Rosenblum

Peter M. Rosenblum

Partner
Boston

I have spent my career transforming complex legal issues into opportunities for my clients.

Peter is actively involved in the firm’s corporate and corporate finance practices, with an emphasis on mergers and acquisitions, private equity, venture capital, fund formation and investment, and other public and private offerings of securities. He serves as chair of the firm’s Private Equity Transactions practice and has held numerous leadership roles in M&A and firm management during his tenure with the firm.

Peter’s clients include private equity, hedge, venture capital and other alternative investment funds and investment advisers, as well as public and private companies. For more than four decades, Peter has guided his clients through various market cycles, trends and complicated transactions. He enjoys partnering with clients as they explore opportunities for growth. His peers have described him as one of “just a handful of lawyers in town that command the respect of the entire community." (Chambers USA 2021)

Peter regularly advises institutional and other investors concerning their investments in private funds, co-investments, growth investments and other early and late stage private equity investments. He represents numerous investment advisors and managers of private equity, hedge and other private investment funds, both in the United States and offshore, in connection with formation and operation of their funds and management companies, as well as their transactional matters. 

Peter has broad experience structuring and executing mergers and acquisitions and other complex strategic transactions, including private equity, going private and cross-border transactions, carve-outs, recapitalizations, joint ventures and strategic alliances. He has particular expertise in developing transaction-specific offshore and cross-border structures and limited liability companies and other pass-through vehicles. His clients for this work include public and private companies, private equity firms, stockholders and other company owners and financial advisers. He regularly represents managements, boards of directors and corporate special committees involved in significant transactions.

Peter is principal outside counsel to numerous public and private companies in technology, life sciences, private equity, investment management, consulting, energy and other industries. He provides comprehensive representation concerning private and public placements of equity and debt and other significant fundraising transactions, corporate governance, intellectual property strategies and licensing, management compensation and succession and liquidity events.

Peter was a Co-Managing Partner of Foley Hoag from 2000 to 2005 and served on the Executive Committee from 1997 to 2005 and from 2013 to 2016. He served as Chairman of the firm's Business Department from July 2008 through October 2011. He was Co-Chair of the firm’s M&A Practice Group from 2012 to 2019. Prior to entering the private practice of law, he served as Law Clerk to Chief Justice G. Joseph Tauro of the Massachusetts Supreme Judicial Court.

Peter has lectured and taught classes at Harvard Business School, MIT Sloan School of Management, Boston University School of Law, Duke University School of Law and Bentley University.

Education

  • Harvard Law School, J.D., cum laude
  • Yale University, M.A.
  • Amherst College, B.A., summa cum laude

Bar and Court Admissions

BAR ADMISSIONS

  • Massachusetts

COURT ADMISSIONS

  • U.S. District Court for the District of Massachusetts

Languages

  • Spanish

Publications

  • Fiduciary Duties of Directors in Connection with an Acquisition: A Massachusetts Difference, Aspen Corporation Service (June 15, 2017)  
  • Offshore Investment Advisers and Overview of Institutional and Offshore Advisory Activity in C. Kirsch, Investment Adviser Regulation (New York 2006, 2008, 2016)
  • The ABCs of M&A for Angels, (interviewed) Forbes (2015) 
  • Organization of a Private Investment Fund: Basic Structural and Legal Issues in C. Kirsch, Financial Product Fundamentals (New York 2006, 2009, 2013)
  • Editor, A Practical Guide to Massachusetts Limited Liability Companies (Boston 1996-2019)
  • Compensation for Angel Group Leadership, ACEF Newsletter (2009)
  • Attorney Recommendation: Writing and Negotiating Term Sheets with a View toward Success, ACEF Newsletter (2008); also published in Annual Editions: Entrepreneurship 10/11 (2009)
  • Understanding Capital Structures, in L. Gennari, et al., Starting Up and Advising an Emerging Massachusetts Business (Boston 2001, 2004)
  • Fiduciary Duties of Directors, Officers and Stockholders of Massachusetts Corporations, in S. Keller et al., Massachusetts Business Lawyering (Boston 1991)
  • Creative Debt Financing in the Venture Capital Environment, in S.J. Lee, Venture Capital Manual (Boston 1990)
  • “Bodio v. Ellis and Zimmerman v. Bogoff,” Broadening the Fiduciary Obligations of Shareholders of Close Corporations, 33B.B.J. 22 (1989)

Foley Hoag Publications

Honors & Involvement

HONORS
  • Scholar-Mentor Award, MCLE (2011) 
  • The Best Lawyers in America (1999-2023) 
  • Ranked by Chambers USA: America's Leading Lawyers for Business as one of Massachusetts' leading private equity: venture capital investment and corporate/M&A lawyers (2003-2022)
  • Ranked as Highly Regarded by IFLR 1000
  • Ranked by Chambers Global: The World's Leading Lawyers for Business as one of the leading lawyers in the United States for private equity-buyouts and venture capital investment (2006-2008) 
  • Listed in the Expert Guide to the World's Banking, Finance and Transactional Lawyers for both Private Equity and Investment Funds (2014, 2016)
  • The Legal 500 - United States (2009) Mergers, Acquisitions and Buyouts-Northeast 
  • Listed in Massachusetts Super Lawyers (2006-2014) 
  • Digital Industries’ Top Picks in Boston (2001): Best VC Lawyers 
  • Phi Beta Kappa
INVOLVEMENT 
  • Boston Bar Association, Corporate Law Committee, Chairman (1995-1997)
  • Boston Bar Association, Business Law Section, Chairman (1997-1999)
  • Ceres, Inc., Director
  • Massachusetts Audubon Society, Inc., Director
  • Member, Law360  2017, 2018 and 2019 Mergers & Acquisitions Editorial Advisory Boards
  • Member, Law360  2018 and 2021 Private Equity Editorial Advisory Boards
  • Member, Society of Investment Law
  • Member, MIT Venture Mentoring Service
  • Mentor and Judge: MassChallenge
  • Mentor and Judge: Cleantech Open
  • Angel Capital Association Policy Advisory Council, Member 
  • Boston Lawyers Group, Former Chairman
  • Massachusetts Continuing Legal Education, Inc. (MCLE), Business and Commercial Law Curriculum Committee
  • American, Massachusetts and Boston Bar Associations, Member

Speaking Engagements

  • Co-Chair, Seminar, Capital Structure & Choice of Financing Instrument, MCLE (2022)
  • “Private Funds,” Fundamentals of Investment Adviser Regulation, Practising Law Institute (2012-2021)
  • “Global Funds – Laying the Foundation,” Global Asset Management 2019, Practising Law Institute (2019) 
  •  “Fiduciary Duties of Directors in Mergers and Acquisitions: The Massachusetts Difference,” New England M&A Forum (2017)
  •  “Delaware Update: Volcano Extends Corwin to Two-Step Acquisitions and In Re Appraisal of Dell Inc.,” New England M&A Forum (2016)
  • “Fiduciary Obligations of Directors: Effect of Vote of Stockholders,” New England M&A Forum (2016)
  • “Fiduciary Obligations in a Transaction With a Controlled Entity,” New England M&A Forum (2015)
  • “Non-Disclosure Agreements in the Courts: Offensive and Defensive Uses,” New England M&A Forum (2014)
  • “The Rural/Metro Case: Liability of Investment Bankers for Aiding and Abetting a Breach of Fiduciary Duty,” New England M&A Forum (2014)
  • “Trends in Structuring Transactions,” Financial Executives Alliance (2014)
  • "Non-Binding Letters of Intent and Term Sheets,” New England M&A Forum (2014)
  • “Investment Funds,” Seventh Annual Roundtable Discussion, Harvard Law School/Boston University School of Law/Chicago-Kent College of Law (2014)
  • “Exits from the Buyer’s Perspective,” Moderator, Angel Capital Association (2014)
  • “M&A, Life Sciences and Compliance,” Boston Life Sciences Compliance Roundtable 2014, Polaris (2014)
  • “Corporate Acquirers - How to Engage, Deal Sizes, Common Errors, What Breaks Deals”, Panel, Angel Capital Association (2014)
  • “Investment Funds,” Sixth Annual Roundtable Discussion, Brooklyn Law School/Boston University School of Law/Chicago-Kent College of Law (2014)
  • “M&A The Right Way: The Process and its Tricks and Traps; Webinar," Angel Capital Association/Foley Hoag (2013)
  • “Investment Funds,” Fifth Annual Roundtable Discussion, University of Chicago Law School/Boston University School of Law/Chicago - Kent College of Law (2013)
  • “D&O for Angel Directors, Groups & Funds,” Panel, Angel Capital Association (2013)
  • “Mining the Wisdom: Sidecar Fund Operations and Management,” Panel, Angel Capital Association (2013)
  • “Capital Commitment Funding; Analyzing Financing Options,” webinar, Financial Executives Alliance (2013)
  • “Audit Committees and Their Roles,” Shifting Sands: Emerging Issues for In-House Counsel, Moderator, ACC - Northeast (2012)
  • “Legal Basics 101 - Business Structures,” webinar, American Chemical Society (2012)
  • “Initial Public Offerings (IPOs) and the JOBS Act 2012: A New Approach,” webinar, West LegalEdcenter (2012)
  • “Investment Funds,” Fourth Annual Roundtable Discussion, Boston University School of Law/Chicago-Kent College of Law (2012)
  • “Corporate Dealflow:  Connecting Portfolio Companies with Leading Corporations,” moderator, Angel Capital Association (2012)
  • “Q&A with Foley Hoag’s Peter Rosenblum,” featured, Private Equity Law 360, December 2011
  • “Preparing for Exits: Starting Early,” ENET (2011)
  • “VCs and Angels: Optimizing Exits,” Angel Capital Association (2011)
  • "Who is an Adviser?” Fundamentals of Investment Adviser Regulation 2011, Practising Law Institute (2011)
  • “Negotiating with the Big Dogs for Exits,” a workshop, Angel Capital Association (2011)
  • “The Nuts and Bolts of Executing Successful Exits,” webinar, Angel Capital Association, Angel Capital Education Foundation and Foley Hoag LLP (2011)
  • Dodd-Frank Act and Regulatory Changes: Landmark Changes for Fund Managers and Investment Advisers,” webinar, Practising Law Institute (2011)
  • “Investment Funds,” A Roundtable Discussion, Boston University School of Law/Chicago-Kent College of Law (2010)
  • “Boston Boot Camp: New Registration Requirements,” Alternative Investment Financial Executives Association (2010)
  • “Sidecar Funds: A Workshop,” Angel Capital Association (2010)
  • Impact of Changes in the Economy on Venture Capital, Northeastern School of Law: Entrepreneurship Panel Series (2010)
  • “Dodd-Frank and the New Regulatory Regime for Advisers,” ALI-ABA Audio Webcast and Telephone Seminar (2010)
  • Moderator, “Raising Capital in Troubled Times,” Association of Corporate Counsel-New England (2010)
  • “A Look to the Future,” Fundamentals of Investment Adviser Regulation 2010, Practising Law Institute (2010)
  • “Hedge Fund Regulation and Compliance: Investor Concerns - Side Pockets,” Financial Research Associates, LLC (2010)
  • “Q&A with Foley Hoag’s Peter Rosenblum,” featured, Mergers & Acquisitions Law 360 (2009)
  • “Mutual Funds Under New Administration, Litigation & Regulation,” A Roundtable Discussion, Boston University School of Law/Chicago-Kent Law School (2009)
  • “SEC Update,” Association of Corporate Counsel Annual Meeting (2009)
  • “Fundamentals of Investment Adviser Regulation/Marketing,” Practising Law Institute (2009)
  • “Everything You Wanted To Know About Sidecar Funds,” webinar, Angel Capital Association (2009)
  • “Corporate Governance Considerations for Distressed Businesses” and “Pursuing Out-of-Court Restructurings,” Foley Hoag LLP (2009)
  • Solar Project Structure and Finance, Solar in Boston/Solar in America (2009)
  • “Tricks and Traps of Corporate 'Intrapreneurship' and Entrepreneurial Investment: Getting the Most Out of a New Business,” Association of Corporate Counsel Annual Meeting (2008)
  • “The ABCs of Investment Adviser Regulation/Marketing,” Practising Law Institute (2006-2008)
  • “Understanding Capital Structures,” Corporate Practice: MCLE Basics Plus! (f/k/a Corporate Basics), MCLE (1991-2015)
  • “Hedge Funds,” Investment Management Products: Mutual Funds and Beyond, ALI-ABA (2007)
  • “Investment Adviser Regulation,” ALI-ABA (2006-2007)
  • “Hedge Fund/Private Adviser Developments,” Investment Management Regulation, ALI-ABA (2004-2006)
  • “Drafting a Successful Collaboration Agreement,” Pharmaceutical Strategy Series, Alliance Management Congress (2004)
  • “Offshore Funds,” Investment Management Regulation, ALI-ABA (1995-2003)
  • “International and Cross-Border Agreements,” Negotiating and Drafting Major Business Agreements, Insight Information (2002-2005)
  • “Funding Biotech in the 21st Century: Public Offerings,” Bio 2000 (2000)
  • “Management of Intellectual Property in Collaborations,” Massachusetts Biotechnology Council (1998)
  • “Corporate Fiduciary Duties in Massachusetts and Delaware,” How to Incorporate and Counsel a Business, MCLE (1996-1998)
  • “Joint Ventures and Strategic Alliances,” The Directors Roundtable National Conference for Corporate Counsel: Boston (1997)
  • “Technology Transfer in Cross-Border Acquisitions and Divestitures,” Licensing Executives Society (1996)
  • “Structures of Cross-Border Transactions,” Bio ’96 (1996)