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Defending False Claims Act Cases: Two New Tools Under the Trump Administration March 12, 2018 Giselle J. Joffre White Collar Defense Alert Download Defending False Claims Act Cases: Two New Tools Under the Trump Administration pdf file
DOJ Criminal Division Publishes Guidance on Evaluating Corporate Compliance Programs May 3, 2019 John Marston, Anthony D. Mirenda, Michael Hoven White Collar Crime and Government Investigations Alert Download DOJ Criminal Division Publishes Guidance on Evaluating Corporate Compliance Programs pdf file
DOJ Issues New Guidance on False Claims Act Investigation Cooperation Credit May 10, 2019 Giselle J. Joffre White Collar Crime and Government Investigations Alert Download DOJ Issues New Guidance on False Claims Act Investigation Cooperation Credit pdf file
Life Sciences Investors Beware October 2, 2019 Samuel C. Bauer White Collar Crime and Government Investigations Alert Download Life Sciences Investors Beware pdf file
SEC Division of Enforcement Issues 2019 Annual Report November 25, 2019 John W.R. Murray White Collar Crime and Government Investigations Alert Download SEC Division of Enforcement Issues 2019 Annual Report pdf file
Foreign Executive Found Guilty of FCPA Violations December 3, 2019 Anthony D. Mirenda, Shrutih V. Tewarie White Collar Crime and Government Investigations Alert Download Foreign Executive Found Guilty of FCPA Violations pdf file
SEC Office of the Whistleblower Issues 2019 Annual Report December 16, 2019 John W.R. Murray, Christian Garcia White Collar Crime and Government Investigations Alert Download SEC Office of the Whistleblower Issues 2019 Annual Report pdf file
SEC Office of Compliance Inspections and Examinations Issues 2020 Examination Priorities January 13, 2020 John W.R. Murray White Collar Crime and Government Investigations Alert Download SEC Office of Compliance Inspections and Examinations Issues 2020 Examination Priorities pdf file
Foreign Executive’s FCPA Convictions Overturned March 3, 2020 John W.R. Murray, Shrutih V. Tewarie White Collar Crime and Government Investigations Alert Download Foreign Executive’s FCPA Convictions Overturned pdf file
SEC Enforcement and COVID-19: Disclosure and Insider Trading Risks for Issuers March 19, 2020 John W.R. Murray White Collar Crime and Government Investigations Alert Download SEC Enforcement and COVID-19: Disclosure and Insider Trading Risks for Issuers pdf file
SEC Division of Enforcement Warns of COVID-19 Insider Trading Risks March 25, 2020 John W.R. Murray White Collar Crime and Government Investigations Alert Download SEC Division of Enforcement Warns of COVID-19 Insider Trading Risks pdf file
Insider Trading, Congress and COVID-19: A Renewed Focus on the STOCK Act April 15, 2020 John W.R. Murray, Christian Garcia White Collar Crime and Government Investigations Alert Download Insider Trading, Congress and COVID-19: A Renewed Focus on the STOCK Act pdf file
Lessons From SEC's Bribery Claim Against Ex-Goldman Exec May 21, 2020 John W.R. Murray, Shrutih V. Tewarie White Collar Crime and Government Investigations Alert Download Lessons From SEC's Bribery Claim Against Ex-Goldman Exec pdf file
DOJ Updates Guidance on Evaluating Corporate Compliance Programs June 16, 2020 John Marston, John W.R. Murray, Stephen Stich White Collar Crime and Government Investigations Alert Download DOJ Updates Guidance on Evaluating Corporate Compliance Programs pdf file
DOJ and SEC Release Second Edition of FCPA Resource Guide July 6, 2020 Shrutih V. Tewarie, Anthony D. Mirenda, John W.R. Murray White Collar Crime and Government Investigations Alert Download DOJ and SEC Release Second Edition of FCPA Resource Guide pdf file
SEC Amends Whistleblower Rules September 28, 2020 John W.R. Murray White Collar Crime and Government Investigations Alert Download SEC Amends Whistleblower Rules pdf file
Venture Perspectives First Quarter 2010 May 1, 2010 David A. Broadwin Venture Perspectives Download Venture Perspectives First Quarter 2010 pdf file
Venture Perspectives Second Quarter 2010 August 30, 2010 Venture Perspectives Download Venture Perspectives Second Quarter 2010 pdf file
Venture Perspectives Third Quarter 2010 November 17, 2010 Venture Perspectives Download Venture Perspectives Third Quarter 2010 pdf file
Venture Perspectives Fourth Quarter 2010 February 23, 2011 Venture Perspectives Download Venture Perspectives Fourth Quarter 2010 pdf file
Venture Perspectives First Quarter 2011 June 6, 2011 Venture Perspectives Download Venture Perspectives First Quarter 2011 pdf file
Venture Perspectives Second Quarter 2011 September 23, 2011 Venture Perspectives Download Venture Perspectives Second Quarter 2011 pdf file
Venture Perspectives Third Quarter 2011 January 11, 2012 David A. Broadwin Venture Perspectives Download Venture Perspectives Third Quarter 2011 pdf file
Venture Perspectives Fourth Quarter 2011 February 29, 2012 Venture Perspectives Download Venture Perspectives Fourth Quarter 2011 pdf file
Venture Perspectives First Quarter 2012 June 6, 2012 Venture Perspectives Download Venture Perspectives First Quarter 2012 pdf file
Venture Perspectives Second Quarter 2012 October 1, 2012 Venture Perspectives Download Venture Perspectives Second Quarter 2012 pdf file
Venture Perspectives Third Quarter 2012 January 14, 2013 Venture Perspectives Download Venture Perspectives Third Quarter 2012 pdf file
Venture Perspectives - New England Edition: Fourth Quarter and Year 2012 March 25, 2013 Venture Perspectives Download Venture Perspectives - New England Edition: Fourth Quarter and Year 2012 pdf file
Venture Perspectives: New England Edition - First Quarter 2013 July 8, 2013 Matthew S. Eckert Venture Perspectives Download Venture Perspectives: New England Edition - First Quarter 2013 pdf file
Venture Perspectives - New England Outlook: Second Quarter 2013 October 28, 2013 Matthew S. Eckert Venture Perspectives Download Venture Perspectives - New England Outlook: Second Quarter 2013 pdf file
Venture Perspectives - New England Outlook: Third Quarter 2013 February 5, 2014 Matthew S. Eckert Venture Perspectives Download Venture Perspectives - New England Outlook: Third Quarter 2013 pdf file
Venture Perspectives - New England Edition: Fourth Quarter and Year 2013 April 14, 2014 Matthew S. Eckert Venture Perspectives Download Venture Perspectives - New England Edition: Fourth Quarter and Year 2013 pdf file
Venture Perspectives - New England Outlook: First Quarter 2014 April 21, 2014 Matthew S. Eckert Venture Perspectives Download Venture Perspectives - New England Outlook: First Quarter 2014 pdf file
Venture Perspectives: Second Quarter 2014 February 18, 2015 Matthew S. Eckert, Sara Mattern Venture Perspectives Download Venture Perspectives: Second Quarter 2014 pdf file
Venture Perspectives: Third Quarter 2014 April 21, 2015 Matthew S. Eckert, Sara Mattern Venture Perspectives Download Venture Perspectives: Third Quarter 2014 pdf file
Venture Perspectives: Fourth Quarter 2014 August 7, 2015 Matthew S. Eckert, Sara Mattern Venture Perspectives Download Venture Perspectives: Fourth Quarter 2014 pdf file
Venture Perspectives: First Quarter 2015 October 16, 2015 Matthew S. Eckert, Sara Mattern Venture Perspectives Download Venture Perspectives: First Quarter 2015 pdf file
What the Transportation Sector Needs to Know About the CARES Act April 1, 2020 Tad Heuer, Jeffrey B. Mullan Transportation Alert Download What the Transportation Sector Needs to Know About the CARES Act pdf file
CAFC Overrules Medinol Fraud Standard September 4, 2009 Michael P. Boudett, Joshua S. Jarvis Trademark Update Download CAFC Overrules Medinol Fraud Standard pdf file
Trademark Owners: Consider Pre-Reserving Your .XXX Domains Now! May 12, 2011 Joshua S. Jarvis Trademark Alert Download Trademark Owners: Consider Pre-Reserving Your .XXX Domains Now! pdf file
Beware of Misleading Trademark Solicitations September 25, 2012 Joshua S. Jarvis Trademark Alert Download Beware of Misleading Trademark Solicitations pdf file
Now's the Time to Review Your OFAC Compliance Program April 7, 2015 Gwendolyn Wilber Jaramillo, Colin J. Zick, Michael N. Glanz, Shrutih V. Tewarie Trade Sanctions and Export Controls Alert Download Now's the Time to Review Your OFAC Compliance Program pdf file
Opportunity, Uncertainty for Entities Wishing to Do Business with Iran July 17, 2015 Gwendolyn Wilber Jaramillo, Shrutih V. Tewarie Trade Sanctions and Export Controls Alert Download Opportunity, Uncertainty for Entities Wishing to Do Business with Iran pdf file
The Global Magnitsky Human Rights Accountability Act: Sanctions Tool for Promoting U.S. Human Rights Agenda December 2, 2016 Gwendolyn Wilber Jaramillo, Shrutih V. Tewarie, Isa Mirza Trade Sanctions and Export Controls Alert Download The Global Magnitsky Human Rights Accountability Act: Sanctions Tool for Promoting U.S. Human Rights Agenda pdf file
Bureau of Industry and Security Imposes Denial of Export Privileges Against ZTE April 18, 2018 Gwendolyn Wilber Jaramillo, Shrutih V. Tewarie Trade Sanctions and Export Controls Alert Download Bureau of Industry and Security Imposes Denial of Export Privileges Against ZTE pdf file
OFAC Issues “A Framework for OFAC Compliance Commitments” May 6, 2019 Gwendolyn Wilber Jaramillo, Shrutih V. Tewarie Trade Sanctions and Export Controls Alert Download OFAC Issues “A Framework for OFAC Compliance Commitments” pdf file
DOJ Issues New Policy Regarding Voluntary Disclosures of Export Controls and Sanctions Violations January 6, 2020 Gwendolyn Wilber Jaramillo, Anthony D. Mirenda, Shrutih V. Tewarie, Anna Maria Annino Trade Sanctions and Export Controls Alert Download DOJ Issues New Policy Regarding Voluntary Disclosures of  Export Controls and Sanctions Violations pdf file
COVID-19 Impacts on Trade, Export Controls, and Supply Chain March 26, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino Trade Sanctions and Export Controls Alert Download COVID-19 Impacts on Trade, Export Controls, and Supply Chain pdf file
World Trade Organization Tracks New COVID-19 Trade Related Measures March 27, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino Trade Sanctions and Export Controls Alert Download World Trade Organization Tracks New COVID-19 Trade Related Measures pdf file
COVID-19 Supply Chain and Trade Update April 9, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino Trade Sanctions and Export Controls Alert Download COVID-19 Supply Chain and Trade Update pdf file
COVID-19 Supply Chain and Trade Update April 22, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino Trade Sanctions and Export Controls Alert Download COVID-19 Supply Chain and Trade Update pdf file
COVID-19 Supply Chain and Trade Update May 13, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino Trade Sanctions and Export Controls Alert Download COVID-19 Supply Chain and Trade Update pdf file
Investment Adviser Important Dates and Reminders January 30, 2009 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Investment Adviser Important Dates and Reminders pdf file
Senate Bill Would Require Registration of All Private Investment Funds with $50 million or more in Assets January 30, 2009 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Senate Bill Would Require Registration of All Private Investment Funds with $50 million or more in Assets pdf file
Hedge Fund Transparency Act of 2009 February 13, 2009 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Hedge Fund Transparency Act of 2009 pdf file
Final Reminder – Mandatory Electronic Form D Filing Requirement Takes Effect on March 16, 2009 March 5, 2009 Jeffrey D. Collins The Foley Adviser Download Final Reminder – Mandatory Electronic Form D Filing Requirement Takes Effect on March 16, 2009 pdf file
Treasury Secretary Geithner Calls for Hedge Fund Registration and Regulatory Oversight of Credit Default Swaps Market March 27, 2009 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Treasury Secretary Geithner Calls for Hedge Fund Registration and Regulatory Oversight of Credit Default Swaps Market pdf file
SEC Proposes Amendments to Enhance Custody Rules for Investment Advisers May 18, 2009 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download SEC Proposes Amendments to Enhance Custody Rules for Investment Advisers pdf file
Federal Regulation of Swap Agreements Proposed May 20, 2009 Jeffrey D. Collins, Peter M. Rosenblum, Meredith A. Haviland The Foley Adviser Download Federal Regulation of Swap Agreements Proposed pdf file
Annual Information Report on Foreign Financial Accounts Now Includes Investments in Offshore Hedge Funds, Private Equity Funds and Mutual Funds June 18, 2009 Jeffrey D. Collins The Foley Adviser Download Annual Information Report on Foreign Financial Accounts Now Includes Investments in Offshore Hedge Funds, Private Equity Funds and Mutual Funds pdf file
The President Proposes Broad Reform of The Financial Regulatory System June 19, 2009 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download The President Proposes Broad Reform of The Financial Regulatory System pdf file
IRS Extends Deadline for Annual Information Report on Foreign Financial Accounts June 25, 2009 Jeffrey D. Collins The Foley Adviser Download IRS Extends Deadline for Annual Information Report on Foreign Financial Accounts  pdf file
The Obama Administration Proposes The Private Fund Investment Advisers Registration Act of 2009 July 17, 2009 Jeffrey D. Collins The Foley Adviser Download The Obama Administration Proposes The Private Fund Investment Advisers Registration Act of 2009 pdf file
IRS Issues Moratorium on Certain Annual Information Reports on Foreign Financial Accounts (FBARs) August 10, 2009 The Foley Adviser Download IRS Issues Moratorium on Certain Annual Information Reports on Foreign Financial Accounts (FBARs) pdf file
Bankruptcy Court Sets September 22, 2009 as Deadline to File Proofs of Claims Against Lehman Brothers August 12, 2009 Jeffrey D. Collins, Creighton K. Page The Foley Adviser Download Bankruptcy Court Sets September 22, 2009 as Deadline to File Proofs of Claims Against Lehman Brothers pdf file
House Financial Services Committee Approves The Private Fund Investment Advisers Registration Act October 2, 2009 Jeffrey D. Collins The Foley Adviser Download House Financial Services Committee Approves The Private Fund Investment Advisers Registration Act pdf file
House Financial Services Subcommittee Releases Discussion Draft Bills of the Investor Protection Act and the Private Fund Investment Advisers Registration Act October 2, 2009 Jeffrey D. Collins The Foley Adviser Download House Financial Services Subcommittee Releases Discussion Draft Bills of the Investor Protection Act and the Private Fund Investment Advisers Registration Act pdf file
Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases November 9, 2009 The Foley Adviser Download Hedge Funds Join “the CEO’s Brother-in-Law” as the Target of Insider Trading Cases pdf file
House Passes Bill Taxing Carried Interest Income as Ordinary Income December 10, 2009 Jeffrey D. Collins The Foley Adviser Download House Passes Bill Taxing Carried Interest Income as Ordinary Income pdf file
SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers January 11, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download SEC Adopts Revised Custody Rule Enhancing Controls That Apply To Registered Investment Advisers pdf file
Investment Adviser Important Dates and Reminders February 3, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download Investment Adviser Important Dates and Reminders pdf file
New Massachusetts Data Security Law and Regulations February 3, 2010 Catherine M. Anderson, Jeffrey D. Collins The Foley Adviser Download New Massachusetts Data Security Law and Regulations pdf file
SEC Adopts New Short Selling Rule February 26, 2010 Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum The Foley Adviser Download SEC Adopts New Short Selling Rule pdf file
Senate Passes The Restoring American Financial Stability Act May 21, 2010 Peter M. Rosenblum, Jeffrey D. Collins The Foley Adviser Download Senate Passes The Restoring American Financial Stability Act pdf file
Joint House and Senate Committee Approves Financial Regulatory Reform Bill June 25, 2010 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download Joint House and Senate Committee Approves Financial Regulatory Reform Bill pdf file
SEC Approves Pay-to-Play Restrictions (Rule 206(4)-5) July 1, 2010 Jeffrey D. Collins, Robert G. Sawyer, Tiffany Ann Ford The Foley Adviser Download SEC Approves Pay-to-Play Restrictions (Rule 206(4)-5) pdf file
Senate Passes Final Wall Street Reform Legislation (The Dodd-Frank Act) July 19, 2010 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download Senate Passes Final Wall Street Reform Legislation (The Dodd-Frank Act) pdf file
Dodd-Frank Act Signed into Law & SEC Commissioners Approve Amendments to Form ADV, Part 2 July 21, 2010 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download  Dodd-Frank Act Signed into Law & SEC Commissioners Approve Amendments to Form ADV, Part 2 pdf file
SEC Adopts Pay-to-Play Restrictions (Rule 206(4)-5) July 22, 2010 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download SEC Adopts Pay-to-Play Restrictions (Rule 206(4)-5) pdf file
Further Guidance On The Revised Accredited Investor Standard August 4, 2010 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download Further Guidance On The Revised Accredited Investor Standard pdf file
SEC Proposes Definition of "Family Office" October 20, 2010 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download SEC Proposes Definition of "Family Office" pdf file
SEC Proposes Rule Relating to Implementation of Section 14A(d) of the Exchange Act November 4, 2010 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download SEC Proposes Rule Relating to Implementation of Section 14A(d) of the Exchange Act pdf file
SEC proposes rules implementing new Investment Adviser registration provisions November 29, 2010 Peter M. Rosenblum, Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download SEC proposes rules implementing new Investment Adviser registration provisions pdf file
SEC Grants Extension of Compliance Date for Delivery of Part 2B of Form ADV January 3, 2011 Catherine M. Anderson, Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum The Foley Adviser Download SEC Grants Extension of Compliance Date for Delivery of Part 2B of Form ADV pdf file
Investment Adviser Important Dates and Reminders January 31, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download Investment Adviser Important Dates and Reminders pdf file
CFTC Proposes Repeal of Certain Commodity Pool Operator and Commodity Trading Advisor Exemptions February 25, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download CFTC Proposes Repeal of Certain Commodity Pool Operator and Commodity Trading Advisor Exemptions pdf file
Form PF: CFTC and SEC Jointly Propose New Disclosure Rules for Investment Advisers of Private Funds February 28, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download Form PF: CFTC and SEC Jointly Propose New Disclosure Rules for Investment Advisers of Private Funds pdf file
Court Rejects Hedge Fund’s Challenge to Form 13F Disclosure March 1, 2011 Jeffrey D. Collins, Meredith A. Haviland, Peter M. Rosenblum The Foley Adviser Download Court Rejects Hedge Fund’s Challenge to Form 13F Disclosure pdf file
SEC Contemplates Extending Registration Deadlines for Investment Advisers April 15, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download SEC Contemplates Extending Registration Deadlines for Investment Advisers pdf file
Massachusetts Secretary of State Proposes New Regulations for Investment Advisers in response to Dodd-Frank Act April 21, 2011 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Massachusetts Secretary of State Proposes New Regulations for Investment Advisers in response to Dodd-Frank Act pdf file
Secretary Galvin Proposes Expert Network Regulations for Massachusetts Advisers April 21, 2011 Jeffrey D. Collins The Foley Adviser Download Secretary Galvin Proposes Expert Network Regulations for Massachusetts Advisers pdf file
New FINRA Rule 5131: Implications for Fund Managers May 5, 2011 Jeffrey D. Collins, Tiffany Ann Ford The Foley Adviser Download New FINRA Rule 5131:  Implications for Fund Managers pdf file
SEC Proposes Changes to “Qualified Client” Definition and Dollar Amount Tests May 12, 2011 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download SEC Proposes Changes to “Qualified Client” Definition and Dollar Amount Tests pdf file
IRS Announces Changes to FBAR Rules June 21, 2011 The Foley Adviser Download IRS Announces Changes to FBAR Rules pdf file
Update: New FBAR Extension for Investment Managers June 22, 2011 The Foley Adviser Download Update: New FBAR Extension for Investment Managers pdf file
SEC Adopts Final Dodd-Frank Registration Rules and Extends Deadline for Compliance June 22, 2011 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download SEC Adopts Final Dodd-Frank Registration Rules and Extends Deadline for Compliance pdf file
SEC Amends Pay-to-Play Rule July 1, 2011 Robert G. Sawyer The Foley Adviser Download SEC Amends Pay-to-Play Rule pdf file
Massachusetts Tax Authorities Present Draft Directive on Trader vs. Investor Funds July 15, 2011 The Foley Adviser Download Massachusetts Tax Authorities Present Draft Directive on Trader vs. Investor Funds pdf file
SEC Issues Order Approving Adjustment to “Qualified Client” Dollar Amount Tests July 15, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download SEC Issues Order Approving Adjustment to “Qualified Client” Dollar Amount Tests pdf file
Massachusetts Securities Division Releases Report on Investment Advisers’ Use of Social Media; New Regulations Anticipated July 15, 2011 Jeffrey D. Collins The Foley Adviser Download Massachusetts Securities Division Releases Report on Investment Advisers’ Use of Social Media; New Regulations Anticipated pdf file
Connecticut Banking Commissioner Issues Orders Relating to Investment Adviser State Registration in Response to the Dodd-Frank Act for Investment Advisers Transacting Business in Connecticut July 18, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download Connecticut Banking Commissioner Issues Orders Relating to Investment Adviser State Registration in Response to the Dodd-Frank Act for Investment Advisers Transacting Business in Connecticut  pdf file
SBIC Exemption from SEC Registration under Dodd-Frank Act July 18, 2011 Robert G. Sawyer The Foley Adviser Download SBIC Exemption from SEC Registration under Dodd-Frank Act pdf file
Massachusetts Securities Division Adopts Regulations Regarding The Charging Of Performance Based Fees By Investment Advisers August 15, 2011 Jeffrey D. Collins, Peter M. Rosenblum The Foley Adviser Download Massachusetts Securities Division Adopts Regulations Regarding The Charging Of Performance Based Fees By Investment Advisers pdf file
Reminder: Increased “Qualified Client” Dollar Amount Tests to Take Effect on September 19 September 13, 2011 Jeffrey D. Collins The Foley Adviser Download Reminder: Increased “Qualified Client” Dollar Amount Tests to Take Effect on September 19 pdf file
SEC Adopts Rule for Large Trader Reporting September 19, 2011 Jeffrey D. Collins The Foley Adviser Download SEC Adopts Rule for Large Trader Reporting pdf file
Upcoming Form ADV Part 2B Deadline September 26, 2011 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download Upcoming Form ADV Part 2B Deadline pdf file
Bulldog II: SJC Eliminates First Amendment Challenge to Securities Violations Found by the Massachusetts Securities Division September 28, 2011 Jeffrey D. Collins The Foley Adviser Download Bulldog II: SJC Eliminates First Amendment Challenge to Securities Violations Found by the Massachusetts Securities Division pdf file
Discussion Draft Bill Proposes SRO for Investment Advisers September 30, 2011 Catherine M. Anderson, Jeffrey D. Collins The Foley Adviser Download Discussion Draft Bill Proposes SRO for Investment Advisers pdf file
New Form SLT Reporting Requirements in Effect for Certain Investment Advisers October 4, 2011 Catherine M. Anderson, Jeffrey D. Collins The Foley Adviser Download New Form SLT Reporting Requirements in Effect for Certain Investment Advisers pdf file
SEC Issues Final Rule on Net Worth Standard For Accredited Investors January 3, 2012 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download SEC Issues Final Rule on Net Worth Standard For Accredited Investors pdf file
Massachusetts Secretary of State Proposes Amended New Regulations for Investment Advisers in response to Dodd-Frank Act January 12, 2012 Jeffrey D. Collins, Catherine M. Anderson The Foley Adviser Download Massachusetts Secretary of State Proposes Amended New Regulations for Investment Advisers in response to Dodd-Frank Act pdf file
SEC Issues Guidance On Use of Social Media by Investment Advisers January 13, 2012 Jeffrey D. Collins, Jennifer V. Audeh The Foley Adviser Download SEC Issues Guidance On Use of Social Media by Investment Advisers pdf file
Deadlines Loom for Advisers Required to Register under Dodd-Frank or Become an Exempt Reporting Adviser January 19, 2012 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Deadlines Loom for Advisers Required to Register under Dodd-Frank or Become an Exempt Reporting Adviser pdf file
Investment Adviser Important Dates and Reminders January 25, 2012 Peter M. Rosenblum, Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Investment Adviser Important Dates and Reminders  pdf file
Massachusetts Data Security Law and Regulations-Service Provider Grandfather Provision expires March 1, 2012 January 31, 2012 Jeffrey D. Collins, Catherine M. Anderson The Foley Adviser Download Massachusetts Data Security Law and Regulations-Service Provider Grandfather Provision expires March 1, 2012 pdf file
Massachusetts Secretary of State Adopts New Regulations for Investment Advisers in Response to Dodd-Frank Act January 31, 2012 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Massachusetts Secretary of State Adopts New Regulations for Investment Advisers in Response to Dodd-Frank Act pdf file
CFTC Eliminates Rule 4.13(a)(4) Exemption From Registration February 10, 2012 Jeffrey D. Collins The Foley Adviser Download CFTC Eliminates Rule 4.13(a)(4) Exemption From Registration pdf file
Massachusetts Securities Division Adopts New Investment Adviser Regulations February 17, 2012 Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Massachusetts Securities Division Adopts New Investment Adviser Regulations pdf file
IRS And US Treasury Release Proposed Regulations Under FATCA February 28, 2012 Christopher "Kip" Cawley The Foley Adviser Download IRS And US Treasury Release Proposed Regulations Under FATCA pdf file
Cayman Islands Master Fund Registration Update March 16, 2012 Jeffrey D. Collins The Foley Adviser Download Cayman Islands Master Fund Registration Update pdf file
$200M Suit by Hedge Funds Dismissed as Beyond the Reach of Section 10(b) March 19, 2012 Jeffrey D. Collins The Foley Adviser Download $200M Suit by Hedge Funds Dismissed as Beyond the Reach of Section 10(b) pdf file
Cayman Islands Master Fund Registration Deadline Extended March 21, 2012 Jeffrey D. Collins The Foley Adviser Download Cayman Islands Master Fund Registration Deadline Extended pdf file
CFTC Repeals Rule 4.13(a)(4) Exemption from Registration and Amends Rule 4.13(a)(3) April 19, 2012 Jeffrey D. Collins The Foley Adviser Download CFTC Repeals Rule 4.13(a)(4) Exemption from Registration and Amends Rule 4.13(a)(3) pdf file
The JOBS Act: Implications for Private Fund Advisers April 24, 2012 Jeffrey D. Collins, Robert G. Sawyer, Gabrielle A. Bernstein The Foley Adviser Download The JOBS Act: Implications for Private Fund Advisers pdf file
New DOL 408(b)(2) Rules Require Disclosures By Investment Managers To Their ERISA Plan Clients June 11, 2012 Jeffrey D. Collins, Teresa A. Martland The Foley Adviser Download New DOL 408(b)(2) Rules Require Disclosures By Investment Managers To Their ERISA Plan Clients pdf file
SEC Extends Compliance Date on Pay to Play Solicitor Ban June 12, 2012 Robert G. Sawyer, Jeffrey D. Collins The Foley Adviser Download SEC Extends Compliance Date on Pay to Play Solicitor Ban pdf file
FBAR Update: Extended Deadlines, E-Filing Option and New IRS Form 8938 June 15, 2012 The Foley Adviser Download FBAR Update: Extended Deadlines, E-Filing Option and New IRS Form 8938 pdf file
August 3 Deadline Approaching for Compliance with New Massachusetts Investment Adviser Registration/Exemption Requirements July 18, 2012 Meredith A. Haviland, Jeffrey D. Collins The Foley Adviser Download August 3 Deadline Approaching for Compliance with New Massachusetts Investment Adviser Registration/Exemption Requirements pdf file
Recent CFTC Changes and Looming Deadlines November 16, 2012 Jeffrey D. Collins The Foley Adviser Download Recent CFTC Changes and Looming Deadlines pdf file
Important Dates and Reminders January 25, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Important Dates and Reminders pdf file
Massachusetts Securities Division Sending Letters Requiring Documentation from MA Exempt Reporting Advisers January 31, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Massachusetts Securities Division Sending Letters Requiring Documentation from MA Exempt Reporting Advisers pdf file
CFTC 4.13(a)(3) Annual Affirmations Due by March 1st February 25, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download CFTC 4.13(a)(3) Annual Affirmations Due by March 1st pdf file
SEC Releases 2013 Examination Priorities March 1, 2013 Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download SEC Releases 2013 Examination Priorities pdf file
Reminder: Upcoming Deadlines for Clearing Requirements for Certain Swaps March 4, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Reminder: Upcoming Deadlines for Clearing Requirements for Certain Swaps  pdf file
Extended Compliance Deadlines for Clearing of iTraxx CDS Indices March 8, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download Extended Compliance Deadlines for Clearing of iTraxx CDS Indices pdf file
Reminder: Form ADV Annual Amendment Due April 1 March 21, 2013 Jeffrey D. Collins, Tiffany Ann Ford The Foley Adviser Download Reminder: Form ADV Annual Amendment Due April 1 pdf file
Reminder: Deadline for Obtaining CFTC Interim Compliance Identifier for Parties Trading in Swaps March 22, 2013 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download Reminder:  Deadline for Obtaining CFTC Interim Compliance Identifier for Parties Trading in Swaps pdf file
FATCA Compliance for Investment Fund Managers, Part One April 2, 2013 Nicola Lemay, Christopher "Kip" Cawley The Foley Adviser Download FATCA Compliance for Investment Fund Managers, Part One pdf file
DF Protocol Deadline is May 1, 2013 April 2, 2013 Jeffrey D. Collins The Foley Adviser Download DF Protocol Deadline is May 1, 2013 pdf file
All Fund Managers Marketing in the European Union Must Take Note: First Deadline Under European Union Alternative Investment Fund Managers Directive Is Approaching April 9, 2013 Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download All Fund Managers Marketing in the European Union Must Take Note: First Deadline Under European Union Alternative Investment Fund Managers Directive Is Approaching pdf file
President Obama's 2014 Budget Proposes to Tax Carried Interest as Ordinary Income April 11, 2013 Christopher "Kip" Cawley The Foley Adviser Download President Obama's 2014 Budget Proposes to Tax Carried Interest as Ordinary Income pdf file
Reminder: Deadline for Form PF Annual Filers is April 30, 2013 April 16, 2013 Jeffrey D. Collins, Gabrielle A. Bernstein The Foley Adviser Download Reminder: Deadline for Form PF Annual Filers is April 30, 2013 pdf file
FATCA Compliance for Investment Fund Managers, Part Two May 13, 2013 Christopher "Kip" Cawley, Nicola Lemay The Foley Adviser Download FATCA Compliance for Investment Fund Managers, Part Two pdf file
UK Treasury Plans to Extend AIFMD Transition Period for Non-UK Fund Managers May 20, 2013 Jeffrey D. Collins The Foley Adviser Download UK Treasury Plans to Extend AIFMD Transition Period for Non-UK Fund Managers pdf file
SEC and CFTC Jointly Adopt Identity Theft Red Flags Rules Applicable to Investment Advisers and Others May 28, 2013 Catherine M. Anderson, Gabrielle A. Bernstein The Foley Adviser Download SEC and CFTC Jointly Adopt Identity Theft Red Flags Rules Applicable to Investment Advisers and Others pdf file
Swap Users Take Note: March 2013 DF Protocol Deadline is July 1, 2013 June 25, 2013 Jeffrey D. Collins The Foley Adviser Download  Swap Users Take Note: March 2013 DF Protocol Deadline is July 1, 2013 pdf file
FATCA Compliance for Investment Fund Managers, Part Three June 26, 2013 Christopher "Kip" Cawley, Nicola Lemay The Foley Adviser Download FATCA Compliance for Investment Fund Managers, Part Three pdf file
SEC Passes Final Rules Implementing JOBS Act Amendments to Regulation D July 12, 2013 Robert G. Sawyer, Jeffrey D. Collins The Foley Adviser Download SEC Passes Final Rules Implementing JOBS Act Amendments to Regulation D pdf file
FATCA Timeline and Registration Delayed July 15, 2013 Nicola Lemay, Christopher "Kip" Cawley The Foley Adviser Download FATCA Timeline and Registration Delayed pdf file
SEC Offers Custody Rule Relief to Venture Capital and Private Equity Funds August 5, 2013 Robert G. Sawyer The Foley Adviser Download SEC Offers Custody Rule Relief to Venture Capital and Private Equity Funds pdf file
FATCA Registration Now Available August 23, 2013 Nicola Lemay, Christopher "Kip" Cawley The Foley Adviser Download FATCA Registration Now Available pdf file
SEC Comments Regarding Current Hedge Fund Priorities September 18, 2013 Robert G. Sawyer The Foley Adviser Download SEC Comments Regarding Current Hedge Fund Priorities pdf file
Reminder: Private Fund Due Diligence Required to Comply with “Bad Actor” Provisions Under Rule 506 Which Take Effect Monday, September 23, 2013 September 19, 2013 Tiffany Ann Ford The Foley Adviser Download Reminder: Private Fund Due Diligence Required to Comply with “Bad Actor” Provisions Under Rule 506 Which Take Effect Monday, September 23, 2013 pdf file
SEC Issues National Exam Program Risk Alert Regarding Investment Advisers’ Business Continuity Plans September 20, 2013 Robert G. Sawyer, Gabrielle A. Bernstein The Foley Adviser Download SEC Issues National Exam Program Risk Alert Regarding Investment Advisers’ Business Continuity Plans pdf file
New Form PR Quarterly Filing Requirement Now in Effect for CTAs September 27, 2013 Tiffany Ann Ford The Foley Adviser Download New Form PR Quarterly Filing Requirement Now in Effect for CTAs pdf file
SEC: Zero Tolerance for Short Selling Violations October 18, 2013 Robert G. Sawyer, Gabrielle A. Bernstein The Foley Adviser Download SEC: Zero Tolerance for Short Selling Violations pdf file
Reminder -- Compliance Date for Identity Theft Red Flags Rules is November 20, 2013 October 28, 2013 Catherine M. Anderson, Gabrielle A. Bernstein The Foley Adviser Download Reminder -- Compliance Date for Identity Theft Red Flags Rules is November 20, 2013 pdf file
SEC Clarifies Application of Qualified Client Test for Related Advisers November 11, 2013 Robert G. Sawyer The Foley Adviser Download SEC Clarifies Application of Qualified Client Test for Related Advisers pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 13 December 9, 2013 Jeffrey D. Collins, Tiffany Ann Ford The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 13 pdf file
Policy Statement Released Concerning the Custody Rule for Massachusetts-Registered Investment Advisers December 10, 2013 Catherine M. Anderson, Gabrielle A. Bernstein The Foley Adviser Download Policy Statement Released Concerning the Custody Rule for Massachusetts-Registered Investment Advisers pdf file
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators January 27, 2014 Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
CFTC 4.13(a)(3) Annual Affirmations Due March 3, 2014 February 11, 2014 Tiffany Ann Ford The Foley Adviser Download CFTC 4.13(a)(3) Annual Affirmations Due March 3, 2014 pdf file
SEC Issues Risk Alert on Investment Advisers’ Due Diligence Processes for Selecting Alternative Investments February 11, 2014 Tiffany Ann Ford, Jennifer M. Macarchuk The Foley Adviser Download SEC Issues Risk Alert on Investment Advisers’ Due Diligence Processes for Selecting Alternative Investments pdf file
FATCA: With Deadlines Looming, the Time to Act is Now February 26, 2014 Christopher "Kip" Cawley, Nicola Lemay The Foley Adviser Download FATCA: With Deadlines Looming, the Time to Act is Now pdf file
New Proposals to Tax Carried Interest as Ordinary Income Garner Bipartisan Support March 6, 2014 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley The Foley Adviser Download New Proposals to Tax Carried Interest as Ordinary Income Garner Bipartisan Support pdf file
SEC Issues No-Action Letter on the Definition of Knowledgeable Employee March 20, 2014 Robert G. Sawyer, Jeffrey D. Collins, Jennifer M. Macarchuk The Foley Adviser Download SEC Issues No-Action Letter on the Definition of Knowledgeable Employee pdf file
FATCA: Crunch Time (April 25th Deadline is Imminent) March 28, 2014 Christopher "Kip" Cawley, Nicola Lemay The Foley Adviser Download FATCA: Crunch Time (April 25th Deadline is Imminent) pdf file
FATCA: Initial Registration Deadline Extended April 7, 2014 Nicola Lemay, Christopher "Kip" Cawley The Foley Adviser Download FATCA: Initial Registration Deadline Extended pdf file
SEC Issues Risk Alert on Cybersecurity Initiative for Investment Advisers April 24, 2014 Catherine M. Anderson, Jennifer M. Macarchuk The Foley Adviser Download SEC Issues Risk Alert on Cybersecurity Initiative for Investment Advisers pdf file
Massachusetts Conducting Cybersecurity Practices Survey of Massachusetts-Registered Investment Advisers June 18, 2014 Catherine M. Anderson The Foley Adviser Download Massachusetts Conducting Cybersecurity Practices Survey of Massachusetts-Registered Investment Advisers pdf file
Cayman Islands Directors Registration and Licensing Law: CIMA Requires Registration or Licensing of Fund Directors by September 3 (Including Directors Employed by Fund’s Investment Manager) July 22, 2014 Jeffrey D. Collins, Tiffany Ann Ford, Gabrielle A. Bernstein The Foley Adviser Download Cayman Islands Directors Registration and Licensing Law: CIMA Requires Registration or Licensing of Fund Directors by September 3 (Including Directors Employed by Fund’s Investment Manager) pdf file
Republican State Parties Challenge SEC’s Pay-to-Play Rule August 15, 2014 Robert G. Sawyer The Foley Adviser Download Republican State Parties Challenge SEC’s Pay-to-Play Rule pdf file
CFTC Issues Exemptive Relief to Harmonize with JOBS Act Amendments to Regulation D and Rule 144A September 11, 2014 Robert G. Sawyer, Jennifer M. Macarchuk The Foley Adviser Download CFTC Issues Exemptive Relief to Harmonize with JOBS Act Amendments to Regulation D and Rule 144A pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 12 November 12, 2014 Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 12 pdf file
FATCA Compliance Deadlines for December 2014 December 3, 2014 Christopher "Kip" Cawley The Foley Adviser Download FATCA Compliance Deadlines for December 2014 pdf file
Important Deadlines and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators January 16, 2015 Meredith A. Haviland, Robert G. Sawyer, Jeffrey D. Collins The Foley Adviser Download Important Deadlines and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
CFTC 4.13(a)(3) Annual Affirmations Due March 2 February 3, 2015 Jeffrey D. Collins The Foley Adviser Download CFTC 4.13(a)(3) Annual Affirmations Due March 2 pdf file
SEC Office of Compliance Inspections and Examinations Releases Cybersecurity Examination Sweep Summary of Investment Advisers and Broker-Dealers February 5, 2015 Catherine M. Anderson The Foley Adviser Download SEC Office of Compliance Inspections and Examinations Releases Cybersecurity Examination Sweep Summary of Investment Advisers and Broker-Dealers pdf file
FATCA: Upcoming Compliance Deadlines for Non-U.S. Financial Institutions April 16, 2015 Christopher "Kip" Cawley The Foley Adviser Download FATCA: Upcoming Compliance Deadlines for Non-U.S. Financial Institutions pdf file
SEC Issues Cybersecurity Guidance Update for Investment Advisers April 29, 2015 Catherine M. Anderson, Robert G. Sawyer The Foley Adviser Download SEC Issues Cybersecurity Guidance Update for Investment Advisers pdf file
FATCA Compliance Deadline Reminder – Cayman Islands April 29, 2015 Christopher "Kip" Cawley The Foley Adviser Download FATCA Compliance Deadline Reminder – Cayman Islands pdf file
Updated Filing Requirements in Connection with U.S. Inbound and Outbound Investment May 12, 2015 Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz The Foley Adviser Download Updated Filing Requirements in Connection with U.S. Inbound and Outbound Investment pdf file
Cayman Islands Extend FATCA Compliance Deadlines May 12, 2015 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands Extend FATCA Compliance Deadlines pdf file
Bureau of Economic Analysis (BEA) Form BE-10 FAQs for Private Fund Filers Available May 14, 2015 Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz The Foley Adviser Download Bureau of Economic Analysis (BEA) Form BE-10 FAQs for Private Fund Filers Available pdf file
Cayman Islands FATCA Compliance Deadlines Extended Again May 22, 2015 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA Compliance Deadlines Extended Again pdf file
SEC Proposes Rules Imposing Additional Reporting and Recordkeeping Requirements for Investment Advisers May 22, 2015 Robert G. Sawyer The Foley Adviser Download SEC Proposes Rules Imposing Additional Reporting and Recordkeeping Requirements for Investment Advisers pdf file
Bureau of Economic Analysis (BEA) Form BE-10 Extension Until June 30, 2015 June 1, 2015 Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz The Foley Adviser Download Bureau of Economic Analysis (BEA) Form BE-10 Extension Until June 30, 2015 pdf file
BVI FATCA Compliance Deadlines Extended June 3, 2015 Christopher "Kip" Cawley The Foley Adviser Download BVI FATCA Compliance Deadlines Extended pdf file
Bureau of Economic Analysis (BEA) Form BE-10: Industry Concern Voiced and Extension Updates June 12, 2015 Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz The Foley Adviser Download Bureau of Economic Analysis (BEA) Form BE-10: Industry Concern Voiced and Extension Updates pdf file
SEC Division of Investment Management Issues Guidance on Personal Trade Reporting of Accounts Over Which Reporting Persons Have No Influence or Control June 30, 2015 Robert G. Sawyer, Jeffrey D. Collins The Foley Adviser Download SEC Division of Investment Management Issues Guidance on Personal Trade Reporting of Accounts Over Which Reporting Persons Have No Influence or Control pdf file
AIFMD: ESMA Recommends the First Wave of Non-EU Countries to Obtain a Europe-Wide Marketing Passport August 4, 2015 Catherine M. Anderson, Jeffrey D. Collins, Meredith A. Haviland The Foley Adviser Download AIFMD: ESMA Recommends the First Wave of Non-EU Countries to Obtain a Europe-Wide Marketing Passport pdf file
Bureau of Economic Analysis (BEA) Form BE-10 August 31, 2015 Deadline Approaching August 25, 2015 Catherine M. Anderson, Jeffrey D. Collins, Michael N. Glanz The Foley Adviser Download Bureau of Economic Analysis (BEA) Form BE-10 August 31, 2015 Deadline Approaching pdf file
FinCEN Proposed AML Rule For Investment Advisers September 11, 2015 Jeffrey D. Collins, Robert G. Sawyer, Jennifer M. Macarchuk The Foley Adviser Download FinCEN Proposed AML Rule For Investment Advisers pdf file
OCIE’s 2015 Cybersecurity Examination Initiative September 18, 2015 Catherine M. Anderson The Foley Adviser Download OCIE’s 2015 Cybersecurity Examination Initiative pdf file
FATCA: IRS Extends Transitional Rules September 21, 2015 Christopher "Kip" Cawley The Foley Adviser Download FATCA: IRS Extends Transitional Rules pdf file
The SEC Charges Investment Adviser with Violating Regulation S-P by Failing to Adopt Cybersecurity Policies and Procedures September 25, 2015 Catherine M. Anderson The Foley Adviser Download The SEC Charges Investment Adviser with Violating Regulation S-P by Failing to Adopt Cybersecurity Policies and Procedures pdf file
Bureau of Economic Analysis (BEA) Issues New Form BE-180 for U.S. Financial Services Providers Including Investment Advisers September 29, 2015 Catherine M. Anderson, Jennifer M. Macarchuk The Foley Adviser Download Bureau of Economic Analysis (BEA) Issues New Form BE-180 for U.S. Financial Services Providers Including Investment Advisers pdf file
Impact of New European AIFMD Regulation on SBICs October 13, 2015 Catherine M. Anderson The Foley Adviser Download Impact of New European AIFMD Regulation on SBICs pdf file
CFTC Approves NFA Interpretive Notice on Information Systems Security Programs, Including Cybersecurity Guidance October 30, 2015 Catherine M. Anderson The Foley Adviser Download CFTC Approves NFA Interpretive Notice on Information Systems Security Programs, Including Cybersecurity Guidance pdf file
SEC to Recommend Additional Compliance Rules for Investment Advisers November 9, 2015 Jeffrey D. Collins, Robert G. Sawyer, Jennifer M. Macarchuk The Foley Adviser Download SEC to Recommend Additional Compliance Rules for Investment Advisers pdf file
OCIE Issues Risk Alert Relating to Outsourced Chief Compliance Officers November 12, 2015 Robert G. Sawyer The Foley Adviser Download OCIE Issues Risk Alert Relating to Outsourced Chief Compliance Officers pdf file
Possible Examination by SEC of Exempt Reporting Advisers December 3, 2015 Robert G. Sawyer The Foley Adviser Download Possible Examination by SEC of Exempt Reporting Advisers pdf file
SBIC Advisers Relief Act Expected to be Adopted into Law December 4, 2015 Robert G. Sawyer, Jennifer V. Audeh The Foley Adviser Download SBIC Advisers Relief Act Expected to be Adopted into Law pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18 December 11, 2015 Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18 pdf file
CFTC and NFA Issue FAQS on Form CPO-PQR and Form CTA-PR December 17, 2015 Tiffany Ann Ford The Foley Adviser Download CFTC and NFA Issue FAQS on Form CPO-PQR and Form CTA-PR pdf file
Common Reporting Standard and FATCA December 17, 2015 Christopher "Kip" Cawley The Foley Adviser Download Common Reporting Standard and FATCA pdf file
NFA Amends Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401 December 18, 2015 Tiffany Ann Ford The Foley Adviser Download NFA Amends Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401 pdf file
ERISA Fiduciaries May Factor Climate Change Issues Into Economic Analysis of Investments December 24, 2015 Mark A. Barnett, Jeffrey D. Collins, Teresa A. Martland The Foley Adviser Download ERISA Fiduciaries May Factor Climate Change Issues Into Economic Analysis of Investments pdf file
Amendment to the Annual Privacy Notice Delivery Obligations of Financial Institutions under the Gramm-Leach-Bliley Act contained in the FAST Act January 6, 2016 Catherine M. Anderson The Foley Adviser Download Amendment to the Annual Privacy Notice Delivery Obligations of Financial Institutions under the Gramm-Leach-Bliley Act contained in the FAST Act pdf file
SEC Issues Report on Review of “Accredited Investor” Definition January 8, 2016 Robert G. Sawyer The Foley Adviser Download SEC Issues Report on Review of “Accredited Investor” Definition pdf file
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators January 22, 2016 Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
CFTC 4.13(a)(3) Annual Affirmations Due February 29 February 12, 2016 Jeffrey D. Collins, Tiffany Ann Ford The Foley Adviser Download CFTC 4.13(a)(3) Annual Affirmations Due February 29 pdf file
Reminder: March 1, 2016 Effective Date for Information Systems Security Programs Including Cybersecurity for NFA Members February 24, 2016 Catherine M. Anderson The Foley Adviser Download Reminder: March 1, 2016 Effective Date for Information Systems Security Programs Including Cybersecurity for NFA Members pdf file
Leap Year Means Earlier Due Date for Form ADV March 17, 2016 Robert G. Sawyer The Foley Adviser Download Leap Year Means Earlier Due Date for Form ADV pdf file
Cayman Islands FATCA/CRS Compliance Deadlines (2016) April 14, 2016 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA/CRS Compliance Deadlines (2016) pdf file
SEC Waives Custody Rule Requirements for Certain Affiliated Sub-Advisers May 20, 2016 Robert G. Sawyer The Foley Adviser Download SEC Waives Custody Rule Requirements for Certain Affiliated Sub-Advisers pdf file
SEC Issues Notice of Intent to Increase Performance Fee Thresholds May 24, 2016 Robert G. Sawyer, Jeffrey D. Collins The Foley Adviser Download SEC Issues Notice of Intent to Increase Performance Fee Thresholds pdf file
Upcoming FATCA Deadlines June 25, 2016 Christopher "Kip" Cawley The Foley Adviser Download Upcoming FATCA Deadlines pdf file
Late Fee for NFA Forms PQR and PR Filings Effective Starting September 30, 2016 June 30, 2016 Tiffany Ann Ford The Foley Adviser Download Late Fee for NFA Forms PQR and PR Filings Effective Starting September 30, 2016 pdf file
SEC Increases Performance Fee Thresholds July 8, 2016 Jeffrey D. Collins, Robert G. Sawyer The Foley Adviser Download SEC Increases Performance Fee Thresholds pdf file
SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans July 12, 2016 Catherine M. Anderson The Foley Adviser Download SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans pdf file
Cayman Islands FATCA Compliance Deadlines Extended Again August 9, 2016 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA Compliance Deadlines Extended Again pdf file
FATCA and CRS: 2016 Year End Reminders and a Look Ahead to 2017 December 1, 2016 Christopher "Kip" Cawley The Foley Adviser Download FATCA and CRS: 2016 Year End Reminders and a Look Ahead to 2017 pdf file
Presidential Memorandum Delays Effectiveness of Fiduciary Rule February 3, 2017 Robert G. Sawyer The Foley Adviser Download Presidential Memorandum Delays Effectiveness of Fiduciary Rule pdf file
Further Uncertainty on DOL Fiduciary Rule February 6, 2017 Robert G. Sawyer, Teresa A. Martland The Foley Adviser Download Further Uncertainty on DOL Fiduciary Rule pdf file
TIC Form SHC 5-Year Benchmark Survey of U.S. Ownership of Foreign Securities Due March 3, 2017 February 16, 2017 Catherine M. Anderson The Foley Adviser Download TIC Form SHC 5-Year Benchmark Survey of U.S. Ownership of Foreign Securities Due March 3, 2017 pdf file
DOL Provides Temporary Enforcement Relief on Fiduciary Rule March 14, 2017 Robert G. Sawyer, Teresa A. Martland The Foley Adviser Download DOL Provides Temporary Enforcement Relief on Fiduciary Rule pdf file
Cayman Islands FATCA/CRS Deadlines Extended June 23, 2017 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA/CRS Deadlines Extended pdf file
Cayman Islands FATCA/CRS Deadlines Extended Further July 21, 2017 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA/CRS Deadlines Extended Further pdf file
DOL Seeks to Extend Fiduciary Rule Transition Period August 10, 2017 Robert G. Sawyer The Foley Adviser Download DOL Seeks to Extend Fiduciary Rule Transition Period pdf file
SEC Adopts Rules to Enhance Adviser Reporting August 14, 2017 Robert G. Sawyer The Foley Adviser Download SEC Adopts Rules to Enhance Adviser Reporting pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18 December 6, 2017 Robert G. Sawyer The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 18 pdf file
Tax Reform Impact on Carried Interest for Investment Managers December 28, 2017 Christopher "Kip" Cawley The Foley Adviser Download Tax Reform Impact on Carried Interest for Investment Managers pdf file
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators February 12, 2018 Jeffrey D. Collins, Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
BE-12 Benchmark Survey of Foreign Direct Investment in the U.S. Due May 31, 2018 March 8, 2018 Catherine M. Anderson The Foley Adviser Download BE-12 Benchmark Survey of Foreign Direct Investment in the U.S. Due May 31, 2018 pdf file
GDPR: Q&A for Investment Advisers and Private Fund Managers April 11, 2018 Catherine M. Anderson The Foley Adviser Download GDPR: Q&A for Investment Advisers and Private Fund Managers pdf file
OCIE Issues Risk Alert on Compliance Issues for Advisory Fees and Expenses Practices May 29, 2018 Robert G. Sawyer, Rosina E. Mummolo The Foley Adviser Download OCIE Issues Risk Alert on Compliance Issues for Advisory Fees and Expenses Practices pdf file
Cayman Islands FATCA/CRS Reporting Deadlines Extended May 31, 2018 Christopher "Kip" Cawley The Foley Adviser Download Cayman Islands FATCA/CRS Reporting Deadlines Extended pdf file
SEC Fines Delinquent Form PF Filers $75,000 June 7, 2018 Catherine M. Anderson The Foley Adviser Download SEC Fines Delinquent Form PF Filers $75,000 pdf file
Reminder: Appointment of AML Officers for Cayman Funds Due by September 30, 2018 August 9, 2018 Catherine M. Anderson The Foley Adviser Download Reminder: Appointment of AML Officers for Cayman Funds Due by September 30, 2018 pdf file
Cayman AML Officer Appointment Deadline Extended for Existing Funds to December 31, 2018 September 24, 2018 Catherine M. Anderson The Foley Adviser Download Cayman AML Officer Appointment Deadline Extended for Existing Funds to December 31, 2018 pdf file
Cayman AML Officers – Further Clarification from CIMA Regarding Deadlines September 25, 2018 Catherine M. Anderson The Foley Adviser Download Cayman AML Officers – Further Clarification from CIMA Regarding Deadlines pdf file
SEC Brings First Enforcement Action for Identity Theft Red Flags Rule Violations October 15, 2018 Catherine M. Anderson, Ayah K. Zaidi The Foley Adviser Download SEC Brings First Enforcement Action for Identity Theft Red Flags Rule Violations pdf file
Impacts of New CFIUS Pilot Program on Investment Funds November 7, 2018 Robert G. Sawyer, Ayah K. Zaidi The Foley Adviser Download Impacts of New CFIUS Pilot Program on Investment Funds pdf file
OCIE Issues Risk Alert on Compliance Deficiencies Relating to the Cash Solicitation Rule November 8, 2018 Robert G. Sawyer, Ayah K. Zaidi The Foley Adviser Download OCIE Issues Risk Alert on Compliance Deficiencies Relating to the Cash Solicitation Rule pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 17 December 3, 2018 Robert G. Sawyer, Ayah K. Zaidi The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 17 pdf file
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators February 12, 2019 Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
CFTC 4.13(a)(3) Annual Affirmations Due March 1, 2019 February 27, 2019 Meredith A. Haviland, Robert G. Sawyer The Foley Adviser Download CFTC 4.13(a)(3) Annual Affirmations Due March 1, 2019 pdf file
April 1, 2019: Effective Date of NFA Compliance Rule 2-9 March 28, 2019 Robert G. Sawyer, Tiffany Ann Ford The Foley Adviser Download April 1, 2019: Effective Date of NFA Compliance Rule 2-9 pdf file
Investment Adviser Agrees to Pay $5 Million for Compliance Deficiencies in Valuing Client Assets June 10, 2019 Robert G. Sawyer, Ayah K. Zaidi The Foley Adviser Download Investment Adviser Agrees to Pay $5 Million for Compliance Deficiencies in Valuing Client Assets pdf file
Form SHL: Report of Foreign Residents’ Holdings of U.S. Securities Due August 30, 2019 August 14, 2019 Catherine M. Anderson The Foley Adviser Download Form SHL: Report of Foreign Residents’ Holdings of U.S. Securities Due August 30, 2019 pdf file
SEC OCIE Risk Alert Update: Supervision of Disciplined Individuals August 19, 2019 Robert G. Sawyer The Foley Adviser Download SEC OCIE Risk Alert Update: Supervision of Disciplined Individuals pdf file
New Cayman Islands Data Protection Law, 2017 Coming into Effect September 3, 2019 Catherine M. Anderson The Foley Adviser Download New Cayman Islands Data Protection Law, 2017 Coming into Effect pdf file
OCIE Risk Alert on Principal and Agency Cross Transactions October 17, 2019 Eric D. Belsley, Ph.D., Robert G. Sawyer The Foley Adviser Download OCIE Risk Alert on Principal and Agency Cross Transactions pdf file
Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 16, 2019 December 5, 2019 Meredith A. Haviland The Foley Adviser Download Reminder: Renewal and Notice Filing Fees for Investment Advisers Due by December 16, 2019 pdf file
CCPA: Q&As for Investment Advisers and Private Fund Managers December 16, 2019 Catherine M. Anderson, Brittan K. Heller The Foley Adviser Download CCPA: Q&As for Investment Advisers and Private Fund Managers pdf file
Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators February 7, 2020 Meredith A. Haviland, Robert G. Sawyer, Ayah K. Zaidi The Foley Adviser Download Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators pdf file
BE-10 Benchmark Survey of U.S. Direct Investment Abroad – Filing Requirement March 9, 2020 Catherine M. Anderson The Foley Adviser Download BE-10 Benchmark Survey of U.S. Direct Investment Abroad – Filing Requirement pdf file
SEC to Provide Temporary Relief to Form ADV and PF Deadlines for Advisers Affected By COVID-19 March 16, 2020 Robert G. Sawyer The Foley Adviser Download SEC to Provide Temporary Relief to Form ADV and PF Deadlines for Advisers Affected By COVID-19 pdf file
New SEC FAQs Released in Response to COVID-19 March 20, 2020 Robert G. Sawyer The Foley Adviser Download New SEC FAQs Released in Response to COVID-19 pdf file
COVID-19 Relief—A Public Company Quick Reference Guide March 21, 2020 Stacie S. Aarestad The Foley Adviser Download COVID-19 Relief—A Public Company Quick Reference Guide pdf file
COVID-19 Advisory – Renewed Focus on Force Majeure Clauses March 22, 2020 Euripides D. Dalmanieras, Daniel Schimmel, Diana Tsutieva, Jiun-Wen Bob Teoh The Foley Adviser Download COVID-19 Advisory – Renewed Focus on Force Majeure Clauses pdf file
A Borrower’s Response to COVID-19 March 23, 2020 Thomas Draper The Foley Adviser Download A Borrower’s Response to COVID-19 pdf file
New Cayman/BVI Registration Requirements for Private Funds and Open-ended Funds June 8, 2020 Catherine M. Anderson The Foley Adviser Download New Cayman/BVI Registration Requirements for Private Funds and Open-ended Funds pdf file
Form CRS Due Date Reminder June 10, 2020 Robert G. Sawyer The Foley Adviser Download Form CRS Due Date Reminder pdf file
SEC Amends “Accredited Investor” Definition August 31, 2020 Robert G. Sawyer, Eric D. Belsley, Ph.D., Patricia Pérez Elias The Foley Adviser Download SEC Amends “Accredited Investor” Definition pdf file
SEC Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert to Broker-Dealers and Investment Advisers September 11, 2020 Robert G. Sawyer, John W.R. Murray, Anna Maria Annino, E. Jacqueline Chávez The Foley Adviser Download SEC Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert to Broker-Dealers and Investment Advisers pdf file
Stimulus Law Has At Least $250 Million Available For Technology Companies Developing Innovative, Sustainable Adoption of Broadband Services April 21, 2009 David A. Broadwin Technology Alert Download Stimulus Law Has At Least $250 Million Available For Technology Companies Developing Innovative, Sustainable Adoption of Broadband Services pdf file
Tax Related Renewable Energy Provisions in the Stimulus Act February 27, 2009 Nicola Lemay, Mark A. Barnett Taxation Alert Download Tax Related Renewable Energy Provisions in the Stimulus Act pdf file
New Massachusetts Pass-Through Entity Withholding Requirements: April 30th Deadline May Apply March 17, 2009 Nicola Lemay, Teresa A. Martland Taxation Alert Download New Massachusetts Pass-Through Entity Withholding Requirements: April 30th Deadline May Apply pdf file
New Medicare Tax Targets Investment Income March 26, 2010 Thomas Barker Taxation Alert Download New Medicare Tax Targets Investment Income pdf file
IRS Tax Lien Practices Eased March 21, 2011 Taxation Alert Download IRS Tax Lien Practices Eased pdf file
Qualified Small Business - 100% Tax Exemption Set to Expire at Year End December 5, 2011 Nicola Lemay Taxation Alert Download Qualified Small Business - 100% Tax Exemption Set to Expire at Year End pdf file
IRS and US Treasury Release Proposed Regulations under FATCA - Important Steps Required by Fund Managers March 16, 2012 Nicola Lemay Taxation Alert Download IRS and US Treasury Release Proposed Regulations under FATCA - Important Steps Required by Fund Managers pdf file
First FBAR, Now FATCA: New Information Reporting Requirements for U.S. Taxpayers with Foreign Financial Assets April 9, 2012 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download First FBAR, Now FATCA: New Information Reporting Requirements for U.S. Taxpayers with Foreign Financial Assets pdf file
Congress Extends the 100% Tax Exemption for Gain on Certain Qualified Small Business Stock January 14, 2013 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download Congress Extends the 100% Tax Exemption for Gain on Certain Qualified Small Business Stock pdf file
Information Reporting for US Entities with Interests in Foreign Financial Assets Delayed April 3, 2013 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download Information Reporting for US Entities with Interests in Foreign Financial Assets Delayed pdf file
FBAR Filing Deadline Imminent June 20, 2013 Christopher "Kip" Cawley, Nicola Lemay Taxation Alert Download FBAR Filing Deadline Imminent pdf file
Computer System Design and Software Modification Services Now Subject to the Massachusetts 6.25% Sales and Use Tax August 1, 2013 Nicola Lemay, Earl W. Mellott Taxation Alert Download Computer System Design and Software Modification Services Now Subject to the Massachusetts 6.25% Sales and Use Tax  pdf file
Massachusetts Lawmakers Plan to Repeal the New “Tech Tax” on Computer System Design and Software Modification Services September 13, 2013 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley Taxation Alert Download Massachusetts Lawmakers Plan to Repeal the New “Tech Tax” on Computer System Design and Software Modification Services pdf file
Massachusetts "Tech Tax" Payment and Reporting Due Dates Deferred September 17, 2013 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley Taxation Alert Download Massachusetts "Tech Tax" Payment and Reporting Due Dates Deferred pdf file
Massachusetts "Tech Tax" Repealed October 2, 2013 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley Taxation Alert Download Massachusetts "Tech Tax" Repealed pdf file
100 Percent Tax Exemption for Gain on Certain Qualified Small Business Stock Expiring at Year End December 12, 2013 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley Taxation Alert Download 100 Percent Tax Exemption for Gain on Certain Qualified Small Business Stock Expiring at Year End pdf file
Massachusetts “Tech Tax” Abatement Applications Due December 31, 2013 December 18, 2013 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download Massachusetts “Tech Tax” Abatement Applications Due December 31, 2013 pdf file
FBAR Filing Deadline Approaching May 16, 2014 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download FBAR Filing Deadline Approaching pdf file
2014 Tax Reporting April 6, 2015 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download 2014 Tax Reporting pdf file
FBAR Filing Deadline Approaching May 12, 2015 Nicola Lemay, Christopher "Kip" Cawley Taxation Alert Download FBAR Filing Deadline Approaching pdf file
Changes on the Horizon? IRS Announces New Plans to Recharacterize Management Fee Waiver Arrangements July 31, 2015 Nicola Lemay, Earl W. Mellott, Christopher "Kip" Cawley Taxation Alert Download Changes on the Horizon? IRS Announces New Plans to Recharacterize Management Fee Waiver Arrangements pdf file
Partnership Audit Regime Shakeup February 5, 2016 Nicola Lemay, Earl W. Mellott Taxation Alert Download Partnership Audit Regime Shakeup pdf file
FBAR Filing Deadline: October 15, 2018 September 25, 2018 Christopher "Kip" Cawley Taxation Alert Download FBAR Filing Deadline: October 15, 2018 pdf file
April 15 Federal Income Tax Payment Deadline Extended March 24, 2020 Nicola Lemay, Alyssa Pratt, Nicholas V. Romanos, Earl W. Mellott Taxation Alert Download April 15 Federal Income Tax Payment Deadline Extended pdf file
Update: April 15th Federal Income Tax Return Filing and Payment Deadlines Postponed to July 15th March 24, 2020 Nicola Lemay, Alyssa Pratt, Nicholas V. Romanos, Earl W. Mellott Taxation Alert Download Update: April 15th Federal Income Tax Return Filing and Payment Deadlines Postponed to July 15th pdf file
The CARES Act: Tax Relief Provisions April 1, 2020 Nicola Lemay, Nicholas V. Romanos, Ian S. Chasse Osborn Taxation Alert Download The CARES Act: Tax Relief Provisions pdf file
EIN Processing on Hold April 9, 2020 Christopher "Kip" Cawley Taxation Alert Download EIN Processing on Hold pdf file
IRS Releases FAQs Clarifying CARES Act Payroll Tax Deferral Provisions April 28, 2020 Ian S. Chasse Osborn, Nicola Lemay, Nicholas V. Romanos, Tad Heuer Taxation Alert Download IRS Releases FAQs Clarifying CARES Act Payroll Tax Deferral Provisions pdf file
IRS Notice 2020-32: Payment of Expenses That Result In PPP Loan Forgiveness Are Not Deductible May 1, 2020 Nicola Lemay, Ian S. Chasse Osborn, Nicholas V. Romanos Taxation Alert Download IRS Notice 2020-32: Payment of Expenses That Result In PPP Loan Forgiveness Are Not Deductible pdf file
SEC Enforcement of Rule 105: The Hits Just Keep on Comin’ March 10, 2014 Securities Enforcement Alert Download SEC Enforcement of Rule 105: The Hits Just Keep on Comin’ pdf file
SEC ALJ Rules Revocations and Bars Are “Penalties” Subject to Five-Year Statute of Limitations in Section 2462 September 5, 2014 Securities Enforcement Alert Download SEC ALJ Rules Revocations and Bars Are “Penalties” Subject to Five-Year Statute of Limitations in Section 2462 pdf file
SEC Continues Its “Strict Liability” Enforcement Campaigns, Focusing on Filing Failures and Rule 105 Violations September 17, 2014 Paul Bork Securities Enforcement Alert Download SEC Continues Its “Strict Liability” Enforcement Campaigns, Focusing on Filing Failures and Rule 105 Violations pdf file
SEC Charges KBR, Inc. with Using a Confidentiality Agreement that Could "Chill" Whistleblowing April 6, 2015 Paul Bork Securities Enforcement Alert Download SEC Charges KBR, Inc. with Using a Confidentiality Agreement that Could "Chill" Whistleblowing pdf file
SEC Keeps June 30 Deadline for Complying With Regulation Best Interest Despite COVID-19 April 10, 2020 John W.R. Murray, Rachel Hutchinson Securities Enforcement Alert Download SEC Keeps June 30 Deadline for Complying With Regulation Best Interest Despite COVID-19 pdf file
SEC Enforcement Continues to Target Private Fund Advisers for Improper Fee Allocation April 29, 2020 John W.R. Murray, Ned Melanson Securities Enforcement Alert Download SEC Enforcement Continues to Target Private Fund Advisers for Improper Fee Allocation pdf file
Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2019; The Investment Lawyer May 1, 2020 John W.R. Murray, Lisa C. Wood, Christian Garcia Securities Enforcement Alert Download Securities and Exchange Commission Year in Review: Enforcement Actions and Issues from 2019; The Investment Lawyer pdf file
SEC Enforcement Co-Director Provides Update on Priorities During Pandemic: Takeaways for Issuers, Investment Advisers and Investment Companies June 9, 2020 John W.R. Murray, Rachel Hutchinson Securities Enforcement Alert Download SEC Enforcement Co-Director Provides Update on Priorities During Pandemic: Takeaways for Issuers, Investment Advisers and Investment Companies pdf file
Federal Court Dismisses SEC Insider Trading Charges Against Mark Cuban August 6, 2009 Securities Alert Download Federal Court Dismisses SEC Insider Trading Charges Against Mark Cuban pdf file
Dodd-Frank Financial Reform Act July 27, 2010 Securities Alert Download Dodd-Frank Financial Reform Act pdf file
Dodd-Frank Financial Reform Act August 16, 2010 Paul Bork Securities Alert Download Dodd-Frank Financial Reform Act pdf file
Amendment to NYSE Rule 452 to Eliminate Broker Discretionary Voting on Executive Compensation Matters September 24, 2010 Paul Bork Securities Alert Download Amendment to NYSE Rule 452 to Eliminate Broker Discretionary Voting on Executive Compensation Matters pdf file
SEC Stays Effectiveness of Proxy Access Rule October 8, 2010 Paul Bork Securities Alert Download SEC Stays Effectiveness of Proxy Access Rule pdf file
JOBS Act Will Significantly Relax Restrictions on Capital Raising April 6, 2012 Paul Bork Securities Alert Download JOBS Act Will Significantly Relax Restrictions on Capital Raising pdf file
Heightened Pleading Standards in Securities Fraud Class Actions April 11, 2012 Paul Bork, Brandon F. White Securities Alert Download Heightened Pleading Standards in Securities Fraud Class Actions pdf file
Supreme Court Provides Guidance on Section 16(b) Statute of Limitations April 13, 2012 Paul Bork Securities Alert Download Supreme Court Provides Guidance on Section 16(b) Statute of Limitations pdf file
Crowdfunding: A New Way to Raise Capital Or A Cut-Back in Investor Protection? April 19, 2012 Paul Bork Securities Alert Download Crowdfunding: A New Way to Raise Capital Or A Cut-Back in Investor Protection? pdf file
JOBS Act – Small Company Capital Formation – Regulation A+ April 24, 2012 Paul Bork Securities Alert Download JOBS Act – Small Company Capital Formation – Regulation A+ pdf file
JOBS Act Client Alert – Rules 506 of Regulation D and 144A May 2, 2012 Paul Bork, Erica Rice Securities Alert Download JOBS Act Client Alert – Rules 506 of Regulation D and 144A pdf file
JOBS Act Establishes New Thresholds for Registration Under the Exchange Act May 9, 2012 Paul Bork Securities Alert Download JOBS Act Establishes New Thresholds for Registration Under the Exchange Act pdf file
Federal Judge Reconsiders Securities Claims Against GE And Identifies Three Categories Of Statements That Are Not Actionable Under Federal Securities Laws May 16, 2012 Paul Bork, Brandon F. White Securities Alert Download Federal Judge Reconsiders Securities Claims Against GE And Identifies Three Categories Of Statements That Are Not Actionable Under Federal Securities Laws  pdf file
SEC Adopts Rules Requiring Listing Standards for Compensation Committees and Compensation Advisers June 26, 2012 Paul Bork, Jennifer V. Audeh Securities Alert Download SEC Adopts Rules Requiring Listing Standards for Compensation Committees and Compensation Advisers pdf file
SEC Issues Long-Delayed Rule on Conflict Minerals August 27, 2012 Paul Bork Securities Alert Download SEC Issues Long-Delayed Rule on Conflict Minerals pdf file
SEC Proposes JOBS Act Amendments To Rule 506 And Rule 144A To Remove Ban On General Solicitation September 11, 2012 Paul Bork, Erica Rice Securities Alert Download SEC Proposes JOBS Act Amendments To Rule 506 And Rule 144A To Remove Ban On General Solicitation pdf file
NYSE and Nasdaq Propose Listing Standards for Compensation Committees and Compensation Advisers October 9, 2012 Paul Bork, Jennifer V. Audeh Securities Alert Download NYSE and Nasdaq Propose Listing Standards for Compensation Committees and Compensation Advisers pdf file
U.S. Chamber of Commerce Sues SEC to Overturn Controversial Dodd-Frank Resource Extraction Rule October 18, 2012 Paul Bork, Brandon F. White, Matthew C. Baltay Securities Alert Download U.S. Chamber of Commerce Sues SEC to Overturn Controversial Dodd-Frank Resource Extraction Rule pdf file
SEC’s Conflict Minerals Rule Challenged October 25, 2012 Paul Bork, Brandon F. White, Matthew C. Baltay Securities Alert Download SEC’s Conflict Minerals Rule Challenged pdf file
Reading Tea Leaves After the Supreme Court’s Amgen Securities Litigation Decision March 6, 2013 Paul Bork, Matthew C. Baltay Securities Alert Download  Reading Tea Leaves After the Supreme Court’s Amgen Securities Litigation Decision pdf file
SEC Decides That Companies May Use Social Media April 8, 2013 Securities Alert Download SEC Decides That Companies May Use Social Media pdf file
JOBS Act Eases IPO Process and Public Reporting Requirements for Emerging Growth Companies April 27, 2013 Paul Bork Securities Alert Download JOBS Act Eases IPO Process and Public Reporting Requirements for Emerging Growth Companies pdf file
First Deadline Approaching for NYSE and Nasdaq Listed Companies to Comply with New Compensation Committee Rules May 9, 2013 Paul Bork, Jennifer V. Audeh Securities Alert Download First Deadline Approaching for NYSE and Nasdaq Listed Companies to Comply with New Compensation Committee Rules pdf file
Delaware Chancery Court Upholds Forum Selection Bylaws July 15, 2013 Paul Bork Securities Alert Download Delaware Chancery Court Upholds Forum Selection Bylaws pdf file
Federal Court Strikes Down SEC Resource Extraction Rule July 17, 2013 Paul Bork, Matthew C. Baltay Securities Alert Download Federal Court Strikes Down SEC Resource Extraction Rule pdf file
Delaware Corporation Law Statute Amended to Provide for Ratification and Validation of Defective Corporate Acts July 18, 2013 Paul Bork, Erica Rice Securities Alert Download Delaware Corporation Law Statute Amended to Provide for Ratification and Validation of Defective Corporate Acts pdf file
SEC Removes Ban on General Solicitation in Rule 506 and Rule 144A, But Problems Remain July 22, 2013 Paul Bork Securities Alert Download SEC Removes Ban on General Solicitation in Rule 506 and Rule 144A, But Problems Remain pdf file
SEC Adopts "Bad Actor" Disqualification for Rule 506 Private Placement Offerings July 23, 2013 Paul Bork Securities Alert Download SEC Adopts "Bad Actor" Disqualification for Rule 506 Private Placement Offerings pdf file
Federal District Court Upholds the SEC's Conflict Minerals Rules July 29, 2013 Paul Bork, Matthew C. Baltay Securities Alert Download Federal District Court Upholds the SEC's Conflict Minerals Rules pdf file
SEC Proposes Amendments to Regulation D, Form D and Rule 156 August 5, 2013 Paul Bork Securities Alert Download SEC Proposes Amendments to Regulation D, Form D and Rule 156 pdf file
Delaware Court Issues Important Trados Decision Delineating Director Duties in Sale of Venture-Backed Company September 17, 2013 Paul Bork, Matthew C. Baltay Securities Alert Download Delaware Court Issues Important Trados Decision Delineating Director Duties in Sale of Venture-Backed Company pdf file
SEC Proposes Rules for Pay Ratio Disclosure September 30, 2013 Paul Bork, Jennifer V. Audeh Securities Alert Download SEC Proposes Rules for Pay Ratio Disclosure pdf file
Equity Crowdfunding Under Federal Law: Issuers November 19, 2013 Paul Bork Securities Alert Download Equity Crowdfunding Under Federal Law: Issuers pdf file
Equity Crowdfunding Under Federal Law: Intermediaries November 19, 2013 Paul Bork Securities Alert Download Equity Crowdfunding Under Federal Law: Intermediaries pdf file
SEC Releases Proposed Rule Amendments to Regulation A February 10, 2014 Paul Bork Securities Alert Download SEC Releases Proposed Rule Amendments to Regulation A pdf file
SEC No-Action Letter Allows Certain Kinds of “M&A Brokers” to Avoid Broker-Dealer Registration Under the Exchange Act February 24, 2014 Paul Bork Securities Alert Download SEC No-Action Letter Allows Certain Kinds of “M&A Brokers” to Avoid Broker-Dealer Registration Under the Exchange Act pdf file
Federal Appeals Court Largely Upholds Conflict Minerals Rules April 23, 2014 Matthew C. Baltay, Paul Bork Securities Alert Download Federal Appeals Court Largely Upholds Conflict Minerals Rules pdf file
Supreme Court Revises Rules for Private Securities Class Actions June 25, 2014 Paul Bork Securities Alert Download Supreme Court Revises Rules for Private Securities Class Actions pdf file
SEC Issues Interpretive Advice About Verification Safe Harbors Under Rule 506(c) July 17, 2014 Paul Bork Securities Alert Download SEC Issues Interpretive Advice About Verification Safe Harbors Under Rule 506(c) pdf file
SEC Issues Staff Legal Bulletin No. 20: Clarifying Disclosure Requirements For Proxy Advisory Firms July 21, 2014 Paul Bork Securities Alert Download SEC Issues Staff Legal Bulletin No. 20: Clarifying Disclosure Requirements For Proxy Advisory Firms pdf file
Second Circuit Issues Landmark Decision Limiting Insider Trading Liability of "Remote Tippees" December 19, 2014 Matthew C. Baltay, Paul Bork Securities Alert Download Second Circuit Issues Landmark Decision Limiting Insider Trading Liability of "Remote Tippees" pdf file
SEC Proposes New Exchange Act Registration Thresholds and Changes to Certain “Held of Record” Definitions January 7, 2015 Paul Bork Securities Alert Download SEC Proposes New Exchange Act Registration Thresholds and Changes to Certain “Held of Record” Definitions pdf file
SEC Proposes Rules for Hedging Disclosure February 17, 2015 Paul Bork Securities Alert Download SEC Proposes Rules for Hedging Disclosure pdf file
Supreme Court Decides Omnicare April 6, 2015 Paul Bork Securities Alert Download Supreme Court Decides Omnicare pdf file
Third Circuit Lets Wal-Mart Exclude Firearms Proposal Under the “Ordinary Business Operations” Exception April 15, 2015 Paul Bork Securities Alert Download Third Circuit Lets Wal-Mart Exclude Firearms Proposal Under the “Ordinary Business Operations” Exception pdf file
SEC Radically Revamps Regulation A - Part 1 May 19, 2015 Paul Bork, Brendan Burke Securities Alert Download SEC Radically Revamps Regulation A - Part 1 pdf file
SEC Radically Revamps Regulation A - Part 2 May 21, 2015 Paul Bork Securities Alert Download SEC Radically Revamps Regulation A - Part 2 pdf file
SEC Radically Revamps Regulation A - Part 3 May 26, 2015 Paul Bork Securities Alert Download SEC Radically Revamps Regulation A - Part 3 pdf file
Trinity Wall Street v. Wal-Mart Stores, Inc. − “Lawyers, Guns and Money” August 12, 2015 Paul Bork, Jennifer V. Audeh, Gabrielle A. Bernstein Securities Alert Download Trinity Wall Street v. Wal-Mart Stores, Inc. − “Lawyers, Guns and Money” pdf file
SEC Adopts Pay Ratio Disclosure Rule August 17, 2015 Paul Bork Securities Alert Download SEC Adopts Pay Ratio Disclosure Rule pdf file
D.C. Circuit Court Re-Affirms Decision that Portions of SEC’s Conflict Minerals Rules are Unconstitutional August 31, 2015 Paul Bork Securities Alert Download D.C. Circuit Court Re-Affirms Decision that Portions of SEC’s Conflict Minerals Rules are Unconstitutional pdf file
SEC Provides Guidance on Exclusion of Shareholder Proposals Under the “Ordinary Business” and “Direct Conflict” Exclusions of Rule 14a-8 November 24, 2015 Paul Bork, Jennifer V. Audeh Securities Alert Download SEC Provides Guidance on Exclusion of Shareholder Proposals Under the “Ordinary Business” and “Direct Conflict” Exclusions of Rule 14a-8 pdf file
How the FAST Act Will Impact Securities Laws January 14, 2016 Paul Bork Securities Alert Download How the FAST Act Will Impact Securities Laws pdf file
Non-GAAP Financial Disclosures – Redux June 2, 2016 Paul Bork, Stacie S. Aarestad Securities Alert Download Non-GAAP Financial Disclosures – Redux pdf file
Changes to the New York City Retirement Systems’ Proxy Guidelines June 23, 2016 Paul Bork Securities Alert Download Changes to the New York City Retirement Systems’ Proxy Guidelines pdf file
Proposed SEC Amendment Could Reduce Compliance Costs for Smaller Public Companies August 10, 2016 Paul Bork Securities Alert Download Proposed SEC Amendment Could Reduce Compliance Costs for Smaller Public Companies pdf file
Latest Amendments to Delaware Law Revise Appraisal Rights August 17, 2016 Paul Bork Securities Alert Download Latest Amendments to Delaware Law Revise Appraisal Rights pdf file
New Nasdaq Rule Requires Disclosure of Third Party Compensation of Directors and Nominees September 7, 2016 Paul Bork, Caroline P. Samp Securities Alert Download New Nasdaq Rule Requires Disclosure of Third Party Compensation of Directors and Nominees pdf file
Additional SEC Guidance on Pay Ratio Disclosure October 26, 2016 Stacie S. Aarestad Securities Alert Download Additional SEC Guidance on Pay Ratio Disclosure pdf file
SEC Report on ICOs and Token Sales – “If It Sounds Too Good to be True…” August 10, 2017 Stacie S. Aarestad, Daniel S. Clevenger Securities Alert Download SEC Report on ICOs and Token Sales – “If It Sounds Too Good to be True…” pdf file
Massachusetts Adopts Fiduciary Rule for Broker-Dealers March 10, 2020 John W.R. Murray, Leah S. Rizkallah Securities Alert Download Massachusetts Adopts Fiduciary Rule for Broker-Dealers pdf file
Passive Business Rule October 19, 2017 Jennifer V. Audeh, Robert G. Sawyer SBIC Alert Download Passive Business Rule pdf file
SBA Releases Annual Investor Recertification Memorandum for SBICs August 19, 2019 Jennifer V. Audeh, Robert G. Sawyer SBIC Alert Download SBA Releases Annual Investor Recertification Memorandum for SBICs pdf file
SBA Announces New Fee on Leverage Draws and New Process for Leverage Approval Notices August 21, 2019 Jennifer V. Audeh, Robert G. Sawyer SBIC Alert Download SBA Announces New Fee on Leverage Draws and New Process for Leverage Approval Notices pdf file
SBA Simplifies Filings Requirements for SBIC Applicants September 20, 2019 Jennifer V. Audeh, Robert G. Sawyer SBIC Alert Download SBA Simplifies Filings Requirements for SBIC Applicants pdf file
SBA Temporarily Revises Draw Application Schedule November 18, 2019 Jennifer V. Audeh, Robert G. Sawyer SBIC Alert Download SBA Temporarily Revises Draw Application Schedule pdf file
SBA’s Office of Investment and Innovation Semi-Monthly Draw Application Schedule September 17, 2020 Robert G. Sawyer, Jennifer V. Audeh SBIC Alert Download SBA’s Office of Investment and Innovation Semi-Monthly Draw Application Schedule  pdf file
What the Real Estate Sector Needs to Know about the CARES Act April 1, 2020 Tad Heuer, Jonathan E. Book, Jeffrey B. Mullan, Jesse Harlan Alderman Real Estate Alert Download What the Real Estate Sector Needs to Know about the CARES Act pdf file
Delaware Chancery Court Concludes Indemnification and Other Provisions of a Merger Agreement Are Not Enforceable Against Non-Consenting Stockholders January 20, 2015 John D. Hancock, Peter M. Rosenblum, Joseph J. Basile Published Article Download Delaware Chancery Court Concludes Indemnification and Other Provisions of a Merger Agreement Are Not Enforceable Against Non-Consenting Stockholders pdf file
Timeliness Determinations for Inter Partes Review Now Subject to Appellate Review January 17, 2018 Peter A. Sullivan, DeAnn F. Smith PTAB Alert Download Timeliness Determinations for Inter Partes Review Now Subject to Appellate Review pdf file
Implications of SCOTUS Opinions on Constitutionality, Scope of Inter Partes Reviews May 2, 2018 DeAnn F. Smith, Peter A. Sullivan, Philip C. Swain, Rajesh Vallabh PTAB Alert Download Implications of SCOTUS Opinions on Constitutionality, Scope of Inter Partes Reviews pdf file
Product Liability Update May 22, 2009 David R. Geiger Product Liability Update Download Product Liability Update pdf file
Product Liability Update August 31, 2009 David R. Geiger Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 13, 2009 David R. Geiger Product Liability Update Download Product Liability Update pdf file
Massachusetts Supreme Judicial Court Recognizes Cause of Action for Projected Medical Monitoring Costs Based on Subclinical Physiological Effects of Exposure to Cigarette Smoke October 21, 2009 David R. Geiger, Creighton K. Page Product Liability Update Download Massachusetts Supreme Judicial Court Recognizes Cause of Action for Projected Medical Monitoring Costs Based on Subclinical Physiological Effects of Exposure to Cigarette Smoke pdf file
Product Liability Update April 5, 2010 David R. Geiger Product Liability Update Download Product Liability Update pdf file
Product Liability Update May 18, 2010 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 30, 2010 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 6, 2010 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 31, 2011 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update April 25, 2011 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 28, 2011 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 4, 2011 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 26, 2012 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update April 19, 2012 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 26, 2012 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 2, 2012 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 31, 2013 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 31, 2013 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update April 23, 2013 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 31, 2013 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 1, 2013 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 15, 2014 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update April 1, 2014 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 23, 2014 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 14, 2014 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update January 15, 2015 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update April 7, 2015 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update July 29, 2015 David R. Geiger, Creighton K. Page Product Liability Update Download Product Liability Update pdf file
Product Liability Update October 28, 2015 David R. Geiger Product Liability Update Download Product Liability Update pdf file
Product Liability Update: January 2016 January 31, 2016 David R. Geiger Product Liability Update Download Product Liability Update: January 2016 pdf file
Product Liability Update: April 2016 April 7, 2016 David R. Geiger Product Liability Update Download Product Liability Update: April 2016 pdf file
Product Liability Update: August 2016 August 31, 2016 David R. Geiger Product Liability Update Download Product Liability Update: August 2016 pdf file
Product Liability Update: October 2016 October 4, 2016 David R. Geiger Product Liability Update Download Product Liability Update: October 2016 pdf file
Product Liability Update: April 2017 April 18, 2017 David R. Geiger, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: April 2017 pdf file
Product Liability Update: August 2017 August 30, 2017 David R. Geiger, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: August 2017 pdf file
Product Liability Update: January 2018 February 1, 2018 David R. Geiger, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: January 2018 pdf file
Product Liability Update: April 2018 April 10, 2018 David R. Geiger, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: April 2018 pdf file
Product Liability Update: July 2018 August 3, 2018 David R. Geiger, Christopher Cifrino, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: July 2018 pdf file
Product Liability Update: October 2018 October 31, 2018 David R. Geiger, Richard G. Baldwin, Christopher Cifrino, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: October 2018 pdf file
Product Liability Update: January 2019 January 31, 2019 David R. Geiger, Richard G. Baldwin, Christopher Cifrino, Shrutih V. Tewarie Product Liability Update Download Product Liability Update: January 2019 pdf file
Product Liability Update: April 2019 April 30, 2019 David R. Geiger, Richard G. Baldwin, Christopher Cifrino, Peter Ellis Product Liability Update Download Product Liability Update: April 2019 pdf file
Product Liability Update: July 2019 August 6, 2019 David R. Geiger, Richard G. Baldwin, Peter Ellis Product Liability Update Download Product Liability Update: July 2019 pdf file
Product Liability Update: November 2019 December 4, 2019 David R. Geiger, Richard G. Baldwin, Peter Ellis Product Liability Update Download Product Liability Update: November 2019 pdf file
Product Liability Update: March 2020 March 12, 2020 David R. Geiger, Richard G. Baldwin, Peter Ellis Product Liability Update Download Product Liability Update: March 2020 pdf file
Product Liability Update: May 2020 June 2, 2020 David R. Geiger, Peter Ellis Product Liability Update Download Product Liability Update: May 2020 pdf file
Product Liability Update: August 2020 August 17, 2020 David R. Geiger, Richard G. Baldwin, Peter Ellis Product Liability Update Download Product Liability Update: August 2020 pdf file
Wyeth v. Levine’s ‘Clear Evidence' Language: Clearly Misunderstood January 13, 2016 David R. Geiger, Andrew M. London Product Liability Alert Download Wyeth v. Levine’s ‘Clear Evidence' Language: Clearly Misunderstood pdf file
Ninth Circuit Improperly Lowers Admissibility Bar for Expert Causation Testimony November 17, 2017 David R. Geiger, Richard G. Baldwin Product Liability Alert Download Ninth Circuit Improperly Lowers Admissibility Bar for Expert Causation Testimony pdf file
Massachusetts Creates First-In-Nation Recklessness Standard For Claims Against Brand-Name Drug Manufacturers By Users Of Generics March 21, 2018 David R. Geiger, Richard G. Baldwin Product Liability Alert Download Massachusetts Creates First-In-Nation Recklessness Standard For Claims Against Brand-Name Drug Manufacturers By Users Of Generics pdf file
Regulatory Agencies Propose to Modify Volcker Rule February 10, 2020 Jennifer V. Audeh, Robert G. Sawyer Private Fund Alert Download Regulatory Agencies Propose to Modify Volcker Rule pdf file
Massachusetts Gives Businesses Until January 1, 2010 to Adopt Information Security Programs To Comply With Recent Identity Theft Regulations February 13, 2009 Colin J. Zick Privacy and Data Security Alert Download Massachusetts Gives Businesses Until January 1, 2010 to Adopt Information Security Programs To Comply With Recent Identity Theft Regulations pdf file
Last Minute Reprieve: FTC Gives Businesses Until August 1, 2009 to Adopt Identity Theft Prevention Programs To Comply With Federal Red Flags Rules May 1, 2009 Colin J. Zick Privacy and Data Security Alert Download Last Minute Reprieve: FTC Gives Businesses Until August 1, 2009 to Adopt Identity Theft Prevention Programs To Comply With Federal Red Flags Rules pdf file
Massachusetts Regulators Propose Amendments to Information Security Regulations, Delay Enforcement Until March 1, 2010 August 18, 2009 Colin J. Zick Privacy and Data Security Alert Download Massachusetts Regulators Propose Amendments to Information Security Regulations, Delay Enforcement Until March 1, 2010 pdf file
New Deadline For Red Flags Rules: FTC Gives Businesses Until June 1, 2010 To Develop Compliant Identity Theft Prevention Programs November 2, 2009 Colin J. Zick Privacy and Data Security Alert Download New Deadline For Red Flags Rules: FTC Gives Businesses Until June 1, 2010 To Develop Compliant Identity Theft Prevention Programs pdf file
Reminder: March 1, 2010 Deadline to Comply With Massachusetts Information Security Regulations Is Right Around the Corner February 17, 2010 Colin J. Zick Privacy and Data Security Alert Download Reminder: March 1, 2010 Deadline to Comply With Massachusetts Information Security Regulations Is Right Around the Corner pdf file
FTC Delays Enforcement of Red Flags Rule Through December 31, 2010 May 28, 2010 Colin J. Zick Privacy and Data Security Alert Download FTC Delays Enforcement of Red Flags Rule Through December 31, 2010 pdf file
HHS Proposed Major Changes to HIPAA Privacy, Security and Enforcement Rules July 12, 2010 Colin J. Zick, Maia M. Larsson Privacy and Data Security Alert Download HHS Proposed Major Changes to HIPAA Privacy, Security and Enforcement Rules pdf file
CMS Delays Sunshine Act Data Collection Until 2013 May 8, 2012 Colin J. Zick, Pat A. Cerundolo, Tad Heuer Privacy and Data Security Alert Download CMS Delays Sunshine Act Data Collection Until 2013 pdf file
Update on President Obama’s Summit on Cybersecurity and Consumer Protection February 19, 2015 Colin J. Zick, Jeremy W. Meisinger, Christopher Cifrino Privacy and Data Security Alert Download Update on President Obama’s Summit on Cybersecurity and Consumer Protection pdf file
The European Court of Justice Invalidates Safe Harbor October 6, 2015 Colin J. Zick Privacy and Data Security Alert Download The European Court of Justice Invalidates Safe Harbor pdf file
IPhone Access Gets Attention, 'Stingrays' Fly Under The Radar April 6, 2016 Erik L. Schulwolf Privacy and Data Security Alert Download IPhone Access Gets Attention, 'Stingrays' Fly Under The Radar pdf file
General Data Protection Regulation: What It Means For US Healthcare/Life Science Companies August 28, 2017 Privacy and Data Security Alert Download General Data Protection Regulation: What It Means For US Healthcare/Life Science Companies pdf file
California Passes New Data Privacy Law With National Implications July 17, 2018 Colin J. Zick, Christopher Escobedo Hart Privacy and Data Security Alert Download California Passes New Data Privacy Law With National Implications pdf file
Lessons from the First Major Enforcement of GDPR January 24, 2019 Privacy and Data Security Alert Download Lessons from the First Major Enforcement of GDPR pdf file
Minimizing Risk and Liability from Man-in-the-Middle Attacks (or, How to Keep Your Company’s Wire Transfers from Going Awry) May 2, 2019 Christopher Escobedo Hart, Colin J. Zick, Nicholas C. Theodorou Privacy and Data Security Alert Download Minimizing Risk and Liability from Man-in-the-Middle Attacks (or, How to Keep Your Company’s Wire Transfers from Going Awry) pdf file
Is Your Company Ready for the CCPA? July 15, 2019 Colin J. Zick, Christopher Escobedo Hart, Christina G. Hioureas, Yoni Bard Privacy and Data Security Alert Download Is Your Company Ready for the CCPA? pdf file
California Attorney General Revises Proposed CCPA Regulations February 19, 2020 Colin J. Zick, Christopher Escobedo Hart Privacy and Data Security Alert Download California Attorney General Revises Proposed CCPA Regulations pdf file
Data Sharing, Information Technology, and the CARES Act April 1, 2020 Jeremy W. Meisinger, Colin J. Zick Privacy and Data Security Alert Download Data Sharing, Information Technology, and the CARES Act pdf file
Privacy Shield No Longer Viable Basis for EU-US Data Transfers July 16, 2020 Christopher Escobedo Hart, Stephen Stich, Colin J. Zick, Jeremy W. Meisinger, Frédéric Scanvic, Diana Paraguacuto-Mahéo Privacy and Data Security Alert Download Privacy Shield No Longer Viable Basis for EU-US Data Transfers pdf file
IRS Issues Instructions for Redesigned Form 990 December 23, 2008 Nonprofit Alert Download IRS Issues Instructions for Redesigned Form 990 pdf file
Massachusetts Form PC: Notice of Increase in Minimum Threshold for Reviewed Financial Statements December 31, 2008 Nonprofit Alert Download Massachusetts Form PC: Notice of Increase in Minimum Threshold for Reviewed Financial Statements pdf file
May 15 Deadline for Filing IRS Form 990-N May 13, 2009 Nonprofit Alert Download May 15 Deadline for Filing IRS Form 990-N pdf file
Funding Opportunities in the American Recovery and Reinvestment Act of 2009 and the Serve America Act June 16, 2009 Nonprofit Alert Download Funding Opportunities in the American Recovery and Reinvestment Act of 2009 and the Serve America Act pdf file
Uniform Prudent Management of Institutional Funds Act Liberalizes Endowment Spending and Clarifies Investment Standards for Charitable Institutions July 16, 2009 Nonprofit Alert Download Uniform Prudent Management of Institutional Funds Act Liberalizes Endowment Spending and Clarifies Investment Standards for Charitable Institutions pdf file
Attorney General of Massachusetts Announces Initiative on Executive and Director Compensation September 3, 2009 Nonprofit Alert Download Attorney General of Massachusetts Announces Initiative on Executive and Director Compensation pdf file
Deadline Approaching for Form 990 Filers May 10, 2010 Nonprofit Alert Download Deadline Approaching for Form 990 Filers pdf file
Spotlight on Executive Compensation May 26, 2010 Nonprofit Alert Download Spotlight on Executive Compensation pdf file
Massachusetts Attorney General Announces Increased Scrutiny of Compensation for Directors of Public Charities April 15, 2011 Nonprofit Alert Download Massachusetts Attorney General Announces Increased Scrutiny of Compensation for Directors of Public Charities pdf file
Legislature Hears Testimony on Legislation Limiting the Right of Public Charities to Compensate Independent Directors September 30, 2011 Nonprofit Alert Download Legislature Hears Testimony on Legislation Limiting the Right of Public Charities to Compensate Independent Directors pdf file
IRS Releases Revised Form 990 With Changes Affecting Joint Ventures, Compensation and Hospitals January 30, 2012 Nonprofit Alert Download IRS Releases Revised Form 990 With Changes Affecting Joint Ventures, Compensation and Hospitals pdf file
Charitable Giving Initiative Under Consideration by Massachusetts Legislature February 14, 2012 Nonprofit Alert Download Charitable Giving Initiative Under Consideration by Massachusetts Legislature pdf file
Massachusetts Legislative Committee Approves Legislation Expanding Regulatory Oversight of Healthcare Organizations March 23, 2012 Nonprofit Alert Download Massachusetts Legislative Committee Approves Legislation Expanding Regulatory Oversight of Healthcare Organizations pdf file
Massachusetts Senate Considering Budget Amendment Limiting Compensation of Directors and Officers of Public Charities May 21, 2012 Nonprofit Alert Download Massachusetts Senate Considering Budget Amendment Limiting Compensation of Directors and Officers of Public Charities pdf file
Massachusetts Senate Adopts Budget Amendment Barring Compensation of Directors of Public Charities Without Approval from the Attorney General May 25, 2012 Nonprofit Alert Download Massachusetts Senate Adopts Budget Amendment Barring Compensation of Directors of Public Charities Without Approval from the Attorney General pdf file
Legislature Approves State Budget June 29, 2012 Nonprofit Alert Download Legislature Approves State Budget pdf file
Federal Legislation Introduced to Support Nonprofit Organizations Improve Energy Efficiency September 28, 2012 Nonprofit Alert Download Federal Legislation Introduced to Support Nonprofit Organizations Improve Energy Efficiency pdf file
Massachusetts Nonprofit Annual Reports Due November 1, 2012 October 2, 2012 Nonprofit Alert Download Massachusetts Nonprofit Annual Reports Due November 1, 2012 pdf file
Massachusetts Secretary of State Releases Guidance on Benefit Corporations November 9, 2012 Nonprofit Alert Download Massachusetts Secretary of State Releases Guidance on Benefit Corporations pdf file
Form PC Revisions and Other Areas of Focus on Charities January 31, 2013 Nonprofit Alert Download Form PC Revisions and Other Areas of Focus on Charities pdf file
Massachusetts Nonprofit Annual Reports Due November 1, 2013 October 8, 2013 Nonprofit Alert Download Massachusetts Nonprofit Annual Reports Due November 1, 2013 pdf file
Massachusetts Attorney General Report on Charity CEO Compensation Reviews Pay Practices and Introduces New Reporting Form January 8, 2014 Nonprofit Alert Download Massachusetts Attorney General Report on Charity CEO Compensation Reviews Pay Practices and Introduces New Reporting Form pdf file
SJC Case Could Result in Loss of Property Tax Exemptions for Certain Conservation Land January 16, 2014 Nonprofit Alert Download SJC Case Could Result in Loss of Property Tax Exemptions for Certain Conservation Land pdf file
IRS Reminds Tax-Exempt Organizations About Important Filing Deadline May 6, 2014 Nonprofit Alert Download IRS Reminds Tax-Exempt Organizations About Important Filing Deadline pdf file
SJC Upholds Charitable Property Tax Exemption for Land Conservation Organization May 22, 2014 Tad Heuer Nonprofit Alert Download SJC Upholds Charitable Property Tax Exemption for Land Conservation Organization pdf file
IRS Releases Streamlined Application for Tax-Exempt Status July 8, 2014 Nonprofit Alert Download IRS Releases Streamlined Application for Tax-Exempt Status pdf file
Section 501(c)(4) Organizations Subject to IRS Notice Requirement August 24, 2016 Nonprofit Alert Download Section 501(c)(4) Organizations Subject to IRS Notice Requirement pdf file
Recent Governance and Gift-Giving Guidance from the Non-Profit/Public Charities Division September 22, 2016 Nonprofit Alert Download Recent Governance and Gift-Giving Guidance from the Non-Profit/Public Charities Division pdf file
Recent Updates from the Attorney General’s Nonprofit Division March 7, 2017 Nonprofit Alert Download Recent Updates from the Attorney General’s Nonprofit Division pdf file
IRS Updates Form 990-EZ for 2016 March 10, 2017 Nonprofit Alert Download IRS Updates Form 990-EZ for 2016 pdf file
SJC Issues Property Tax Ruling Regarding Religious Organization April 3, 2017 Nonprofit Alert Download SJC Issues Property Tax Ruling Regarding Religious Organization pdf file
What Nonprofit Organizations Need to Know about the CARES Act April 1, 2020 Tad Heuer Nonprofit Alert Download What Nonprofit Organizations Need to Know about the CARES Act pdf file
MSLP Nonprofit Organization Loan Facilities September 9, 2020 Thomas Draper, Malcolm G. Henderson Nonprofit Alert Download MSLP Nonprofit Organization Loan Facilities pdf file
Considerations for the Acquisition of a Non-U.S. Company by a U.S. Public Company February 10, 2017 Jennifer V. Audeh, Corey Brown M&A Alert Download Considerations for the Acquisition of a Non-U.S. Company by a U.S. Public Company pdf file
Fiduciary Duties of Directors in Connection with an Acquisition: A Massachusetts Difference June 2, 2017 Peter M. Rosenblum M&A Alert Download  Fiduciary Duties of Directors in Connection with an Acquisition: A Massachusetts Difference  pdf file
Mergers & Acquisitions 2017 April 17, 2018 Alexander J. Aber, Joseph J. Basile, Peter M. Rosenblum M&A Alert Download Mergers & Acquisitions 2017 pdf file
Foreign Investment and Export Control Reform Update (Part 1 of Series) August 22, 2018 Gwendolyn Wilber Jaramillo M&A Alert Download Foreign Investment and Export Control Reform Update (Part 1 of Series) pdf file
Foreign Investment and Export Control Reform Update (Part 2 of Series) October 1, 2018 Gwendolyn Wilber Jaramillo M&A Alert Download Foreign Investment and Export Control Reform Update (Part 2 of Series) pdf file
Mandatory Filings for Foreign Investments in U.S. Required by New CFIUS Pilot Program October 30, 2018 Gwendolyn Wilber Jaramillo M&A Alert Download Mandatory Filings for Foreign Investments in U.S. Required by New CFIUS Pilot Program pdf file
DOJ and OFAC Actions Highlight Importance of Compliance in International M&A April 17, 2019 Gwendolyn Wilber Jaramillo, Shrutih V. Tewarie, Nicholas Anastasi M&A Alert Download DOJ and OFAC Actions Highlight Importance of Compliance in International M&A pdf file
Delaware Chancery Court Rules That Merger Agreement Termination Fee Not Exclusive Remedy Where Seller Accepts Superior Offer in Violation of No-Shop November 21, 2019 Matthew C. Baltay, Kevin J. Conroy M&A Alert Download Delaware Chancery Court Rules That Merger Agreement Termination Fee Not Exclusive Remedy Where Seller Accepts Superior Offer in Violation of No-Shop pdf file
FTC Increases Thresholds for HSR Filings and Interlocking Directorates and Adjusts Civil Penalties January 30, 2020 Austin A.B. Ownbey, Lisa C. Wood M&A Alert Download FTC Increases Thresholds for HSR Filings and Interlocking Directorates and Adjusts Civil Penalties pdf file
Expanded CFIUS Regulations in Effect February 13, 2020 January 31, 2020 Gwendolyn Wilber Jaramillo, Anna Maria Annino M&A Alert Download Expanded CFIUS Regulations in Effect February 13, 2020 pdf file
COVID-19 M&A Closing Considerations March 25, 2020 Alexander J. Aber, Joseph J. Basile, Corey Brown, Adrienne Ellman M&A Alert Download COVID-19 M&A Closing Considerations  pdf file
U.S. Antitrust Agencies Adjust Review Processes in Response to COVID-19 Crisis March 27, 2020 Austin A.B. Ownbey, Lisa C. Wood M&A Alert Download U.S. Antitrust Agencies Adjust Review Processes in Response to COVID-19 Crisis pdf file
DOJ Takes New Tack on Hospital Recoupments: Implantable Cardiac Defibrillators September 4, 2012 Colin J. Zick, Dean Richlin Litigation Alert Download DOJ Takes New Tack on Hospital Recoupments: Implantable Cardiac Defibrillators pdf file
Second Circuit Vacates Conviction Against Sales Representative for Off-Label Promotion December 5, 2012 Litigation Alert Download Second Circuit Vacates Conviction Against Sales Representative for Off-Label Promotion pdf file
New York State Courts Prepare to Expand Virtual Courts Program April 17, 2020 Peter A. Sullivan Litigation Alert Download New York State Courts Prepare to Expand Virtual Courts Program pdf file
Supreme Court Issues Important Decision on Retroactive Effect of Amendment to Foreign Sovereign Immunities Act June 11, 2020 Andrew B. Loewenstein, Peter A. Sullivan Litigation Alert Download Supreme Court Issues Important Decision on Retroactive Effect of Amendment to Foreign Sovereign Immunities Act pdf file
Regulatory Summary of 105 CMR 970.000 - Final Pharmaceutical & Medical Device Manufacturer Conduct Regulations March 5, 2009 Life Sciences Alert Download Regulatory Summary of 105 CMR 970.000 - Final Pharmaceutical & Medical Device Manufacturer Conduct Regulations pdf file
Wyeth v. Levine: No Federal Preemption for Drug Labeling March 5, 2009 Life Sciences Alert Download Wyeth v. Levine: No Federal Preemption for Drug Labeling pdf file
FDA Issues Order Requiring Safety and Effectiveness Information from Older Medical Devices April 10, 2009 Paul T. Kim, Maia M. Larsson Life Sciences Alert Download FDA Issues Order Requiring Safety and Effectiveness Information from Older Medical Devices pdf file
Vermont Pharmaceutical Gift Ban & Disclosure Act June 24, 2009 Colin J. Zick, Pat A. Cerundolo Life Sciences Alert Download Vermont Pharmaceutical Gift Ban & Disclosure Act pdf file
FDA Acknowledges Deviations in Menaflex Knee Device Clearance September 25, 2009 Paul T. Kim Life Sciences Alert Download FDA Acknowledges Deviations in Menaflex Knee Device Clearance pdf file
FDA Releases Initial Draft Guidance on Risk Evaluation and Mitigation Strategies (REMS): Seeking Input from Stakeholders October 1, 2009 Paul T. Kim, Maia M. Larsson Life Sciences Alert Download FDA Releases Initial Draft Guidance on Risk Evaluation and Mitigation Strategies (REMS): Seeking Input from Stakeholders pdf file
Biosimilars Pathway Enacted March 24, 2010 Donald R. Ware Life Sciences Alert Download Biosimilars Pathway Enacted pdf file
New Federal Health Reform Law Includes “Sunshine” Reporting Requirements for Drug and Device Manufacturers March 25, 2010 Pat A. Cerundolo, Colin J. Zick, Tad Heuer, Zachary Gerson Life Sciences Alert Download New Federal Health Reform Law Includes “Sunshine” Reporting Requirements for Drug and Device Manufacturers pdf file
Are Genes No Longer Patentable? April 2, 2010 Hathaway Pease Russell Life Sciences Alert Download Are Genes No Longer Patentable? pdf file
Qui Tam? Now More Plaintiffs Will Qualify April 7, 2010 Life Sciences Alert Download Qui Tam? Now More Plaintiffs Will Qualify pdf file
Phase II of the FDA'S Transparency Initiative May 21, 2010 Paul T. Kim Life Sciences Alert Download Phase II of the FDA'S Transparency Initiative pdf file
United States Supreme Court Strikes Down Vermont Pharmaceutical “Data Mining” Law June 24, 2011 Colin J. Zick, Pat A. Cerundolo, Tad Heuer Life Sciences Alert Download United States Supreme Court Strikes Down Vermont Pharmaceutical “Data Mining” Law pdf file
CMS Releases Proposed “Sunshine” Physician Payment Reporting Rule for Drug and Device Manufacturers December 16, 2011 Colin J. Zick, Tad Heuer Life Sciences Alert Download CMS Releases Proposed “Sunshine” Physician Payment Reporting Rule for Drug and Device Manufacturers pdf file
Massachusetts Gift Ban Narrowed to Allow Meals During Education Programs July 9, 2012 Pat A. Cerundolo, Colin J. Zick, Tad Heuer Life Sciences Alert Download Massachusetts Gift Ban Narrowed to Allow Meals During Education Programs pdf file
Massachusetts DPH Proposes Revised Gift Ban Regulations September 20, 2012 Pat A. Cerundolo, Colin J. Zick, Tad Heuer Life Sciences Alert Download Massachusetts DPH Proposes Revised Gift Ban Regulations pdf file
Massachusetts DPH Finalizes Revised “Gift Ban” Regulations November 26, 2012 Pat A. Cerundolo, Colin J. Zick, Tad Heuer Life Sciences Alert Download Massachusetts DPH Finalizes Revised “Gift Ban” Regulations pdf file
The Physician Payment Sunshine Act Final Rule February 8, 2013 Colin J. Zick, Pat A. Cerundolo, Tad Heuer Life Sciences Alert Download The Physician Payment Sunshine Act Final Rule pdf file
FDA Releases Final Guidance on the Regulation of Mobile Medical Applications October 1, 2013 Colin J. Zick Life Sciences Alert Download FDA Releases Final Guidance on the Regulation of Mobile Medical Applications pdf file
FDA is Soliciting Comments on Improving the Quality of ANDA Submissions January 27, 2014 Paul T. Kim Life Sciences Alert Download FDA is Soliciting Comments on Improving the Quality of ANDA Submissions pdf file
DC District Court Strikes Down 340B Orphan Drug Rule June 5, 2014 Thomas Barker Life Sciences Alert Download DC District Court Strikes Down 340B Orphan Drug Rule pdf file
Massachusetts Enacts New Biosimilars Substitution Law June 25, 2014 Pat A. Cerundolo, Tad Heuer Life Sciences Alert Download Massachusetts Enacts New Biosimilars Substitution Law pdf file
Federal Court Holds Manufacturer of Investigational Drug and Medical Device Responsible for Clinical Trial Investigator’s Allegedly Inadequate Informed Consent Form July 16, 2014 David R. Geiger Life Sciences Alert Download Federal Court Holds Manufacturer of Investigational Drug and Medical Device Responsible for Clinical Trial Investigator’s Allegedly Inadequate Informed Consent Form pdf file
FDA Unveils Anticipated Draft Guidance for the Regulation of Laboratory-Developed Tests August 4, 2014 Paul T. Kim Life Sciences Alert Download FDA Unveils Anticipated Draft Guidance for the Regulation of Laboratory-Developed Tests pdf file
FDA Issues Draft Guidance on Medical Device Accessories January 23, 2015 Colin J. Zick, Paul T. Kim Life Sciences Alert Download FDA Issues Draft Guidance on Medical Device Accessories pdf file
FDA Issues Draft Guidance on General Wellness Products January 23, 2015 Colin J. Zick, Paul T. Kim Life Sciences Alert Download FDA Issues Draft Guidance on General Wellness Products pdf file
Federal Circuit Invites FDA's Early Licensure of Biosimilars to Encourage Pre-Launch Resolution of Patent Disputes July 6, 2016 Donald R. Ware, Barbara A. Fiacco Life Sciences Alert Download Federal Circuit Invites FDA's Early Licensure of Biosimilars to Encourage Pre-Launch Resolution of Patent Disputes pdf file
Update to the Federal Physician Payments Sunshine Act October 5, 2018 Colin J. Zick Life Sciences Alert Download Update to the Federal Physician Payments Sunshine Act pdf file
USCIS Delays Imposition of E-Verify Obligations On Federal Contractors January 13, 2009 Labor and Employment Alert Download USCIS Delays Imposition of E-Verify Obligations On Federal Contractors pdf file
U.S. Supreme Court Adopts The Plan Document Rule for ERISA Plans January 28, 2009 Labor and Employment Alert Download U.S. Supreme Court Adopts The Plan Document Rule for ERISA Plans pdf file
New Administration Further Postpones Mandatory E-Verify for Government Contractors until May 2009 January 29, 2009 Labor and Employment Alert Download New Administration Further Postpones Mandatory E-Verify for Government Contractors until May 2009 pdf file
President Obama Signs Into Law the Lilly Ledbetter Fair Pay Act January 30, 2009 Labor and Employment Alert Download President Obama Signs Into Law the Lilly Ledbetter Fair Pay Act pdf file
U.S. Supreme Court Expands Protections Against Retaliation January 30, 2009 Labor and Employment Alert Download U.S. Supreme Court Expands Protections Against Retaliation pdf file
First Circuit Affirms Large Jury Award to Employee Denied Accommodation for His Disability February 3, 2009 Labor and Employment Alert Download First Circuit Affirms Large Jury Award to Employee Denied Accommodation for His Disability pdf file
Massachusetts Supreme Judicial Court Concludes that Restricted Stock Under Employee Stock Purchase Plan is Not Covered by the Payment of Wages Statute February 3, 2009 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Concludes that Restricted Stock Under Employee Stock Purchase Plan is Not Covered by the Payment of Wages Statute pdf file
Court of Appeals for the First Circuit Interprets The Whistleblower Provision of Sarbanes-Oxley February 13, 2009 Labor and Employment Alert Download Court of Appeals for the First Circuit Interprets The Whistleblower Provision of Sarbanes-Oxley pdf file
The New Stimulus Package Creates Premium Subsidy for COBRA Continuation Coverage February 22, 2009 Labor and Employment Alert Download The New Stimulus Package Creates Premium Subsidy for COBRA Continuation Coverage pdf file
H-1B Filing Deadline for FY 2010 is Fast Approaching and Stimulus Package Imposes New Restrictions on Hiring Foreign Workers February 23, 2009 Labor and Employment Alert Download H-1B Filing Deadline for FY 2010 is Fast Approaching and Stimulus Package Imposes New Restrictions on Hiring Foreign Workers pdf file
Employee May Sue Employer Over Truthful But Arguably Malicious E-Mail to Co-Workers February 24, 2009 Labor and Employment Alert Download Employee May Sue Employer Over Truthful But Arguably Malicious E-Mail to Co-Workers pdf file
DOL Issues Model COBRA Notices to Reflect Changes Mandated by the Stimulus Package March 20, 2009 Labor and Employment Alert Download DOL Issues Model COBRA Notices to Reflect Changes Mandated by the Stimulus Package pdf file
New Form I-9 Goes Into Effect Today April 3, 2009 Labor and Employment Alert Download New Form I-9 Goes Into Effect Today pdf file
Federal Court Finds That Agreement to Defer Payment of Salary Violates the Massachusetts Payment of Wages Statute April 9, 2009 Labor and Employment Alert Download Federal Court Finds That Agreement to Defer Payment of Salary Violates the Massachusetts Payment of Wages Statute pdf file
USCIS Is Still Accepting H-1B Petitions April 10, 2009 Labor and Employment Alert Download USCIS Is Still Accepting H-1B Petitions pdf file
Massachusetts Supreme Judicial Court Holds That Discharged Employees Must Be Paid Unused Vacation Time, Regardless of Employer’s Written Vacation Policy June 12, 2009 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Holds That Discharged Employees Must Be Paid Unused Vacation Time, Regardless of Employer’s Written Vacation Policy pdf file
U.S. Supreme Court Holds That City Discriminated Against White Firefighters June 12, 2009 Labor and Employment Alert Download U.S. Supreme Court Holds That City Discriminated Against White Firefighters pdf file
New Immigration Enforcement Efforts Aimed at Employers July 8, 2009 Labor and Employment Alert Download New Immigration Enforcement Efforts Aimed at Employers pdf file
Massachusetts Appeals Court Reinstates $195,000 in Emotional Distress Damages For Disability Discrimination July 9, 2009 Labor and Employment Alert Download Massachusetts Appeals Court Reinstates $195,000 in Emotional Distress Damages For Disability Discrimination pdf file
Federal Minimum Wage Increases to $7.25 Today July 24, 2009 Labor and Employment Alert Download Federal Minimum Wage Increases to $7.25 Today pdf file
Supreme Judicial Court Holds That Doctor Is Not Required to Arbitrate Discrimination Claims July 28, 2009 Labor and Employment Alert Download Supreme Judicial Court Holds That Doctor Is Not Required to Arbitrate Discrimination Claims pdf file
Federal Court Decision Suggests That Employees Can Challenge Employers’ Policies on Off-Duty Conduct July 31, 2009 Labor and Employment Alert Download Federal Court Decision Suggests That Employees Can Challenge Employers’ Policies on Off-Duty Conduct pdf file
Proposed Regulation Would Require Federal Contractors to Notify Employees of Their Rights Under Federal Labor Laws August 4, 2009 Labor and Employment Alert Download Proposed Regulation Would Require Federal Contractors to Notify Employees of Their Rights Under Federal Labor Laws pdf file
Supreme Judicial Court Holds That Worker Misclassified As Independent Contractor Is Entitled to Damages, Despite Being Paid More than Comparable Employees August 24, 2009 Labor and Employment Alert Download Supreme Judicial Court Holds That Worker Misclassified As Independent Contractor Is Entitled to Damages, Despite Being Paid More than Comparable Employees pdf file
Many Federal Contractors Will Have To Comply With E-Verify September 9, 2009 Labor and Employment Alert Download Many Federal Contractors Will Have To Comply With E-Verify pdf file
Many Federal Contractors Will Have To Comply With E-Verify October 6, 2009 Labor and Employment Alert Download Many Federal Contractors Will Have To Comply With E-Verify pdf file
Supreme Judicial Court Establishes New Standard for Punitive Damages Awards in Discrimination Cases October 7, 2009 Labor and Employment Alert Download Supreme Judicial Court Establishes New Standard for Punitive Damages Awards in Discrimination Cases pdf file
Massachusetts Appeals Court Finds Single Comment Actionable as Discrimination October 19, 2009 Labor and Employment Alert Download Massachusetts Appeals Court Finds Single Comment Actionable as Discrimination pdf file
First Circuit Holds That Employer’s Shifting Explanation for Termination Was Sufficient to Raise Jury Question in Age Discrimination Case October 23, 2009 Labor and Employment Alert Download First Circuit Holds That Employer’s Shifting Explanation for Termination Was Sufficient to Raise Jury Question in Age Discrimination Case pdf file
President Obama Extends COBRA Subsidy for Unemployed Workers December 23, 2009 Labor and Employment Alert Download President Obama Extends COBRA Subsidy for Unemployed Workers pdf file
Obama Administration Proposes Initiative to Combat Misclassification of Employees as Independent Contractors February 5, 2010 Labor and Employment Alert Download Obama Administration Proposes Initiative to Combat Misclassification of Employees as Independent Contractors pdf file
Appeals Court Limits The Scope of Lilly Ledbetter Fair Pay Act February 18, 2010 Labor and Employment Alert Download Appeals Court Limits The Scope of Lilly Ledbetter Fair Pay Act pdf file
President Obama Extends COBRA Subsidy for Unemployed Workers Again March 3, 2010 Labor and Employment Alert Download President Obama Extends COBRA Subsidy for Unemployed Workers Again pdf file
New H-1B Filings for FY 2011 Begin April 1 March 17, 2010 Labor and Employment Alert Download New H-1B Filings for FY 2011 Begin April 1 pdf file
Fair Labor Standards Act Amended to Require Breaks for Nursing Mothers April 1, 2010 Labor and Employment Alert Download Fair Labor Standards Act Amended to Require Breaks for Nursing Mothers pdf file
Federal Court Holds Company Misclassified Franchisees as Independent Contractors April 6, 2010 Labor and Employment Alert Download Federal Court Holds Company Misclassified Franchisees as Independent Contractors pdf file
President Obama Extends COBRA Subsidy Until May 31 April 20, 2010 Labor and Employment Alert Download President Obama Extends COBRA Subsidy Until May 31 pdf file
Department of Labor Issues Final Rule Requiring Government Contractors to Notify Employees of Their Rights under Federal Labor Laws May 20, 2010 Labor and Employment Alert Download Department of Labor Issues Final Rule Requiring Government Contractors to Notify Employees of Their Rights under Federal Labor Laws pdf file
Supreme Court Unanimously Holds Disparate Impact Claim Is Timely Despite No Challenge to Adoption of Hiring Practice May 27, 2010 Labor and Employment Alert Download Supreme Court Unanimously Holds Disparate Impact Claim Is Timely Despite No Challenge to Adoption of Hiring Practice pdf file
Supreme Court Holds That Two Member National Labor Relations Board Lacked Power to Issue Decisions June 22, 2010 Labor and Employment Alert Download Supreme Court Holds That Two Member National Labor Relations Board Lacked Power to Issue Decisions pdf file
Supreme Judicial Court Limits the Protections of the Massachusetts Maternity Leave Act August 11, 2010 Labor and Employment Alert Download Supreme Judicial Court Limits the Protections of the Massachusetts Maternity Leave Act pdf file
Massachusetts Restricts Employers' Use of Criminal Record Information August 13, 2010 Labor and Employment Alert Download Massachusetts Restricts Employers' Use of Criminal Record Information pdf file
The United States Increases Filing Fees For Certain H-1B and L Petitions August 17, 2010 Labor and Employment Alert Download The United States Increases Filing Fees For Certain H-1B and L Petitions pdf file
New Massachusetts Law Requires Notice to Employees About the Addition of Negative Information to Their Personnel Records August 19, 2010 Labor and Employment Alert Download New Massachusetts Law Requires Notice to Employees About the Addition of Negative Information to Their Personnel Records pdf file
Massachusetts Creates Private Right of Action to Enforce Workers' Compensation Law August 20, 2010 Labor and Employment Alert Download Massachusetts Creates Private Right of Action to Enforce Workers' Compensation Law pdf file
Immigration and Customs Enforcement Reports Significant Rise in I-9 Inspections and Fines November 9, 2010 Labor and Employment Alert Download Immigration and Customs Enforcement Reports Significant Rise in I-9 Inspections and Fines pdf file
Restricting Employees' Internet Conduct May Violate Federal Labor Law November 10, 2010 Labor and Employment Alert Download Restricting Employees' Internet Conduct May Violate Federal Labor Law pdf file
EEOC Issues Regulations Relating To the Genetic Information Nondiscrimination Act of 2008 November 11, 2010 Kristyn Bunce DeFilipp Labor and Employment Alert Download EEOC Issues Regulations Relating To the Genetic Information Nondiscrimination Act of 2008 pdf file
MCAD Issues Fact Sheet on CORI Reform November 23, 2010 Labor and Employment Alert Download MCAD Issues Fact Sheet on CORI Reform pdf file
National Labor Relations Board Proposes Regulation Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act December 22, 2010 Kristyn Bunce DeFilipp Labor and Employment Alert Download National Labor Relations Board Proposes Regulation Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act pdf file
Supreme Court Holds That Fired Fiancé of EEOC Complainant Has Title VII Retaliation Claim January 25, 2011 Labor and Employment Alert Download Supreme Court Holds That Fired Fiancé of EEOC Complainant Has Title VII Retaliation Claim pdf file
Supreme Judicial Court Limits Employers Ability to Deduct Losses From Wages January 27, 2011 Labor and Employment Alert Download Supreme Judicial Court Limits Employers Ability to Deduct Losses From Wages pdf file
Superior Court Judge Rules that Massachusetts Wage Act Applies to Severance Pay February 9, 2011 Kristyn Bunce DeFilipp Labor and Employment Alert Download Superior Court Judge Rules that Massachusetts Wage Act Applies to Severance Pay pdf file
U.S. Supreme Court Decision Clarifies “Cat’s Paw” Theory of Liability March 7, 2011 Labor and Employment Alert Download U.S. Supreme Court Decision Clarifies “Cat’s Paw” Theory of Liability  pdf file
Massachusetts Supreme Judicial Court Holds that Arbitration Clause Does Not Preclude MCAD Proceeding March 15, 2011 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Holds that Arbitration Clause Does Not Preclude MCAD Proceeding pdf file
Supreme Court Holds that Oral Complaints Constitute Protected Activity Under the Fair Labor Standards Act March 23, 2011 Labor and Employment Alert Download Supreme Court Holds that Oral Complaints Constitute Protected Activity Under the Fair Labor Standards Act pdf file
EEOC Issues Final Regulations Implementing the ADA Amendments Act March 31, 2011 Kristyn Bunce DeFilipp Labor and Employment Alert Download EEOC Issues Final Regulations Implementing the ADA Amendments Act pdf file
Massachusetts Supreme Judicial Court Holds That Former Employee Can Bring Retaliation Claim Based on Conduct Which Occurred Two Years After the Termination of Employment May 17, 2011 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Holds That Former Employee Can Bring Retaliation Claim Based on Conduct Which Occurred Two Years After the Termination of Employment pdf file
DOL Launches App To Track Hours May 27, 2011 Michael L. Rosen Labor and Employment Alert Download DOL Launches App To Track Hours pdf file
Supreme Court Upholds Arizona Law On Illegal Immigration May 27, 2011 Labor and Employment Alert Download Supreme Court Upholds Arizona Law On Illegal Immigration pdf file
U.S. Supreme Court Ends Massive Class Action Against Wal-Mart June 22, 2011 Labor and Employment Alert Download U.S. Supreme Court Ends Massive Class Action Against Wal-Mart pdf file
National Labor Relations Board Issues Final Rule Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act August 26, 2011 Kristyn Bunce DeFilipp Labor and Employment Alert Download National Labor Relations Board Issues Final Rule Requiring Employers to Post Notices About Employees’ Rights under the National Labor Relations Act pdf file
Supreme Judicial Court Issues Two Decisions Regarding the Massachusetts Payment of Wages Act September 1, 2011 Kristyn Bunce DeFilipp Labor and Employment Alert Download Supreme Judicial Court Issues Two Decisions Regarding the Massachusetts Payment of Wages Act pdf file
National Labor Relations Board Delays Start of Rule Requiring Employers to Post a Notice About Workers’ Labor Law Rights October 6, 2011 Kristyn Bunce DeFilipp Labor and Employment Alert Download National Labor Relations Board Delays Start of Rule Requiring Employers to Post a Notice About Workers’ Labor Law Rights pdf file
Massachusetts Enacts Law Prohibiting Discrimination Against Transgendered Individuals December 2, 2011 Labor and Employment Alert Download Massachusetts Enacts Law Prohibiting Discrimination Against Transgendered Individuals pdf file
Connecticut Mandates Paid Sick Leave For Service Workers December 15, 2011 Jonathan A. Keselenko Labor and Employment Alert Download Connecticut Mandates Paid Sick Leave For Service Workers pdf file
NLRB Finds Arbitration Provision Banning Class and Collective Actions to be Unlawful January 11, 2012 Labor and Employment Alert Download NLRB Finds Arbitration Provision Banning Class and Collective Actions to be Unlawful pdf file
Paid Sick Leave Bill May be on Move in Massachusetts March 15, 2012 Jonathan A. Keselenko Labor and Employment Alert Download Paid Sick Leave Bill May be on Move in Massachusetts pdf file
Court of Appeals Enjoins Implementation of NLRB Rule Regarding Notices About Workers' Rights April 19, 2012 Labor and Employment Alert Download Court of Appeals Enjoins Implementation of NLRB Rule Regarding Notices About Workers' Rights pdf file
Supreme Court Clarifies the Application of the FLSA Outside Sales Exemption for Pharmaceutical Sales Representatives Rights June 22, 2012 Labor and Employment Alert Download Supreme Court Clarifies the Application of the FLSA Outside Sales Exemption for Pharmaceutical Sales Representatives Rights pdf file
New Law Imposes Obligations on Staffing Agencies in Massachusetts August 21, 2012 Michael L. Rosen Labor and Employment Alert Download New Law Imposes Obligations on Staffing Agencies in Massachusetts pdf file
Massachusetts Court Issues Important Ruling on Releases of Wage Act Claims December 19, 2012 Christopher Feudo, Michael L. Rosen Labor and Employment Alert Download Massachusetts Court Issues Important Ruling on Releases of Wage Act Claims pdf file
NLRB Confirms that Comments Posted on Social Media May Be Entitled to Protection January 2, 2013 Michael L. Rosen Labor and Employment Alert Download NLRB Confirms that Comments Posted on Social Media May Be Entitled to Protection pdf file
FICA Tax "Holiday" Ends With 2012 January 3, 2013 Kristyn Bunce DeFilipp Labor and Employment Alert Download FICA Tax "Holiday" Ends With 2012 pdf file
EEOC's New Strategic Enforcement Plan Highlights Emphasis on Systemic Discrimination Cases January 16, 2013 Labor and Employment Alert Download EEOC's New Strategic Enforcement Plan Highlights Emphasis on Systemic Discrimination Cases pdf file
US Department of Labor Postpones Affordable Care Acts Employer Health Insurance Notice Requirement January 29, 2013 Labor and Employment Alert Download US Department of Labor Postpones Affordable Care Acts Employer Health Insurance Notice Requirement pdf file
D.C. Circuit Rules Recess Appointments of NLRB Members Unconstitutional, Calling Into Question Hundreds of NLRB Decisions January 31, 2013 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download  D.C. Circuit Rules Recess Appointments of NLRB Members Unconstitutional, Calling Into Question Hundreds of NLRB Decisions pdf file
Recent Decisions Illustrate Strict Interpretation of Massachusetts Wage Act March 18, 2013 Michael L. Rosen Labor and Employment Alert Download Recent Decisions Illustrate Strict Interpretation of Massachusetts Wage Act pdf file
The New I-9 Employment Eligibility Verification Form Has Finally Been Published April 26, 2013 Labor and Employment Alert Download The New I-9 Employment Eligibility Verification Form Has Finally Been Published pdf file
D.C. Circuit Strikes Down NLRB’s Notice-Posting Rule May 17, 2013 Christopher Feudo Labor and Employment Alert Download D.C. Circuit Strikes Down NLRB’s Notice-Posting Rule pdf file
Out-of-State Workers May Bring Suit under Massachusetts Independent Contractor Statute May 31, 2013 Christopher Feudo, Michael L. Rosen Labor and Employment Alert Download Out-of-State Workers May Bring Suit under Massachusetts Independent Contractor Statute pdf file
Massachusetts Appeals Court Takes Expansive View of Retaliation Under the Wage Act June 12, 2013 Labor and Employment Alert Download Massachusetts Appeals Court Takes Expansive View of Retaliation Under the Wage Act pdf file
MA Highest Court Decides that Managers at LLCs Can Be Individually Liable For Wage Act Violations June 14, 2013 Michael L. Rosen Labor and Employment Alert Download MA Highest Court Decides that Managers at LLCs Can Be Individually Liable For Wage Act Violations pdf file
Recent Decision by Massachusetts’ Highest Court Removes Barriers to Wage Claims June 19, 2013 Christopher Feudo Labor and Employment Alert Download Recent Decision by Massachusetts’ Highest Court Removes Barriers to Wage Claims pdf file
Out-of-State Workers May Sue under Massachusetts Wage Act June 21, 2013 Christopher Feudo Labor and Employment Alert Download Out-of-State Workers May Sue under Massachusetts Wage Act pdf file
Recent Supreme Court Cases Raise Bar for Plaintiffs Under Title VII July 2, 2013 Michael L. Rosen Labor and Employment Alert Download Recent Supreme Court Cases Raise Bar for Plaintiffs Under Title VII pdf file
Supreme Court Finds DOMA to Be Unconstitutional -- Impact on Employers Explained July 3, 2013 Labor and Employment Alert Download Supreme Court Finds DOMA to Be Unconstitutional -- Impact on Employers Explained pdf file
Obama Administration Delays Implementation of Key Employer Requirements Under the ACA July 9, 2013 Christopher Feudo Labor and Employment Alert Download Obama Administration Delays Implementation of Key Employer Requirements Under the ACA pdf file
Massachusetts Supreme Judicial Court Holds That Chapter 151B Prohibits Associational Discrimination July 22, 2013 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Holds That Chapter 151B Prohibits Associational Discrimination pdf file
SJC Holds that Massachusetts Wage Act Is Not Intended to be Sole Remedy for Recovery of Unpaid Wages Under State Law August 19, 2013 Michael L. Rosen Labor and Employment Alert Download SJC Holds that Massachusetts Wage Act Is Not Intended to be Sole Remedy for Recovery of Unpaid Wages Under State Law pdf file
New IRS Rule Affecting Hospitality Employers Takes Effect January 1, 2014 November 1, 2013 Jeffrey H. Lerer Labor and Employment Alert Download New IRS Rule Affecting Hospitality Employers Takes Effect January 1, 2014 pdf file
Important Changes Relating to Section 125 Plans May Require Immediate Action November 7, 2013 Teresa A. Martland Labor and Employment Alert Download Important Changes Relating to Section 125 Plans May Require Immediate Action pdf file
NLRB Drops Its Pursuit of Notice-Posting Rule January 13, 2014 Michael L. Rosen Labor and Employment Alert Download NLRB Drops Its Pursuit of Notice-Posting Rule pdf file
Supreme Court Decision Clarifies Approach to Donning-and-Doffing Cases Under the FLSA January 31, 2014 Christopher Feudo Labor and Employment Alert Download Supreme Court Decision Clarifies Approach to Donning-and-Doffing Cases Under the FLSA pdf file
Recent Decision on Temporary Disability Under the ADA Should Give Employers Pause February 3, 2014 Allison Anderson Labor and Employment Alert Download Recent Decision on Temporary Disability Under the ADA Should Give Employers Pause pdf file
Employer Shared Responsibility Under the Affordable Care Act February 14, 2014 Labor and Employment Alert Download Employer Shared Responsibility Under the Affordable Care Act pdf file
USCIS Will Begin Accepting New H-1B Filings on April 1 for Fiscal Year 2015 February 26, 2014 Labor and Employment Alert Download USCIS Will Begin Accepting New H-1B Filings on April 1 for Fiscal Year 2015 pdf file
Supreme Court Finds that Severance Pay is Wages for Purposes of Payroll Taxes March 27, 2014 Labor and Employment Alert Download Supreme Court Finds that Severance Pay is Wages for Purposes of Payroll Taxes pdf file
First Circuit Holds that Variable “Per Diem” Payments May be Part of an Employee’s Regular Rate of Pay for Calculating Overtime April 29, 2014 Allison Anderson Labor and Employment Alert Download First Circuit Holds that Variable “Per Diem” Payments May be Part of an Employee’s Regular Rate of Pay for Calculating Overtime pdf file
Employer Can Be Liable for Negligently Terminating an Employee Based on Co-Worker’s Discriminatory Conduct June 3, 2014 Labor and Employment Alert Download Employer Can Be Liable for Negligently Terminating an Employee Based on Co-Worker’s Discriminatory Conduct pdf file
U.S. Department of Labor Proposes to Change Rule Regarding Who Is a Same-Sex Spouse under the FMLA June 26, 2014 Labor and Employment Alert Download U.S. Department of Labor Proposes to Change Rule Regarding Who Is a Same-Sex Spouse under the FMLA pdf file
Massachusetts Increases the Minimum Wage and Reforms Unemployment Insurance June 27, 2014 Labor and Employment Alert Download Massachusetts Increases the Minimum Wage and Reforms Unemployment Insurance pdf file
Supreme Court Rules Recess Appointments of NLRB Members Unconstitutional June 27, 2014 Christopher Feudo Labor and Employment Alert Download Supreme Court Rules Recess Appointments of NLRB Members Unconstitutional pdf file
U. S. Supreme Court Clarifies Fiduciaries’ Duty of Prudence Under ERISA In Connection with Employee Stock Ownership Plans June 30, 2014 Labor and Employment Alert Download U. S. Supreme Court Clarifies Fiduciaries’ Duty of Prudence Under ERISA In Connection with Employee Stock Ownership Plans pdf file
Closely Held Corporations May Not Have to Provide Employees Contraceptive Coverage Due to Religious Objections July 1, 2014 Labor and Employment Alert Download Closely Held Corporations May Not Have to Provide Employees Contraceptive Coverage Due to Religious Objections pdf file
Massachusetts Enacts Domestic Violence Leave for Employees August 12, 2014 Labor and Employment Alert Download Massachusetts Enacts Domestic Violence Leave for Employees pdf file
Massachusetts Voters Approve Earned Sick Time Law November 5, 2014 Labor and Employment Alert Download Massachusetts Voters Approve Earned Sick Time Law pdf file
Supreme Court Decides No Pay Owed for Amazon Warehouse Security Checks December 11, 2014 Allison Anderson Labor and Employment Alert Download Supreme Court Decides No Pay Owed for Amazon Warehouse Security Checks pdf file
NLRB Rules that Employees Have a Right to Use Employers’ Email Systems for Non-Business Purposes December 12, 2014 Labor and Employment Alert Download NLRB Rules that Employees Have a Right to Use Employers’ Email Systems for Non-Business Purposes pdf file
National Labor Relations Board Issues Final Rule on So-Called “Quickie Elections” December 18, 2014 Christopher Feudo Labor and Employment Alert Download National Labor Relations Board Issues Final Rule on So-Called “Quickie Elections” pdf file
New Parental Leave Law Expands the Massachusetts Maternity Leave Act January 9, 2015 Labor and Employment Alert Download New Parental Leave Law Expands the Massachusetts Maternity Leave Act pdf file
Supreme Court Authorizes the DOL to Change its Interpretative Guidance without Public Input March 10, 2015 Allison Anderson Labor and Employment Alert Download Supreme Court Authorizes the DOL to Change its Interpretative Guidance without Public Input pdf file
Supreme Court Sets New Standard Governing Employer’s Obligation to Accommodate Pregnant Workers March 26, 2015 Christopher Feudo Labor and Employment Alert Download Supreme Court Sets New Standard Governing Employer’s Obligation to Accommodate Pregnant Workers pdf file
Massachusetts Supreme Judicial Court Clarifies the Lawfulness of No Tipping Policies April 10, 2015 Labor and Employment Alert Download Massachusetts Supreme Judicial Court Clarifies the Lawfulness of No Tipping Policies pdf file
Massachusetts SJC Rules that Taxicab Drivers Are Independent Contractors Under the Wage Act April 23, 2015 Allison Anderson Labor and Employment Alert Download Massachusetts SJC Rules that Taxicab Drivers Are Independent Contractors Under the Wage Act pdf file
Massachusetts Attorney General Issues Proposed Regulations Regarding Earned Sick Time Law April 27, 2015 Labor and Employment Alert Download Massachusetts Attorney General Issues Proposed Regulations Regarding Earned Sick Time Law pdf file
Supreme Court Authorizes “Barebones” Court Review of the EEOC’s Conciliation Efforts April 30, 2015 Christopher Feudo Labor and Employment Alert Download Supreme Court Authorizes “Barebones” Court Review of the EEOC’s Conciliation Efforts pdf file
Attorney General Announces 6-Month “Safe Harbor” Under Earned Sick Time Law May 18, 2015 Labor and Employment Alert Download Attorney General Announces 6-Month “Safe Harbor” Under Earned Sick Time Law pdf file
Supreme Court Decides Employers Must Make Religious Accommodations Regardless of Knowledge of Need for Accommodation June 3, 2015 Michael L. Rosen, Christopher Feudo Labor and Employment Alert Download Supreme Court Decides Employers Must Make Religious Accommodations Regardless of Knowledge of Need for Accommodation pdf file
Attorney General Clarifies Safe Harbor Under Earned Sick Time Law June 11, 2015 Christopher Feudo Labor and Employment Alert Download Attorney General Clarifies Safe Harbor Under Earned Sick Time Law pdf file
Office of the Attorney General Issues Final Regulations on the Massachusetts Earned Sick Time Law June 23, 2015 Labor and Employment Alert Download Office of the Attorney General Issues Final Regulations on the Massachusetts Earned Sick Time Law pdf file
Department of Labor Proposes New Regulations Regarding “White Collar” Exemptions Under the Fair Labor Standards Act July 1, 2015 Jonathan A. Keselenko Labor and Employment Alert Download Department of Labor Proposes New Regulations Regarding “White Collar” Exemptions Under the Fair Labor Standards Act pdf file
U.S. Department of Labor Issues Administrator’s Interpretation on Independent Contractors July 16, 2015 Jonathan A. Keselenko Labor and Employment Alert Download U.S. Department of Labor Issues Administrator’s Interpretation on Independent Contractors pdf file
Employers May Be Able to Limit Treble Damages for Violations of the Massachusetts Wage Act August 5, 2015 Jonathan A. Keselenko, Allison Anderson, Christopher Feudo Labor and Employment Alert Download Employers May Be Able to Limit Treble Damages for Violations of the Massachusetts Wage Act pdf file
National Labor Relations Board Issues Controversial Decision Regarding Who is A Joint Employer August 28, 2015 Labor and Employment Alert Download National Labor Relations Board Issues Controversial Decision Regarding Who is A Joint Employer pdf file
Company May Be Liable for Temporary Worker’s Discrimination Claims November 20, 2015 Labor and Employment Alert Download Company May Be Liable for Temporary Worker’s Discrimination Claims pdf file
First Circuit Holds that Jury Can Decide Whether Store Managers Were Exempt from the Overtime Requirements of the FLSA December 15, 2015 Allison Anderson Labor and Employment Alert Download First Circuit Holds that Jury Can Decide Whether Store Managers Were Exempt from the Overtime Requirements of the FLSA pdf file
First Circuit Clarifies Remedies for Retaliation Under the Wage Act December 18, 2015 Labor and Employment Alert Download First Circuit Clarifies Remedies for Retaliation Under the Wage Act pdf file
Seventh Circuit Rejects EEOC’s Attack on Severance Agreements December 22, 2015 Christopher Feudo Labor and Employment Alert Download Seventh Circuit Rejects EEOC’s Attack on Severance Agreements pdf file
NLRB Holds That a Ban on Videotaping Workplace Conversations is Unlawful January 11, 2016 Labor and Employment Alert Download NLRB Holds That a Ban on Videotaping Workplace Conversations is Unlawful pdf file
The Department of Labor Issues Guidance on Joint Employment January 22, 2016 Labor and Employment Alert Download The Department of Labor Issues Guidance on Joint Employment pdf file
EEOC Proposes Rule Requiring Employers to Report Wage Data on EEO-1 Form February 5, 2016 Christopher Feudo Labor and Employment Alert Download EEOC Proposes Rule Requiring Employers to Report Wage Data on EEO-1 Form pdf file
SJC Finds that Employee’s Unauthorized Copying of Proprietary Information Did Not Give Employer Grounds to Discontinue Severance February 8, 2016 Christopher Feudo Labor and Employment Alert Download SJC Finds that Employee’s Unauthorized Copying of Proprietary Information Did Not Give Employer Grounds to Discontinue Severance pdf file
SJC Rules in Employment Discrimination Cases a Plaintiff Need Only Show the Reason for Discharge was Untrue to Survive Summary Judgment March 1, 2016 Allison Anderson Labor and Employment Alert Download SJC Rules in Employment Discrimination Cases a Plaintiff Need Only Show the Reason for Discharge was Untrue to Survive Summary Judgment pdf file
Supreme Judicial Court Reinstates Jury Verdict for Former Employee on FMLA Retaliation Claim March 14, 2016 Labor and Employment Alert Download Supreme Judicial Court Reinstates Jury Verdict for Former Employee on FMLA Retaliation Claim pdf file
U.S. Department of Labor Releases Final Rule Revising “White Collar” Exemptions May 19, 2016 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download U.S. Department of Labor Releases Final Rule Revising “White Collar” Exemptions pdf file
EEOC Issues Final Rules on Employer Wellness Programs May 20, 2016 Allison Anderson Labor and Employment Alert Download EEOC Issues Final Rules on Employer Wellness Programs pdf file
Employee’s Self-Help Discovery May Be Protected Activity Under Massachusetts Anti-Retaliation Law June 2, 2016 Michael L. Rosen, Christopher Feudo Labor and Employment Alert Download Employee’s Self-Help Discovery May Be Protected Activity Under Massachusetts Anti-Retaliation Law pdf file
Federal Court Halts the Enforcement of the Department of Labor’s “Persuader Rule” June 29, 2016 Michael L. Rosen, Christopher Feudo Labor and Employment Alert Download Federal Court Halts the Enforcement of the Department of Labor’s “Persuader Rule” pdf file
NLRB Ruling Makes It Easier to Organize Temporary Workers July 14, 2016 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download NLRB Ruling Makes It Easier to Organize Temporary Workers pdf file
EEOC Revises Proposed Rule on Pay Data Collection July 18, 2016 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download EEOC Revises Proposed Rule on Pay Data Collection pdf file
Massachusetts Enacts New Pay Equity Law August 2, 2016 Jonathan A. Keselenko, Allison Anderson, Christopher Feudo Labor and Employment Alert Download Massachusetts Enacts New Pay Equity Law pdf file
REMINDER: New Overtime Rule Goes Into Effect on December 1, 2016 November 1, 2016 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download REMINDER: New Overtime Rule Goes Into Effect on December 1, 2016 pdf file
Federal Court Blocks New Overtime Rule November 23, 2016 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download Federal Court Blocks New Overtime Rule pdf file
New York Increases Minimum Salary Level for Some Exempt Employees December 29, 2016 Jonathan A. Keselenko, Christopher Feudo, Erin Olesen Labor and Employment Alert Download New York Increases Minimum Salary Level for Some Exempt Employees pdf file
MA Superior Court Adopts “Relief from Duties” Test to Determine If Meal Breaks Are Compensable January 23, 2017 Jonathan A. Keselenko, Christopher Feudo, Emily Nash Labor and Employment Alert Download MA Superior Court Adopts “Relief from Duties” Test to Determine If Meal Breaks Are Compensable pdf file
New IRS Memo Concludes Benefits Paid by Fixed-Indemnity Health Plans May Be Taxable Income February 16, 2017 Thomas Barker, Christopher Feudo, Erin Olesen Labor and Employment Alert Download New IRS Memo Concludes Benefits Paid by Fixed-Indemnity Health Plans May Be Taxable Income pdf file
Five Provisions of New Healthcare Legislation that Affect Employee Benefit Plans March 10, 2017 Thomas Barker, Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download Five Provisions of New Healthcare Legislation that Affect Employee Benefit Plans pdf file
President Trump Repeals DOL “Blacklisting” Rule March 30, 2017 Jonathan A. Keselenko, Christopher Feudo, Emily Nash Labor and Employment Alert Download President Trump Repeals DOL “Blacklisting” Rule pdf file
Massachusetts House Passes Bill to Expand Protections for Pregnant Workers May 15, 2017 Jonathan A. Keselenko, Christopher Feudo, Erin Olesen Labor and Employment Alert Download Massachusetts House Passes Bill to Expand Protections for Pregnant Workers pdf file
What NYC Employers Need to Know about New Salary History Law May 18, 2017 Jonathan A. Keselenko, Christopher Feudo, Emily Nash Labor and Employment Alert Download What NYC Employers Need to Know about New Salary History Law pdf file
DOL Withdraws Obama-Era Guidance on Joint Employment and Independent Contractors June 9, 2017 Jonathan A. Keselenko, Allison Anderson Labor and Employment Alert Download DOL Withdraws Obama-Era Guidance on Joint Employment and Independent Contractors pdf file
U.S. Department of Labor Signals Coming Changes June 29, 2017 Jonathan A. Keselenko, Christopher Feudo, Erin Olesen Labor and Employment Alert Download U.S. Department of Labor Signals Coming Changes pdf file
SJC Rules Wage Act Plaintiffs Are Entitled to Prejudgment Interest, But Not on Treble Damages July 5, 2017 Jonathan A. Keselenko, Christopher Feudo, Erin Olesen Labor and Employment Alert Download SJC Rules Wage Act Plaintiffs Are Entitled to Prejudgment Interest, But Not on Treble Damages pdf file
New Massachusetts Employer Assessment Intended to Deter MassHealth Enrollment July 11, 2017 Thomas Barker, Christopher Feudo Labor and Employment Alert Download New Massachusetts Employer Assessment Intended to Deter MassHealth Enrollment pdf file
Massachusetts SJC Extends Job Protections to Medical Marijuana Users July 19, 2017 Jonathan A. Keselenko, Christopher Feudo, Yoni Bard Labor and Employment Alert Download Massachusetts SJC Extends Job Protections to Medical Marijuana Users pdf file
Massachusetts Adopts New Workplace Protections for Pregnant Workers July 28, 2017 Jonathan A. Keselenko, Christopher Feudo, Erin Olesen Labor and Employment Alert Download Massachusetts Adopts New Workplace Protections for Pregnant Workers pdf file
EEOC’s Collection of Pay Data Delayed August 31, 2017 Jonathan A. Keselenko, Christopher Feudo Labor and Employment Alert Download EEOC’s Collection of Pay Data Delayed pdf file
President Signs EO Loosening Health Care Regulations October 13, 2017 Thomas Barker, Christopher Feudo, Maia M. Larsson, Ross Margulies, Haider David Andazola Labor and Employment Alert Download President Signs EO Loosening Health Care Regulations pdf file
State and Federal Government Move to Enforce Employer Health Care Assessments November 13, 2017 Thomas Barker, Jonathan A. Keselenko, Christopher Feudo, Ross Margulies Labor and Employment Alert Download State and Federal Government Move to Enforce Employer Health Care Assessments pdf file
NLRB Issues a Flurry of Decisions Overturning Employee-Friendly Board Law December 22, 2017 Jonathan A. Keselenko, Christopher Feudo, Allison Anderson, Erin Olesen, Lauren Godles Milgroom Labor and Employment Alert Download NLRB Issues a Flurry of Decisions Overturning Employee-Friendly Board Law pdf file
Massachusetts SJC Limits Wage Act Liability for Board Members and Investors December 29, 2017 Michael L. Rosen, Christopher Feudo, Erin Olesen Labor and Employment Alert Download Massachusetts SJC Limits Wage Act Liability for Board Members and Investors pdf file
Sick Time Not Subject to Massachusetts Wage Act January 30, 2018 Michael L. Rosen, Christopher Feudo, Lauren Godles Milgroom Labor and Employment Alert Download Sick Time Not Subject to Massachusetts Wage Act pdf file
NLRB Vacates Hy-Brand Joint Employment Liability Standard Because of Board Member Conflict February 27, 2018 Jonathan A. Keselenko, Erin Olesen Labor and Employment Alert Download NLRB Vacates Hy-Brand Joint Employment Liability Standard Because of Board Member Conflict pdf file
Massachusetts Attorney General Releases Guidance on Equal Pay Act March 29, 2018 Jonathan A. Keselenko, Michael L. Rosen, Christopher Feudo, Lauren Godles Milgroom Labor and Employment Alert Download Massachusetts Attorney General Releases Guidance on Equal Pay Act pdf file
Supreme Court Adopts More Expansive View of FLSA Exemptions April 5, 2018 Jonathan A. Keselenko, Christopher Feudo, Lauren Godles Milgroom Labor and Employment Alert Download Supreme Court Adopts More Expansive View of FLSA Exemptions pdf file
Massachusetts Places Further Restrictions on Criminal Background Checks May 17, 2018 Michael L. Rosen, Christopher Feudo, James Fullmer Labor and Employment Alert Download Massachusetts Places Further Restrictions on Criminal Background Checks pdf file
Supreme Court Upholds Class Action Arbitration Waivers May 22, 2018 Michael L. Rosen, Christopher Feudo, Erin Olesen Labor and Employment Alert Download Supreme Court Upholds Class Action Arbitration Waivers pdf file
NLRB General Counsel Adopts Less Restrictive Policy on Employee Handbook Rules June 8, 2018 Jonathan A. Keselenko, Christopher Feudo, Allison Anderson Labor and Employment Alert Download NLRB General Counsel Adopts Less Restrictive Policy on Employee Handbook Rules pdf file
Supreme Court Delivers Major Blow to Public Sector Unions June 29, 2018 Jonathan A. Keselenko, Christopher Feudo, Lauren Godles Milgroom Labor and Employment Alert Download Supreme Court Delivers Major Blow to Public Sector Unions pdf file