC Issues Interpretive Advice About Verification Safe Harbors Under Rule 506(c)
|
July 17, 2014
|
|
Securities Alert
|
|
SEC Issues Staff Legal Bulletin No. 20: Clarifying Disclosure Requirements For Proxy Advisory Firms
|
July 21, 2014
|
|
Securities Alert
|
|
Second Circuit Issues Landmark Decision Limiting Insider Trading Liability of "Remote Tippees"
|
December 19, 2014
|
Matthew C. Baltay
|
Securities Alert
|
|
SEC Proposes New Exchange Act Registration Thresholds and Changes to Certain “Held of Record” Definitions
|
January 7, 2015
|
|
Securities Alert
|
|
SEC Proposes Rules for Hedging Disclosure
|
February 17, 2015
|
|
Securities Alert
|
|
Supreme Court Decides Omnicare
|
April 6, 2015
|
|
Securities Alert
|
|
Third Circuit Lets Wal-Mart Exclude Firearms Proposal Under the “Ordinary Business Operations” Exception
|
April 15, 2015
|
|
Securities Alert
|
|
SEC Radically Revamps Regulation A - Part 1
|
May 19, 2015
|
Brendan Burke
|
Securities Alert
|
|
SEC Radically Revamps Regulation A - Part 2
|
May 21, 2015
|
|
Securities Alert
|
|
SEC Radically Revamps Regulation A - Part 3
|
May 26, 2015
|
|
Securities Alert
|
|
Trinity Wall Street v. Wal-Mart Stores, Inc. − “Lawyers, Guns and Money”
|
August 12, 2015
|
Jennifer V. Audeh, Gabrielle A. Bernstein
|
Securities Alert
|
|
SEC Adopts Pay Ratio Disclosure Rule
|
August 17, 2015
|
|
Securities Alert
|
|
D.C. Circuit Court Re-Affirms Decision that Portions of SEC’s Conflict Minerals Rules are Unconstitutional
|
August 31, 2015
|
|
Securities Alert
|
|
SEC Provides Guidance on Exclusion of Shareholder Proposals Under the “Ordinary Business” and “Direct Conflict” Exclusions of Rule 14a-8
|
November 24, 2015
|
Jennifer V. Audeh
|
Securities Alert
|
|
How the FAST Act Will Impact Securities Laws
|
January 14, 2016
|
|
Securities Alert
|
|
Non-GAAP Financial Disclosures – Redux
|
June 2, 2016
|
Stacie S. Aarestad
|
Securities Alert
|
|
Changes to the New York City Retirement Systems’ Proxy Guidelines
|
June 23, 2016
|
|
Securities Alert
|
|
Proposed SEC Amendment Could Reduce Compliance Costs for Smaller Public Companies
|
August 10, 2016
|
|
Securities Alert
|
|
Latest Amendments to Delaware Law Revise Appraisal Rights
|
August 17, 2016
|
|
Securities Alert
|
|
New Nasdaq Rule Requires Disclosure of Third Party Compensation of Directors and Nominees
|
September 7, 2016
|
Caroline P. Samp
|
Securities Alert
|
|
Additional SEC Guidance on Pay Ratio Disclosure
|
October 26, 2016
|
Stacie S. Aarestad
|
Securities Alert
|
|
SEC Report on ICOs and Token Sales – “If It Sounds Too Good to be True…”
|
August 10, 2017
|
Stacie S. Aarestad, Daniel S. Clevenger
|
Securities Alert
|
|
Massachusetts Adopts Fiduciary Rule for Broker-Dealers
|
March 10, 2020
|
John W.R. Murray, Leah S. Rizkallah
|
Securities Alert
|
|
REMINDER: 2022 Nasdaq Board Diversity Disclosure and D&O Questionnaires
|
November 17, 2021
|
Ryan M. Rourke Reed
|
Securities Alert
|
|
Passive Business Rule
|
October 19, 2017
|
Jennifer V. Audeh, Robert G. Sawyer
|
SBIC Alert
|
|
SBA Releases Annual Investor Recertification Memorandum for SBICs
|
August 19, 2019
|
Jennifer V. Audeh, Robert G. Sawyer
|
SBIC Alert
|
|
SBA Announces New Fee on Leverage Draws and New Process for Leverage Approval Notices
|
August 21, 2019
|
Jennifer V. Audeh, Robert G. Sawyer
|
SBIC Alert
|
|
SBA Simplifies Filings Requirements for SBIC Applicants
|
September 20, 2019
|
Jennifer V. Audeh, Robert G. Sawyer
|
SBIC Alert
|
|
SBA Temporarily Revises Draw Application Schedule
|
November 18, 2019
|
Jennifer V. Audeh, Robert G. Sawyer
|
SBIC Alert
|
|
SBA’s Office of Investment and Innovation Semi-Monthly Draw Application Schedule
|
September 17, 2020
|
Robert G. Sawyer, Jennifer V. Audeh
|
SBIC Alert
|
|
SBA Institutes Inflation Adjustments to SBIC Program Fees
|
September 2, 2021
|
Robert G. Sawyer, Jennifer V. Audeh
|
SBIC Alert
|
|
What the Real Estate Sector Needs to Know about the CARES Act
|
April 1, 2020
|
Tad Heuer, Jonathan E. Book, Jeffrey B. Mullan, Jesse Harlan Alderman
|
Real Estate Alert
|
|
Delaware Chancery Court Concludes Indemnification and Other Provisions of a Merger Agreement Are Not Enforceable Against Non-Consenting Stockholders
|
January 20, 2015
|
John D. Hancock, Peter M. Rosenblum
|
Published Article
|
|
Timeliness Determinations for Inter Partes Review Now Subject to Appellate Review
|
January 17, 2018
|
Peter A. Sullivan, DeAnn F. Smith
|
PTAB Alert
|
|
Implications of SCOTUS Opinions on Constitutionality, Scope of Inter Partes Reviews
|
May 2, 2018
|
DeAnn F. Smith, Peter A. Sullivan, Philip C. Swain, Rajesh Vallabh
|
PTAB Alert
|
|
Product Liability Update
|
May 22, 2009
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update
|
August 31, 2009
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update
|
October 13, 2009
|
David R. Geiger
|
Product Liability Update
|
|
Massachusetts Supreme Judicial Court Recognizes Cause of Action for Projected Medical Monitoring Costs Based on Subclinical Physiological Effects of Exposure to Cigarette Smoke
|
October 21, 2009
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 5, 2010
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update
|
May 18, 2010
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 30, 2010
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 6, 2010
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 31, 2011
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 25, 2011
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 28, 2011
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 4, 2011
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 26, 2012
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 19, 2012
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 26, 2012
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 2, 2012
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 31, 2013
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 31, 2013
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 23, 2013
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 31, 2013
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 1, 2013
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 15, 2014
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 1, 2014
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 23, 2014
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 14, 2014
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
January 15, 2015
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
April 7, 2015
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
July 29, 2015
|
David R. Geiger, Creighton K. Page
|
Product Liability Update
|
|
Product Liability Update
|
October 28, 2015
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update: January 2016
|
January 31, 2016
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update: April 2016
|
April 7, 2016
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update: August 2016
|
August 31, 2016
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update: October 2016
|
October 4, 2016
|
David R. Geiger
|
Product Liability Update
|
|
Product Liability Update: April 2017
|
April 18, 2017
|
David R. Geiger, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: August 2017
|
August 30, 2017
|
David R. Geiger, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: January 2018
|
February 1, 2018
|
David R. Geiger, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: April 2018
|
April 10, 2018
|
David R. Geiger, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: July 2018
|
August 3, 2018
|
David R. Geiger, Christopher Cifrino, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: October 2018
|
October 31, 2018
|
David R. Geiger, Christopher Cifrino, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: January 2019
|
January 31, 2019
|
David R. Geiger, Christopher Cifrino, Shrutih V. Tewarie
|
Product Liability Update
|
|
Product Liability Update: April 2019
|
April 30, 2019
|
David R. Geiger, Christopher Cifrino, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: July 2019
|
August 6, 2019
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: November 2019
|
December 4, 2019
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: March 2020
|
March 12, 2020
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: May 2020
|
June 2, 2020
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: August 2020
|
August 17, 2020
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update: October 2020
|
November 5, 2020
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update - February 2021
|
March 16, 2021
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update - April 2021
|
April 29, 2021
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Product Liability Update - July 2021
|
August 5, 2021
|
David R. Geiger, Peter Ellis
|
Product Liability Update
|
|
Wyeth v. Levine’s ‘Clear Evidence' Language: Clearly Misunderstood
|
January 13, 2016
|
David R. Geiger, Andrew M. London
|
Product Liability Alert
|
|
Ninth Circuit Improperly Lowers Admissibility Bar for Expert Causation Testimony
|
November 17, 2017
|
David R. Geiger
|
Product Liability Alert
|
|
Massachusetts Creates First-In-Nation Recklessness Standard For Claims Against Brand-Name Drug Manufacturers By Users Of Generics
|
March 21, 2018
|
David R. Geiger
|
Product Liability Alert
|
|
Regulatory Agencies Propose to Modify Volcker Rule
|
February 10, 2020
|
Jennifer V. Audeh, Robert G. Sawyer
|
Private Fund Alert
|
|
Massachusetts Gives Businesses Until January 1, 2010 to Adopt Information Security Programs To Comply With Recent Identity Theft Regulations
|
February 13, 2009
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
Last Minute Reprieve: FTC Gives Businesses Until August 1, 2009 to Adopt Identity Theft Prevention Programs To Comply With Federal Red Flags Rules
|
May 1, 2009
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
Massachusetts Regulators Propose Amendments to Information Security Regulations, Delay Enforcement Until March 1, 2010
|
August 18, 2009
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
New Deadline For Red Flags Rules: FTC Gives Businesses Until June 1, 2010 To Develop Compliant Identity Theft Prevention Programs
|
November 2, 2009
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
Reminder: March 1, 2010 Deadline to Comply With Massachusetts Information Security Regulations Is Right Around the Corner
|
February 17, 2010
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
FTC Delays Enforcement of Red Flags Rule Through December 31, 2010
|
May 28, 2010
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
HHS Proposed Major Changes to HIPAA Privacy, Security and Enforcement Rules
|
July 12, 2010
|
Colin J. Zick, Maia M. Larsson
|
Privacy and Data Security Alert
|
|
CMS Delays Sunshine Act Data Collection Until 2013
|
May 8, 2012
|
Colin J. Zick, Pat A. Cerundolo, Tad Heuer
|
Privacy and Data Security Alert
|
|
Update on President Obama’s Summit on Cybersecurity and Consumer Protection
|
February 19, 2015
|
Colin J. Zick, Jeremy W. Meisinger, Christopher Cifrino
|
Privacy and Data Security Alert
|
|
The European Court of Justice Invalidates Safe Harbor
|
October 6, 2015
|
Colin J. Zick
|
Privacy and Data Security Alert
|
|
IPhone Access Gets Attention, 'Stingrays' Fly Under The Radar
|
April 6, 2016
|
Erik L. Schulwolf
|
Privacy and Data Security Alert
|
|
General Data Protection Regulation: What It Means For US Healthcare/Life Science Companies
|
August 28, 2017
|
|
Privacy and Data Security Alert
|
|
California Passes New Data Privacy Law With National Implications
|
July 17, 2018
|
Colin J. Zick, Christopher Escobedo Hart
|
Privacy and Data Security Alert
|
|
Lessons from the First Major Enforcement of GDPR
|
January 24, 2019
|
|
Privacy and Data Security Alert
|
|
Minimizing Risk and Liability from Man-in-the-Middle Attacks (or, How to Keep Your Company’s Wire Transfers from Going Awry)
|
May 2, 2019
|
Christopher Escobedo Hart, Colin J. Zick, Nicholas C. Theodorou
|
Privacy and Data Security Alert
|
|
Is Your Company Ready for the CCPA?
|
July 15, 2019
|
Colin J. Zick, Christopher Escobedo Hart, Christina G. Hioureas, Yoni Bard
|
Privacy and Data Security Alert
|
|
California Attorney General Revises Proposed CCPA Regulations
|
February 19, 2020
|
Colin J. Zick, Christopher Escobedo Hart
|
Privacy and Data Security Alert
|
|
Data Sharing, Information Technology, and the CARES Act
|
April 1, 2020
|
Jeremy W. Meisinger, Colin J. Zick
|
Privacy and Data Security Alert
|
|
Privacy Shield No Longer Viable Basis for EU-US Data Transfers
|
July 16, 2020
|
Christopher Escobedo Hart, Colin J. Zick, Jeremy W. Meisinger, Frédéric Scanvic, Diana Paraguacuto-Mahéo
|
Privacy and Data Security Alert
|
|
New Guidelines for EU-US Data Transfers
|
November 19, 2020
|
Christopher Escobedo Hart
|
Privacy and Data Security Alert
|
|
IRS Issues Instructions for Redesigned Form 990
|
December 23, 2008
|
|
Nonprofit Alert
|
|
Massachusetts Form PC: Notice of Increase in Minimum Threshold for Reviewed Financial Statements
|
December 31, 2008
|
|
Nonprofit Alert
|
|
May 15 Deadline for Filing IRS Form 990-N
|
May 13, 2009
|
|
Nonprofit Alert
|
|
Funding Opportunities in the American Recovery and Reinvestment Act of 2009 and the Serve America Act
|
June 16, 2009
|
|
Nonprofit Alert
|
|
Uniform Prudent Management of Institutional Funds Act Liberalizes Endowment Spending and Clarifies Investment Standards for Charitable Institutions
|
July 16, 2009
|
|
Nonprofit Alert
|
|
Attorney General of Massachusetts Announces Initiative on Executive and Director Compensation
|
September 3, 2009
|
|
Nonprofit Alert
|
|
Deadline Approaching for Form 990 Filers
|
May 10, 2010
|
|
Nonprofit Alert
|
|
Spotlight on Executive Compensation
|
May 26, 2010
|
|
Nonprofit Alert
|
|
Massachusetts Attorney General Announces Increased Scrutiny of Compensation for Directors of Public Charities
|
April 15, 2011
|
|
Nonprofit Alert
|
|
Legislature Hears Testimony on Legislation Limiting the Right of Public Charities to Compensate Independent Directors
|
September 30, 2011
|
|
Nonprofit Alert
|
|
IRS Releases Revised Form 990 With Changes Affecting Joint Ventures, Compensation and Hospitals
|
January 30, 2012
|
|
Nonprofit Alert
|
|
Charitable Giving Initiative Under Consideration by Massachusetts Legislature
|
February 14, 2012
|
|
Nonprofit Alert
|
|
Massachusetts Legislative Committee Approves Legislation Expanding Regulatory Oversight of Healthcare Organizations
|
March 23, 2012
|
|
Nonprofit Alert
|
|
Massachusetts Senate Considering Budget Amendment Limiting Compensation of Directors and Officers of Public Charities
|
May 21, 2012
|
|
Nonprofit Alert
|
|
Massachusetts Senate Adopts Budget Amendment Barring Compensation of Directors of Public Charities Without Approval from the Attorney General
|
May 25, 2012
|
|
Nonprofit Alert
|
|
Legislature Approves State Budget
|
June 29, 2012
|
|
Nonprofit Alert
|
|
Federal Legislation Introduced to Support Nonprofit Organizations Improve Energy Efficiency
|
September 28, 2012
|
|
Nonprofit Alert
|
|
Massachusetts Nonprofit Annual Reports Due November 1, 2012
|
October 2, 2012
|
|
Nonprofit Alert
|
|
Massachusetts Secretary of State Releases Guidance on Benefit Corporations
|
November 9, 2012
|
|
Nonprofit Alert
|
|
Form PC Revisions and Other Areas of Focus on Charities
|
January 31, 2013
|
|
Nonprofit Alert
|
|
Massachusetts Nonprofit Annual Reports Due November 1, 2013
|
October 8, 2013
|
|
Nonprofit Alert
|
|
Massachusetts Attorney General Report on Charity CEO Compensation Reviews Pay Practices and Introduces New Reporting Form
|
January 8, 2014
|
|
Nonprofit Alert
|
|
SJC Case Could Result in Loss of Property Tax Exemptions for Certain Conservation Land
|
January 16, 2014
|
|
Nonprofit Alert
|
|
IRS Reminds Tax-Exempt Organizations About Important Filing Deadline
|
May 6, 2014
|
|
Nonprofit Alert
|
|
SJC Upholds Charitable Property Tax Exemption for Land Conservation Organization
|
May 22, 2014
|
Tad Heuer
|
Nonprofit Alert
|
|
IRS Releases Streamlined Application for Tax-Exempt Status
|
July 8, 2014
|
|
Nonprofit Alert
|
|
Section 501(c)(4) Organizations Subject to IRS Notice Requirement
|
August 24, 2016
|
|
Nonprofit Alert
|
|
Recent Governance and Gift-Giving Guidance from the Non-Profit/Public Charities Division
|
September 22, 2016
|
|
Nonprofit Alert
|
|
Recent Updates from the Attorney General’s Nonprofit Division
|
March 7, 2017
|
|
Nonprofit Alert
|
|
IRS Updates Form 990-EZ for 2016
|
March 10, 2017
|
|
Nonprofit Alert
|
|
SJC Issues Property Tax Ruling Regarding Religious Organization
|
April 3, 2017
|
|
Nonprofit Alert
|
|
What Nonprofit Organizations Need to Know about the CARES Act
|
April 1, 2020
|
Tad Heuer
|
Nonprofit Alert
|
|
MSLP Nonprofit Organization Loan Facilities
|
September 9, 2020
|
Thomas Draper, Malcolm G. Henderson
|
Nonprofit Alert
|
|
Massachusetts Legislature Mulls Sports Betting Proposals
|
August 10, 2021
|
Jeremy W. Meisinger, Cloe Pippin, Jared Kadich
|
Massachusetts Gaming Alert
|
|
Considerations for the Acquisition of a Non-U.S. Company by a U.S. Public Company
|
February 10, 2017
|
Jennifer V. Audeh, Corey Brown
|
M&A Alert
|
|
Fiduciary Duties of Directors in Connection with an Acquisition: A Massachusetts Difference
|
June 2, 2017
|
Peter M. Rosenblum
|
M&A Alert
|
|
Mergers & Acquisitions 2017
|
April 17, 2018
|
Peter M. Rosenblum
|
M&A Alert
|
|
Foreign Investment and Export Control Reform Update (Part 1 of Series)
|
August 22, 2018
|
|
M&A Alert
|
|
Foreign Investment and Export Control Reform Update (Part 2 of Series)
|
October 1, 2018
|
|
M&A Alert
|
|
Mandatory Filings for Foreign Investments in U.S. Required by New CFIUS Pilot Program
|
October 30, 2018
|
|
M&A Alert
|
|
DOJ and OFAC Actions Highlight Importance of Compliance in International M&A
|
April 17, 2019
|
Shrutih V. Tewarie
|
M&A Alert
|
|
Delaware Chancery Court Rules That Merger Agreement Termination Fee Not Exclusive Remedy Where Seller Accepts Superior Offer in Violation of No-Shop
|
November 21, 2019
|
Matthew C. Baltay
|
M&A Alert
|
|
FTC Increases Thresholds for HSR Filings and Interlocking Directorates and Adjusts Civil Penalties
|
January 30, 2020
|
Austin A.B. Ownbey, Lisa C. Wood
|
M&A Alert
|
|
Expanded CFIUS Regulations in Effect February 13, 2020
|
January 31, 2020
|
Anna Maria Annino
|
M&A Alert
|
|
COVID-19 M&A Closing Considerations
|
March 25, 2020
|
Corey Brown
|
M&A Alert
|
|
U.S. Antitrust Agencies Adjust Review Processes in Response to COVID-19 Crisis
|
March 27, 2020
|
Austin A.B. Ownbey, Lisa C. Wood
|
M&A Alert
|
|
FTC Decreases Thresholds for HSR Filings for First Time Since 2010, Also Decreases Interlocking Directorates Thresholds and Increases Civil Penalties
|
February 3, 2021
|
Austin A.B. Ownbey, Lisa C. Wood
|
M&A Alert
|
|
Bipartisan Bill to Increase Megamerger HSR Filing Fees Passed Out of Senate Judiciary Committee
|
May 18, 2021
|
Austin A.B. Ownbey
|
M&A Alert
|
|
DOJ Takes New Tack on Hospital Recoupments: Implantable Cardiac Defibrillators
|
September 4, 2012
|
Colin J. Zick, Dean Richlin
|
Litigation Alert
|
|
Second Circuit Vacates Conviction Against Sales Representative for Off-Label Promotion
|
December 5, 2012
|
|
Litigation Alert
|
|
New York State Courts Prepare to Expand Virtual Courts Program
|
April 17, 2020
|
Peter A. Sullivan
|
Litigation Alert
|
|
Supreme Court Issues Important Decision on Retroactive Effect of Amendment to Foreign Sovereign Immunities Act
|
June 11, 2020
|
Andrew B. Loewenstein, Peter A. Sullivan
|
Litigation Alert
|
|
Supreme Court Set to Decide Whether Section 1782 Discovery Can Be Compelled in Foreign-Seated Arbitrations
|
January 11, 2022
|
Sudhanshu Roy, Stephen P. Younger, Andrew B. Loewenstein, Christina G. Hioureas, Daniel Schimmel
|
Litigation Alert
|
|
Supreme Court Rejects Use of Section 1782 Discovery for Private Arbitration
|
June 22, 2022
|
Christina G. Hioureas, Andrew B. Loewenstein, Daniel Schimmel, Stephen P. Younger, Sudhanshu Roy
|
Litigation Alert
|
|
Regulatory Summary of 105 CMR 970.000 - Final Pharmaceutical & Medical Device Manufacturer Conduct Regulations
|
March 5, 2009
|
|
Life Sciences Alert
|
|
Wyeth v. Levine: No Federal Preemption for Drug Labeling
|
March 5, 2009
|
|
Life Sciences Alert
|
|
FDA Issues Order Requiring Safety and Effectiveness Information from Older Medical Devices
|
April 10, 2009
|
Paul T. Kim, Maia M. Larsson
|
Life Sciences Alert
|
|
Vermont Pharmaceutical Gift Ban & Disclosure Act
|
June 24, 2009
|
Colin J. Zick, Pat A. Cerundolo
|
Life Sciences Alert
|
|
FDA Acknowledges Deviations in Menaflex Knee Device Clearance
|
September 25, 2009
|
Paul T. Kim
|
Life Sciences Alert
|
|
FDA Releases Initial Draft Guidance on Risk Evaluation and Mitigation Strategies (REMS): Seeking Input from Stakeholders
|
October 1, 2009
|
Paul T. Kim, Maia M. Larsson
|
Life Sciences Alert
|
|
Biosimilars Pathway Enacted
|
March 24, 2010
|
Donald R. Ware
|
Life Sciences Alert
|
|
New Federal Health Reform Law Includes “Sunshine” Reporting Requirements for Drug and Device Manufacturers
|
March 25, 2010
|
Pat A. Cerundolo, Colin J. Zick, Tad Heuer, Zachary Gerson
|
Life Sciences Alert
|
|
Are Genes No Longer Patentable?
|
April 2, 2010
|
Hathaway Pease Russell
|
Life Sciences Alert
|
|
Qui Tam? Now More Plaintiffs Will Qualify
|
April 7, 2010
|
|
Life Sciences Alert
|
|
Phase II of the FDA'S Transparency Initiative
|
May 21, 2010
|
Paul T. Kim
|
Life Sciences Alert
|
|
United States Supreme Court Strikes Down Vermont Pharmaceutical “Data Mining” Law
|
June 24, 2011
|
Colin J. Zick, Pat A. Cerundolo, Tad Heuer
|
Life Sciences Alert
|
|
CMS Releases Proposed “Sunshine” Physician Payment Reporting Rule for Drug and Device Manufacturers
|
December 16, 2011
|
Colin J. Zick, Tad Heuer
|
Life Sciences Alert
|
|
Massachusetts Gift Ban Narrowed to Allow Meals During Education Programs
|
July 9, 2012
|
Pat A. Cerundolo, Colin J. Zick, Tad Heuer
|
Life Sciences Alert
|
|
Massachusetts DPH Proposes Revised Gift Ban Regulations
|
September 20, 2012
|
Pat A. Cerundolo, Colin J. Zick, Tad Heuer
|
Life Sciences Alert
|
|
Massachusetts DPH Finalizes Revised “Gift Ban” Regulations
|
November 26, 2012
|
Pat A. Cerundolo, Colin J. Zick, Tad Heuer
|
Life Sciences Alert
|
|
The Physician Payment Sunshine Act Final Rule
|
February 8, 2013
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Colin J. Zick, Pat A. Cerundolo, Tad Heuer
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Life Sciences Alert
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FDA Releases Final Guidance on the Regulation of Mobile Medical Applications
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October 1, 2013
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Colin J. Zick
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Life Sciences Alert
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FDA is Soliciting Comments on Improving the Quality of ANDA Submissions
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January 27, 2014
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Paul T. Kim
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Life Sciences Alert
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DC District Court Strikes Down 340B Orphan Drug Rule
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June 5, 2014
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Thomas Barker
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Life Sciences Alert
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Massachusetts Enacts New Biosimilars Substitution Law
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June 25, 2014
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Pat A. Cerundolo, Tad Heuer
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Life Sciences Alert
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Federal Court Holds Manufacturer of Investigational Drug and Medical Device Responsible for Clinical Trial Investigator’s Allegedly Inadequate Informed Consent Form
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July 16, 2014
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David R. Geiger
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Life Sciences Alert
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FDA Unveils Anticipated Draft Guidance for the Regulation of Laboratory-Developed Tests
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August 4, 2014
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Paul T. Kim
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Life Sciences Alert
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FDA Issues Draft Guidance on Medical Device Accessories
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January 23, 2015
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Colin J. Zick, Paul T. Kim
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Life Sciences Alert
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FDA Issues Draft Guidance on General Wellness Products
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January 23, 2015
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Colin J. Zick, Paul T. Kim
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Life Sciences Alert
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Federal Circuit Invites FDA's Early Licensure of Biosimilars to Encourage Pre-Launch Resolution of Patent Disputes
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July 6, 2016
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Donald R. Ware
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Life Sciences Alert
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Update to the Federal Physician Payments Sunshine Act
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October 5, 2018
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Colin J. Zick
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Life Sciences Alert
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USCIS Delays Imposition of E-Verify Obligations On Federal Contractors
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January 13, 2009
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Labor and Employment Alert
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U.S. Supreme Court Adopts The Plan Document Rule for ERISA Plans
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January 28, 2009
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Labor and Employment Alert
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New Administration Further Postpones Mandatory E-Verify for Government Contractors until May 2009
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January 29, 2009
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Labor and Employment Alert
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President Obama Signs Into Law the Lilly Ledbetter Fair Pay Act
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January 30, 2009
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Labor and Employment Alert
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U.S. Supreme Court Expands Protections Against Retaliation
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January 30, 2009
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Labor and Employment Alert
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First Circuit Affirms Large Jury Award to Employee Denied Accommodation for His Disability
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February 3, 2009
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Labor and Employment Alert
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Massachusetts Supreme Judicial Court Concludes that Restricted Stock Under Employee Stock Purchase Plan is Not Covered by the Payment of Wages Statute
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February 3, 2009
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Labor and Employment Alert
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Court of Appeals for the First Circuit Interprets The Whistleblower Provision of Sarbanes-Oxley
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February 13, 2009
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Labor and Employment Alert
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The New Stimulus Package Creates Premium Subsidy for COBRA Continuation Coverage
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February 22, 2009
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Labor and Employment Alert
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H-1B Filing Deadline for FY 2010 is Fast Approaching and Stimulus Package Imposes New Restrictions on Hiring Foreign Workers
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February 23, 2009
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Labor and Employment Alert
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Employee May Sue Employer Over Truthful But Arguably Malicious E-Mail to Co-Workers
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February 24, 2009
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Labor and Employment Alert
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DOL Issues Model COBRA Notices to Reflect Changes Mandated by the Stimulus Package
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March 20, 2009
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Labor and Employment Alert
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New Form I-9 Goes Into Effect Today
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April 3, 2009
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Labor and Employment Alert
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Federal Court Finds That Agreement to Defer Payment of Salary Violates the Massachusetts Payment of Wages Statute
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April 9, 2009
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Labor and Employment Alert
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USCIS Is Still Accepting H-1B Petitions
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April 10, 2009
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Labor and Employment Alert
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Massachusetts Supreme Judicial Court Holds That Discharged Employees Must Be Paid Unused Vacation Time, Regardless of Employer’s Written Vacation Policy
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June 12, 2009
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Labor and Employment Alert
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U.S. Supreme Court Holds That City Discriminated Against White Firefighters
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June 12, 2009
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Labor and Employment Alert
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New Immigration Enforcement Efforts Aimed at Employers
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July 8, 2009
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Labor and Employment Alert
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Massachusetts Appeals Court Reinstates $195,000 in Emotional Distress Damages For Disability Discrimination
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July 9, 2009
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Labor and Employment Alert
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Federal Minimum Wage Increases to $7.25 Today
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July 24, 2009
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Labor and Employment Alert
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Supreme Judicial Court Holds That Doctor Is Not Required to Arbitrate Discrimination Claims
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July 28, 2009
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Labor and Employment Alert
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Federal Court Decision Suggests That Employees Can Challenge Employers’ Policies on Off-Duty Conduct
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July 31, 2009
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Labor and Employment Alert
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Proposed Regulation Would Require Federal Contractors to Notify Employees of Their Rights Under Federal Labor Laws
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August 4, 2009
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Labor and Employment Alert
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Supreme Judicial Court Holds That Worker Misclassified As Independent Contractor Is Entitled to Damages, Despite Being Paid More than Comparable Employees
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August 24, 2009
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Labor and Employment Alert
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Many Federal Contractors Will Have To Comply With E-Verify
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September 9, 2009
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Labor and Employment Alert
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Many Federal Contractors Will Have To Comply With E-Verify
|
October 6, 2009
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Labor and Employment Alert
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Supreme Judicial Court Establishes New Standard for Punitive Damages Awards in Discrimination Cases
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October 7, 2009
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Labor and Employment Alert
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Massachusetts Appeals Court Finds Single Comment Actionable as Discrimination
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October 19, 2009
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Labor and Employment Alert
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First Circuit Holds That Employer’s Shifting Explanation for Termination Was Sufficient to Raise Jury Question in Age Discrimination Case
|
October 23, 2009
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Labor and Employment Alert
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President Obama Extends COBRA Subsidy for Unemployed Workers
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December 23, 2009
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Labor and Employment Alert
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Obama Administration Proposes Initiative to Combat Misclassification of Employees as Independent Contractors
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February 5, 2010
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Labor and Employment Alert
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Appeals Court Limits The Scope of Lilly Ledbetter Fair Pay Act
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February 18, 2010
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Labor and Employment Alert
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President Obama Extends COBRA Subsidy for Unemployed Workers Again
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March 3, 2010
|
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Labor and Employment Alert
|
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New H-1B Filings for FY 2011 Begin April 1
|
March 17, 2010
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Labor and Employment Alert
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Fair Labor Standards Act Amended to Require Breaks for Nursing Mothers
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April 1, 2010
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Labor and Employment Alert
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Federal Court Holds Company Misclassified Franchisees as Independent Contractors
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April 6, 2010
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Labor and Employment Alert
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President Obama Extends COBRA Subsidy Until May 31
|
April 20, 2010
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Labor and Employment Alert
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Department of Labor Issues Final Rule Requiring Government Contractors to Notify Employees of Their Rights under Federal Labor Laws
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May 20, 2010
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Labor and Employment Alert
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Supreme Court Unanimously Holds Disparate Impact Claim Is Timely Despite No Challenge to Adoption of Hiring Practice
|
May 27, 2010
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Labor and Employment Alert
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Supreme Court Holds That Two Member National Labor Relations Board Lacked Power to Issue Decisions
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June 22, 2010
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Labor and Employment Alert
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Supreme Judicial Court Limits the Protections of the Massachusetts Maternity Leave Act
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August 11, 2010
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Labor and Employment Alert
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Massachusetts Restricts Employers' Use of Criminal Record Information
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August 13, 2010
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Labor and Employment Alert
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The United States Increases Filing Fees For Certain H-1B and L Petitions
|
August 17, 2010
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Labor and Employment Alert
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New Massachusetts Law Requires Notice to Employees About the Addition of Negative Information to Their Personnel Records
|
August 19, 2010
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Labor and Employment Alert
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Massachusetts Creates Private Right of Action to Enforce Workers' Compensation Law
|
August 20, 2010
|
|
Labor and Employment Alert
|
|
Immigration and Customs Enforcement Reports Significant Rise in I-9 Inspections and Fines
|
November 9, 2010
|
|
Labor and Employment Alert
|
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Restricting Employees' Internet Conduct May Violate Federal Labor Law
|
November 10, 2010
|
|
Labor and Employment Alert
|
|
EEOC Issues Regulations Relating To the Genetic Information Nondiscrimination Act of 2008
|
November 11, 2010
|
Kristyn Bunce DeFilipp
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Labor and Employment Alert
|
|
MCAD Issues Fact Sheet on CORI Reform
|
November 23, 2010
|
|
Labor and Employment Alert
|
|
National Labor Relations Board Proposes Regulation Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act
|
December 22, 2010
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Kristyn Bunce DeFilipp
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Labor and Employment Alert
|
|
Supreme Court Holds That Fired Fiancé of EEOC Complainant Has Title VII Retaliation Claim
|
January 25, 2011
|
|
Labor and Employment Alert
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Supreme Judicial Court Limits Employers Ability to Deduct Losses From Wages
|
January 27, 2011
|
|
Labor and Employment Alert
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Superior Court Judge Rules that Massachusetts Wage Act Applies to Severance Pay
|
February 9, 2011
|
Kristyn Bunce DeFilipp
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Labor and Employment Alert
|
|
U.S. Supreme Court Decision Clarifies “Cat’s Paw” Theory of Liability
|
March 7, 2011
|
|
Labor and Employment Alert
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Massachusetts Supreme Judicial Court Holds that Arbitration Clause Does Not Preclude MCAD Proceeding
|
March 15, 2011
|
|
Labor and Employment Alert
|
|
Supreme Court Holds that Oral Complaints Constitute Protected Activity Under the Fair Labor Standards Act
|
March 23, 2011
|
|
Labor and Employment Alert
|
|
EEOC Issues Final Regulations Implementing the ADA Amendments Act
|
March 31, 2011
|
Kristyn Bunce DeFilipp
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Labor and Employment Alert
|
|
Massachusetts Supreme Judicial Court Holds That Former Employee Can Bring Retaliation Claim Based on Conduct Which Occurred Two Years After the Termination of Employment
|
May 17, 2011
|
|
Labor and Employment Alert
|
|
DOL Launches App To Track Hours
|
May 27, 2011
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Supreme Court Upholds Arizona Law On Illegal Immigration
|
May 27, 2011
|
|
Labor and Employment Alert
|
|
U.S. Supreme Court Ends Massive Class Action Against Wal-Mart
|
June 22, 2011
|
|
Labor and Employment Alert
|
|
National Labor Relations Board Issues Final Rule Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act
|
August 26, 2011
|
Kristyn Bunce DeFilipp
|
Labor and Employment Alert
|
|
Supreme Judicial Court Issues Two Decisions Regarding the Massachusetts Payment of Wages Act
|
September 1, 2011
|
Kristyn Bunce DeFilipp
|
Labor and Employment Alert
|
|
National Labor Relations Board Delays Start of Rule Requiring Employers to Post a Notice About Workers’ Labor Law Rights
|
October 6, 2011
|
Kristyn Bunce DeFilipp
|
Labor and Employment Alert
|
|
Massachusetts Enacts Law Prohibiting Discrimination Against Transgendered Individuals
|
December 2, 2011
|
|
Labor and Employment Alert
|
|
Connecticut Mandates Paid Sick Leave For Service Workers
|
December 15, 2011
|
Jonathan A. Keselenko
|
Labor and Employment Alert
|
|
NLRB Finds Arbitration Provision Banning Class and Collective Actions to be Unlawful
|
January 11, 2012
|
|
Labor and Employment Alert
|
|
Paid Sick Leave Bill May be on Move in Massachusetts
|
March 15, 2012
|
Jonathan A. Keselenko
|
Labor and Employment Alert
|
|
Court of Appeals Enjoins Implementation of NLRB Rule Regarding Notices About Workers' Rights
|
April 19, 2012
|
|
Labor and Employment Alert
|
|
Supreme Court Clarifies the Application of the FLSA Outside Sales Exemption for Pharmaceutical Sales Representatives Rights
|
June 22, 2012
|
|
Labor and Employment Alert
|
|
New Law Imposes Obligations on Staffing Agencies in Massachusetts
|
August 21, 2012
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Massachusetts Court Issues Important Ruling on Releases of Wage Act Claims
|
December 19, 2012
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
NLRB Confirms that Comments Posted on Social Media May Be Entitled to Protection
|
January 2, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
FICA Tax "Holiday" Ends With 2012
|
January 3, 2013
|
Kristyn Bunce DeFilipp
|
Labor and Employment Alert
|
|
EEOC's New Strategic Enforcement Plan Highlights Emphasis on Systemic Discrimination Cases
|
January 16, 2013
|
|
Labor and Employment Alert
|
|
US Department of Labor Postpones Affordable Care Acts Employer Health Insurance Notice Requirement
|
January 29, 2013
|
|
Labor and Employment Alert
|
|
D.C. Circuit Rules Recess Appointments of NLRB Members Unconstitutional, Calling Into Question Hundreds of NLRB Decisions
|
January 31, 2013
|
Jonathan A. Keselenko
|
Labor and Employment Alert
|
|
Recent Decisions Illustrate Strict Interpretation of Massachusetts Wage Act
|
March 18, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
The New I-9 Employment Eligibility Verification Form Has Finally Been Published
|
April 26, 2013
|
|
Labor and Employment Alert
|
|
D.C. Circuit Strikes Down NLRB’s Notice-Posting Rule
|
May 17, 2013
|
|
Labor and Employment Alert
|
|
Out-of-State Workers May Bring Suit under Massachusetts Independent Contractor Statute
|
May 31, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Massachusetts Appeals Court Takes Expansive View of Retaliation Under the Wage Act
|
June 12, 2013
|
|
Labor and Employment Alert
|
|
MA Highest Court Decides that Managers at LLCs Can Be Individually Liable For Wage Act Violations
|
June 14, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Recent Decision by Massachusetts’ Highest Court Removes Barriers to Wage Claims
|
June 19, 2013
|
|
Labor and Employment Alert
|
|
Out-of-State Workers May Sue under Massachusetts Wage Act
|
June 21, 2013
|
|
Labor and Employment Alert
|
|
Recent Supreme Court Cases Raise Bar for Plaintiffs Under Title VII
|
July 2, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Supreme Court Finds DOMA to Be Unconstitutional -- Impact on Employers Explained
|
July 3, 2013
|
|
Labor and Employment Alert
|
|
Obama Administration Delays Implementation of Key Employer Requirements Under the ACA
|
July 9, 2013
|
|
Labor and Employment Alert
|
|
Massachusetts Supreme Judicial Court Holds That Chapter 151B Prohibits Associational Discrimination
|
July 22, 2013
|
|
Labor and Employment Alert
|
|
SJC Holds that Massachusetts Wage Act Is Not Intended to be Sole Remedy for Recovery of Unpaid Wages Under State Law
|
August 19, 2013
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
New IRS Rule Affecting Hospitality Employers Takes Effect January 1, 2014
|
November 1, 2013
|
|
Labor and Employment Alert
|
|
Important Changes Relating to Section 125 Plans May Require Immediate Action
|
November 7, 2013
|
Teresa A. Martland
|
Labor and Employment Alert
|
|
NLRB Drops Its Pursuit of Notice-Posting Rule
|
January 13, 2014
|
Michael L. Rosen
|
Labor and Employment Alert
|
|
Supreme Court Decision Clarifies Approach to Donning-and-Doffing Cases Under the FLSA
|
January 31, 2014
|
|
Labor and Employment Alert
|
|
Recent Decision on Temporary Disability Under the ADA Should Give Employers Pause
|
February 3, 2014
|
Allison Anderson
|
Labor and Employment Alert
|
|
Employer Shared Responsibility Under the Affordable Care Act
|
February 14, 2014
|
|
Labor and Employment Alert
|
|
USCIS Will Begin Accepting New H-1B Filings on April 1 for Fiscal Year 2015
|
February 26, 2014
|
|
Labor and Employment Alert
|
|
Supreme Court Finds that Severance Pay is Wages for Purposes of Payroll Taxes
|
March 27, 2014
|
|
Labor and Employment Alert
|
|
First Circuit Holds that Variable “Per Diem” Payments May be Part of an Employee’s Regular Rate of Pay for Calculating Overtime
|
April 29, 2014
|
Allison Anderson
|
Labor and Employment Alert
|
|
Employer Can Be Liable for Negligently Terminating an Employee Based on Co-Worker’s Discriminatory Conduct
|
June 3, 2014
|
|
Labor and Employment Alert
|